Statement of Changes in Beneficial Ownership (4)

Date : 06/19/2017 @ 3:59PM
Source : Edgar (US Regulatory)
Stock : Klondex Mines Ltd. (KLDX)
Quote : 3.22  -0.02 (-0.62%) @ 6:59PM
Klondex Mines Ltd. share price Chart

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Antwi John A.
2. Issuer Name and Ticker or Trading Symbol

KLONDEX MINES LTD [ KLDX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Sr. VP, Strategic Development
(Last)          (First)          (Middle)

C/O KLONDEX MINES LTD., 6110 PLUMAS ST. SUITE A
3. Date of Earliest Transaction (MM/DD/YYYY)

6/15/2017
(Street)

RENO, NV 89519
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares   6/15/2017     M    1000   A $0   22324   D    
Common Shares   6/15/2017     S (1)    360   (2) D $3.53   21964   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units     (3) 6/15/2017     M         1000      (4)   (4) Common Shares   1000.0   $0   1000   D    

Explanation of Responses:
(1)  The reporting person's sale of KLDX common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 360 shares, with the reporting person's purchase of 680 shares of KLDX common stock at a price of $2.9485 per share on June 1, 2017. The reporting person has agreed to pay Klondex Mines Ltd, upon settlement of the sale, $735.80, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
(2)  Represents the number of shares sold to cover the tax liability on the vesting of the RSU grant reported in Table II.
(3)  Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd. (the "Corporation"), in cash or in shares of common stock, at the option of the Corporation.
(4)  The RSUs granted on 9/30/2016 vest as follows: 1/3 on 12/29/2016, 1/3 on 6/15/2017, and 1/3 on 6/15/2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Antwi John A.
C/O KLONDEX MINES LTD.
6110 PLUMAS ST. SUITE A
RENO, NV 89519


Sr. VP, Strategic Development

Signatures
/s/Barry Dahl as attorney-in-fact for John Antwi 6/19/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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