Additional Proxy Soliciting Materials (definitive) (defa14a)
March 10 2017 - 3:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a)
of the
Securities Exchange Act of 1934
(Amendment No. )
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Filed by the Registrant
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Filed by a Party other than the Registrant
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Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material under §240.14a-12
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United Technologies Corporation
(Name of Registrant as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement
if other than the Registrant)
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Payment of Filing Fee (Check the appropriate box):
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No fee required.
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1)
and 0-11.
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(1)
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Title
of each class of securities to which transaction applies:
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(2)
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Aggregate number
of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction
computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was
determined):
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(4)
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Proposed maximum
aggregate value of transaction:
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(5)
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Total fee paid:
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Fee paid previously with preliminary
materials.
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Check box if any part of the fee is
offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously.
Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously
Paid:
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(2)
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Form Schedule or
Registration Statement No.:
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(3)
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Filing Party:
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(4)
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Date Filed:
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*** Exercise Your
Right
to Vote ***
Important Notice Regarding the Availability of Proxy Materials for the
Annual Meeting of Shareowners to be held on April 24, 2017.
UNITED
TECHNOLOGIES CORPORATION
UNITED TECHNOLOGIES CORPORATION
10 FARM SPRINGS ROAD
FARMINGTON,
CT 06032
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Meeting
Information
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Meeting Type:
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Annual Meeting
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For Shareowners as of:
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February 28, 2017
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Date:
April 24, 2017
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Time:
8:00 a.m. EDT
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Location:
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UTC Aerospace Systems
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Four Coliseum Centre
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2730 West Tyvola Road
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Charlotte, North Carolina 28217
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You are receiving this communication because you hold shares in the company
named above.
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This is not a ballot. You cannot use this notice to vote these shares.
This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You
may view the proxy materials online at
www.proxyvote.com
or easily request a paper copy (see reverse side).
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We encourage you to access and review all of the important information
contained in the proxy materials before voting.
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See the reverse side of this notice to obtain proxy materials and voting instructions.
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Before You Vote
How to Access the Proxy Materials
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Proxy Materials Available to VIEW or RECEIVE:
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PROXY STATEMENT NOTICE AND ANNUAL REPORT
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How to View Online:
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Have the information that is printed in the box marked by
the arrow
(located on the following page) and visit:
www.proxyvote.com.
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How to Request and Receive a PAPER or E-MAIL Copy:
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If you want to receive a paper or e-mail copy of these documents,
you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:
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1)
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BY INTERNET
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www.proxyvote.com
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2)
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BY TELEPHONE
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1-800-579-1639
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3)
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BY E-MAIL*
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sendmaterial@proxyvote.com
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* If requesting materials by e-mail, please send a blank
e-mail with the information that is printed in the box marked by the arrow
(located on the following page)
in the subject line.
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Requests, instructions and other inquiries sent to this e-mail
address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before April 10,
2017 to facilitate timely delivery.
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How To Vote
Please Choose One of the Following Voting
Methods
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Vote By Internet:
Go to
www.proxyvote.com.
Have the
information that is printed in the box marked by the arrow
(located on the following page)
available and follow the instructions.
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Vote By Mail:
You can vote by mail by requesting a paper copy
of the materials, which will include a proxy card.
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Vote In Person:
Many Shareowner meetings have attendance requirements
including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the
meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote
these shares.
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Voting
Items
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THE BOARD
OF DIRECTORS RECOMMENDS A VOTE
FOR
EACH OF THE FOLLOWING NOMINEES,
FOR
PROPOSALS 2 AND 3, AND
1 YEAR
FOR
PROPOSAL 4.
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1.
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Election of
Directors
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2.
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Appointment
of PricewaterhouseCoopers LLP to serve as Independent Auditor for 2017.
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1a.
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Lloyd J. Austin III
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3.
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Advisory vote to
approve Named Executive Officer compensation.
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1b.
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Diane M. Bryant
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1c.
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John V. Faraci
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4.
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Advisory vote on
the frequency of shareowner votes on Named Executive Officer compensation.
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1d.
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Jean-Pierre Garnier
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1e.
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Gregory J. Hayes
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1f.
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Edward A. Kangas
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1g.
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Ellen J. Kullman
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1h.
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Marshall O. Larsen
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1i.
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Harold McGraw III
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1j.
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Fredric G. Reynolds
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1k.
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Brian C. Rogers
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1l.
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Christine Todd Whitman
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Dear UBS Account Holder,
The communication below is being provided to you at the request of
United Technologies Corporation (“UTC”). Please be advised that the information and recommendations provided in the
communication are from UTC alone, and UBS Financial Services Inc. (“UBS”) expressly disclaims any and all responsibility
and/or liability for the information and recommendations provided. UBS makes no representation concerning the accuracy or completeness
of the information provided and takes no position with respect to the advisability of the recommendations made. Any questions
or concerns should be addressed to UTC management.
United Technologies Corporation
Annual Meeting of Shareowners
April
24, 2017 at 8:00 a.m. EDT
Dear Fellow Shareowner,
The 2017 Annual Meeting of UTC Shareowners will be held on April
24, 2017.
YOUR VOTE IS VERY IMPORTANT. IF YOU HAVE NOT ALREADY DONE SO, WE
URGE YOU TO SUBMIT VOTING INSTRUCTIONS FOR YOUR SHARES OF UTC COMMON STOCK HELD THROUGH UBS AS SOON AS POSSIBLE.
The Board of Directors recommends that you vote FOR the election
of each of the nominees for director, FOR Proposals 2 and 3, and 1 YEAR for Proposal 4.
[CONTROL NUMBER: 0123456789012345]
You can enter your voting instructions and view the shareowner material
at the following Internet site. If your browser supports secure transactions you will be automatically directed to a secure site.
[
https://www.proxyvote.com/00123456789012345
]
FURTHER INFORMATION CONCERNING THE FOLLOWING PROPOSALS IS INCLUDED
IN UTC’S 2017 PROXY STATEMENT:
Proposal 1 - Election of Directors, Nominees:
01 Lloyd J. Austin III
02 Diane M. Bryant
03 John V. Faraci
04 Jean-Pierre
Garnier
05 Gregory J. Hayes
06 Edward A. Kangas
07 Ellen J. Kullman
08 Marshall O. Larsen
09 Harold McGraw III
10
Fredric G. Reynolds
11 Brian C. Rogers
12 Christine Todd Whitman
Proposal 2 - Appointment of PricewaterhouseCoopers LLP to serve as
Independent Auditor for 2017.
Proposal 3 - Advisory vote to approve Named Executive Officer compensation.
Proposal 4 – Advisory vote on the frequency of shareowner votes
on Named Executive Officer compensation.
We urge you to carefully review the additional information concerning
these proposals that is provided in the Proxy Statement.
This reminder to vote has been sent in connection with your shares
of UTC Common Stock held through UBS. If you also hold shares of UTC Common Stock through another account, you should receive
a separate communication from the firm administering those holdings that explains how to vote those shares. For shares held through
a bank or through another broker, shares registered directly in your name or shares held through the UTC Savings Plan, you should
receive communications from Broadridge Financial Solutions, Inc.
UTC is an exceptional company and I’m confident our global scale,
industry leading franchises and world-class technologies position us to deliver long term shareowner value. Of course, UTC’s performance
relies on our incredibly talented and dedicated global workforce, and I would like to thank you for your contributions to UTC’s
success.
Gregory J. Hayes
Chairman & CEO
This message has been forwarded to you by Broadridge Financial Services,
Inc., on behalf of UBS and at the request of UTC, in connection with your holdings of UTC Common Stock through your account with
UBS.
The UTC Annual Report for 2016 and the Notice of 2017 Annual Meeting
of Shareowners and Proxy Statement are available at the following link:
https://www.proxyvote.com/00123456789012345
Broadridge will receive and tabulate voting instructions and act
as independent Inspectors of Election. VOTING IS CONFIDENTIAL, AS DESCRIBED IN UTC’S
PROXY STATEMENT. TO SUBMIT YOUR VOTING INSTRUCTIONS FOR SHARES
OF UTC COMMON STOCK HELD THROUGH YOUR UBS ACCOUNT, PLEASE VISIT THE SECURE AND CONFIDENTIAL ONLINE VOTING SITE AT
HTTPS://WWW.PROXYVOTE.COM
AND FOLLOW THE ON-SCREEN INSTRUCTIONS. YOU WILL NEED YOUR CONFIDENTIAL VOTING CONTROL NUMBER PROVIDED ABOVE TO SUBMIT YOUR
VOTING INSTRUCTIONS FOR YOUR SHARES OF UTC COMMON STOCK HELD THROUGH YOUR UBS.
USING YOUR VOTING CONTROL NUMBER PROVIDED ABOVE, YOU CAN ALSO SUBMIT
YOUR CONFIDENTIAL VOTING INSTRUCTIONS BY TELEPHONE BY CALLING 1-800-474-7485.
Please visit our website at
http://financialservicesinc.ubs.com/wealth/E-maildisclaimer.html
for important disclosures and information about our e-mail policies. For your protection, please do not transmit orders
or instructions by e-mail or include account numbers, Social Security numbers, credit card numbers, passwords, or other
personal information.
This message and any attachments are intended only for the use of
the addressee and may contain information that is privileged and confidential. If the reader of the message is not the intended
recipient or an authorized representative of the intended recipient, you are hereby notified that any dissemination of this communication
is strictly prohibited. If you have received this communication in error, please notify us immediately by e-mail and delete the
message and any attachments from your system.
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