NPORT-P: Part A: General Information
Item A.1. Information about the Registrant.
| a. Name of Registrant | Nuveen California Quality Municipal Income Fund |
| b. Investment Company Act file number for Registrant: (e.g., 811-______) | 811-09161 |
| c. CIK number of Registrant | 0001074952 |
| d. LEI of Registrant | 549300ZT6V9X5U9BHR46 |
| e. Address and telephone number of Registrant: |
| i. Street Address 1 | 333 W. Wacker Dr |
| ii. Street Address 2 | |
| iii. City | Chicago |
| iv. State, if applicable | |
| v. Foreign country, if applicable | |
| vi. Zip / Postal Code | 60606 |
| vii. Telephone number | 312-917-7700 |
Item A.2. Information about the Series.
| a. Name of Series. | Nuveen California Quality Municipal Income Fund |
| b. EDGAR series identifier (if any). | |
| c. LEI of Series. | 549300ZT6V9X5U9BHR46 |
Item A.3. Reporting period.
| a. Date of fiscal year-end. | 2021-02-28 |
| b. Date as of which information is reported. | 2021-02-28 |
Item A.4. Final filing
| a. Does the Fund anticipate that this will be its final filing on Form N PORT? | ☐ Yes ☒ No |
NPORT-P: Part B: Information About the Fund
| Report the following information for the Fund and its consolidated subsidiaries. |
Item B.1. Assets and liabilities. Report amounts in U.S. dollars.
| a. Total assets, including assets attributable to miscellaneous securities reported in Part D. | 3595127946.00 |
| b. Total liabilities. | 1292414636.00 |
| c. Net assets. | 2302713310.00 |
Item B.2. Certain assets and liabilities. Report amounts in U.S. dollars.
| a. Assets attributable to miscellaneous securities reported in Part D. | 0.00000000 |
| b. Assets invested in a Controlled Foreign Corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities. | 0.00000000 |
| c. Borrowings attributable to amounts payable for notes payable, bonds, and similar debt, as reported pursuant to rule 6-04(13)(a) of Regulation S-X [17 CFR 210.6-04(13)(a)]. |
| Amounts payable within one year. | |
| Banks or other financial institutions for borrowings. | 0.00000000 |
| Controlled companies. | 0.00000000 |
| Other affiliates. | 0.00000000 |
| Others. | 0.00000000 |
| Amounts payable after one year. | |
| Banks or other financial institutions for borrowings. | 0.00000000 |
| Controlled companies. | 0.00000000 |
| Other affiliates. | 0.00000000 |
| Others. | 0.00000000 |
| d. Payables for investments purchased either (i) on a delayed delivery, when-issued, or other firm commitment basis, or (ii) on a standby commitment basis. |
| (i) On a delayed delivery, when-issued, or other firm commitment basis: | 0.00000000 |
| (ii) On a standby commitment basis: | 0.00000000 |
| e. Liquidation preference of outstanding preferred stock issued by the Fund. | 1277600000.00000000 |
| f. Cash and cash equivalents not reported in Parts C and D. | 0.00000000 |
Item B.3. Portfolio level risk metrics.
| If the average value of the Fund's debt securities positions for the previous three months, in the aggregate, exceeds 25% or more of the Fund's net asset value, provide: |
| a. Interest Rate Risk (DV01). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 1 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
| b. Interest Rate Risk (DV100). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 100 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
| Currency Metric Record | ISO Currency code | 3 month | 1 year | 5 years | 10 years | 30 years |
|---|---|---|---|---|---|---|
| #1 | United States Dollar | |||||
| Interest Rate Risk (DV01) | ||||||
| -67822.65000000 | -211597.18000000 | -695022.50000000 | -851539.26000000 | -477657.33000000 | ||
| Interest Rate Risk (DV100) | ||||||
| -13675785.34000000 | -20275012.21000000 | -69025380.97000000 | -95228407.59000000 | -56519914.62000000 | ||
| c. Credit Spread Risk (SDV01, CR01 or CS01). Provide the change in value of the portfolio resulting from a 1 basis point change in credit spreads where the shift is applied to the option adjusted spread, aggregated by investment grade and non-investment grade exposures, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
| Credit Spread Risk | 3 month | 1 year | 5 years | 10 years | 30 years |
|---|---|---|---|---|---|
| Investment grade | -1953.43000000 | -33418.19000000 | -87603.59000000 | -670945.71000000 | -1114319.64000000 |
| Non-Investment grade | 0.00000000 | -180.30000000 | -3179.81000000 | -36574.02000000 | -187261.22000000 |
|
For purposes of Item B.3., calculate value as the sum of the absolute values of: (i) the value of each debt security, (ii) the notional value of each swap, including, but not limited to, total return swaps, interest rate swaps, and credit default swaps, for which the underlying reference asset or assets are debt securities or an interest rate; (iii) the notional value of each futures contract for which the underlying reference asset or assets are debt securities or an interest rate; and (iv) the delta-adjusted notional value of any option for which the underlying reference asset is an asset described in clause (i),(ii), or (iii). Report zero for maturities to which the Fund has no exposure. For exposures that fall between any of the listed maturities in (a) and (b), use linear interpolation to approximate exposure to each maturity listed above. For exposures outside of the range of maturities listed above, include those exposures in the nearest maturity. |
Item B.4. Securities lending.
| a. For each borrower in any securities lending transaction, provide the following information: |
| Borrower Information Record | Name of borrower | LEI (if any) of borrower | Aggregate value of all securities on loan to the borrower |
|---|---|---|---|
| — | — | — | — |
| b. Did any securities lending counterparty provide any non-cash collateral? | ☐ Yes ☒ No |
Item B.5. Return information.
| a. Monthly total returns of the Fund for each of the preceding three months. If the Fund is a Multiple Class Fund, report returns for each class. Such returns shall be calculated in accordance with the methodologies outlined in Item 26(b) (1) of Form N-1A, Instruction 13 to sub-Item 1 of Item 4 of Form N-2, or Item 26(b) (i) of Form N-3, as applicable. |
| Monthly Total Return Record | Monthly total returns of the Fund for each of the preceding three months | Class identification number(s) (if any) of the Class(es) for which returns are reported | ||
| Month 1 | Month 2 | Month 3 | ||
| #1 | 0.64110400 | 0.82263000 | -2.83323100 | |
| b. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to derivatives for each of the following categories: commodity contracts, credit contracts, equity contracts, foreign exchange contracts, interest rate contracts, and other contracts. Within each such asset category, further report the same information for each of the following types of derivatives instrument: forward, future, option, swaption, swap, warrant, and other. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers. |
| i. Asset category. |
| c. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to investment other than derivatives. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers. |
| Month | Monthly net realized gain(loss) | Monthly net change in unrealized appreciation (or depreciation) |
|---|---|---|
| Month 1 | 1826406.82000000 | 4233497.33000000 |
| Month 2 | 31530.68000000 | 12625253.22000000 |
| Month 3 | 1124616.21000000 | -76546216.44000000 |
Item B.6. Flow information.
| a. Provide the aggregate dollar amounts for sales and redemptions/repurchases of Fund shares during each of the preceding three months. If shares of the Fund are held in omnibus accounts, for purposes of calculating the Fund's sales, redemptions, and repurchases, use net sales or redemptions/repurchases from such omnibus accounts. The amounts to be reported under this Item should be after any front-end sales load has been deducted and before any deferred or contingent deferred sales load or charge has been deducted. Shares sold shall include shares sold by the Fund to a registered unit investment trust. For mergers and other acquisitions, include in the value of shares sold any transaction in which the Fund acquired the assets of another investment company or of a personal holding company in exchange for its own shares. For liquidations, include in the value of shares redeemed any transaction in which the Fund liquidated all or part of its assets. Exchanges are defined as the redemption or repurchase of shares of one Fund or series and the investment of all or part of the proceeds in shares of another Fund or series in the same family of investment companies. |
| Month | Total net asset value of shares sold (including exchanges but excluding reinvestment of dividends and distributions) | Total net asset value of shares sold in connection with reinvestments of dividends and distributions | Total net asset value of shares redeemed or repurchased, including exchanges |
|---|---|---|---|
| Month 1 | 0.00000000 | 0.00000000 | 0.00000000 |
| Month 2 | 0.00000000 | 0.00000000 | 0.00000000 |
| Month 3 | 0.00000000 | 0.00000000 | 0.00000000 |
Item B.7. Highly Liquid Investment Minimum information.
| a. If applicable, provide the Fund's current Highly Liquid Investment Minimum. |
—
|
| b. If applicable, provide the number of days that the Fund's holdings in Highly Liquid Investments fell below the Fund's Highly Liquid Investment Minimum during the reporting period. |
—
|
| c. Did the Fund's Highly Liquid Investment Minimum change during the reporting period? | ☐ Yes ☐ No ☐ N/A |
Item B.8. Derivatives Transactions.
| For portfolio investments of open-end management investment companies, provide the percentage of the Fund's Highly Liquid Investments that it has segregated to cover or pledged to satisfy margin requirements in connection with derivatives transactions that are classified among the following categories as specified in rule 22e-4 [17 CFR 270.22e-4]: |
| (1) Moderately Liquid Investments | |
| (2) Less Liquid Investments | |
| (3) Illiquid Investments | |
| Classification |
—
|
NPORT-P: Part C: Schedule of Portfolio Investments
| For each investment held by the Fund and its consolidated subsidiaries, disclose the information requested in Part C. A Fund may report information for securities in an aggregate amount not exceeding five percent of its total assets as miscellaneous securities in Part D in lieu of reporting those securities in Part C, provided that the securities so listed are not restricted, have been held for not more than one year prior to the end of the reporting period covered by this report, and have not been previously reported by name to the shareholders of the Fund or to any exchange, or set forth in any registration statement, application, or report to shareholders or otherwise made available to the public. |
| Schedule of Portfolio Investments Record: 1 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Lynwood Redevelopment Agency, California, Tax Allocation Revenue Bonds, Project Area A, Subordinate Lien Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Lynwood Redevelopment Agency, California, Tax Allocation Revenue Bonds, Project Area A, Subordinate Lien Series 2011A |
| d. CUSIP (if any). | 551790CG1 |
| At least one of the following other identifiers: |
| - ISIN | US551790CG14 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1625000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1670191.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.072531445523 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 2 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2019C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2019C |
| d. CUSIP (if any). | 5444958E7 |
| At least one of the following other identifiers: |
| - ISIN | US5444958E74 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4936200.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.214364505497 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 3 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| d. CUSIP (if any). | 5444357H7 |
| At least one of the following other identifiers: |
| - ISIN | US5444357H78 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2600000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3018158.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.131069638017 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 4 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Cedars-Sinai Medical Center, Refunding Series 2016B |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Cedars-Sinai Medical Center, Refunding Series 2016B |
| d. CUSIP (if any). | 13032UKD9 |
| At least one of the following other identifiers: |
| - ISIN | US13032UKD99 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 15000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 16767750.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.728173582320 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 5 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Santa Maria Joint Union High School District, Santa Barbara and San Luis Obispo Counties, California, General Obligation Bonds, Series 2003B |
| b. LEI (if any) of issuer. (1) | 5493006E0NB791MBEL10 |
| c. Title of the issue or description of the investment. | Santa Maria Joint Union High School District, Santa Barbara and San Luis Obispo Counties, California, General Obligation Bonds, Series 2003B |
| d. CUSIP (if any). | 802309HS6 |
| At least one of the following other identifiers: |
| - ISIN | US802309HS65 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2200000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2478630.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.107639539374 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2024-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.62500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 6 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, Creative Center of Los Altos Project?Pinewood & Oakwood Schools, Series 2016B |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, Creative Center of Los Altos Project?Pinewood & Oakwood Schools, Series 2016B |
| d. CUSIP (if any). | 13048TA37 |
| At least one of the following other identifiers: |
| - ISIN | US13048TA376 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1018970.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.044250840761 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 7 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sylvan Union School District, Stanislaus County, California, General Obligation Bonds, Election of 2006, Series 2010 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Sylvan Union School District, Stanislaus County, California, General Obligation Bonds, Election of 2006, Series 2010 |
| d. CUSIP (if any). | 871361LT6 |
| At least one of the following other identifiers: |
| - ISIN | US871361LT68 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 26000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26851240.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.166069605078 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 8 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D |
| d. CUSIP (if any). | 40065NCG0 |
| At least one of the following other identifiers: |
| - ISIN | US40065NCG07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12281060.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.533329961079 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 9 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Refunding Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Refunding Series 2015 |
| d. CUSIP (if any). | 13063CSY7 |
| At least one of the following other identifiers: |
| - ISIN | US13063CSY74 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6700000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7809118.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.339126801677 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 10 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communitities Development Authority, Charter School Revenue Bonds, Rocketship 4 - Mosaic Elementary Charter School, Series 2011A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communitities Development Authority, Charter School Revenue Bonds, Rocketship 4 - Mosaic Elementary Charter School, Series 2011A |
| d. CUSIP (if any). | 130790AQ1 |
| At least one of the following other identifiers: |
| - ISIN | US130790AQ17 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1740000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1822180.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.079131874214 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 8.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 11 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Newport Beach, California, Revenue Bonds, Hoag Memorial Hospital Presybterian, Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Newport Beach, California, Revenue Bonds, Hoag Memorial Hospital Presybterian, Series 2011A |
| d. CUSIP (if any). | 651785CD7 |
| At least one of the following other identifiers: |
| - ISIN | US651785CD79 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7826325.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.339874050582 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 12 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Rancho Santa Fe CSD Financing Authority, California, Revenue Bonds, Superior Lien Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Rancho Santa Fe CSD Financing Authority, California, Revenue Bonds, Superior Lien Series 2011A |
| d. CUSIP (if any). | 75213RAR6 |
| At least one of the following other identifiers: |
| - ISIN | US75213RAR66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5335000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5482085.95000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.238070711025 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 13 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Palmdale School District, Los Angeles County, California, General Obligation Bonds, 2016 Election Series 2017A |
| b. LEI (if any) of issuer. (1) | 549300YBE1L2RGBY7L18 |
| c. Title of the issue or description of the investment. | Palmdale School District, Los Angeles County, California, General Obligation Bonds, 2016 Election Series 2017A |
| d. CUSIP (if any). | 696735MV8 |
| At least one of the following other identifiers: |
| - ISIN | US696735MV89 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7495000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9200187.45000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.399536816417 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 14 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2017B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2017B |
| d. CUSIP (if any). | 5444952Q6 |
| At least one of the following other identifiers: |
| - ISIN | US5444952Q68 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5410530.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.234963248638 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 15 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Stockton Public Financing Authority, California, Revenue Bonds, Arch Road East Community Facility District 99-02, Series 2018A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Stockton Public Financing Authority, California, Revenue Bonds, Arch Road East Community Facility District 99-02, Series 2018A |
| d. CUSIP (if any). | 861395HT1 |
| At least one of the following other identifiers: |
| - ISIN | US861395HT16 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2804700.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.121799791047 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 16 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Public Finance Corporation, Commonwealth Appropriation Bonds, Series 2002E |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Public Finance Corporation, Commonwealth Appropriation Bonds, Series 2002E |
| d. CUSIP (if any). | 745291SY1 |
| At least one of the following other identifiers: |
| - ISIN | US745291SY16 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2531720.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.109945080397 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 17 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A |
| d. CUSIP (if any). | 703380CH6 |
| At least one of the following other identifiers: |
| - ISIN | US703380CH65 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11305000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12324258.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.535205956663 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 18 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Paramount Unified School District, Los Angeles County, California, General Obligation Bonds, Election 2006 Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Paramount Unified School District, Los Angeles County, California, General Obligation Bonds, Election 2006 Series 2011 |
| d. CUSIP (if any). | 699211HV3 |
| At least one of the following other identifiers: |
| - ISIN | US699211HV34 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6472550.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.281083623041 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 19 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Independent Cities Finance Authority, California, Mobile Home Park Revenue Bonds, Augusta Communities Mobile Home Park, Series 2012A |
| b. LEI (if any) of issuer. (1) | 549300ZZZYTBUL6FR983 |
| c. Title of the issue or description of the investment. | Independent Cities Finance Authority, California, Mobile Home Park Revenue Bonds, Augusta Communities Mobile Home Park, Series 2012A |
| d. CUSIP (if any). | 45385LCF8 |
| At least one of the following other identifiers: |
| - ISIN | US45385LCF85 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1230000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1267662.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.055050821762 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 20 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Subordinate Lien Series 2013B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Subordinate Lien Series 2013B |
| d. CUSIP (if any). | 703380CK9 |
| At least one of the following other identifiers: |
| - ISIN | US703380CK94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1645000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1795846.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.077988279834 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.87500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 21 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2016 |
| d. CUSIP (if any). | 13063C4T4 |
| At least one of the following other identifiers: |
| - ISIN | US13063C4T45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4600000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5571106.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.241936587407 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 22 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2018A-2 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2018A-2 |
| d. CUSIP (if any). | 38122NZW5 |
| At least one of the following other identifiers: |
| - ISIN | US38122NZW54 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 26755000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 27677512.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.201952161383 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 23 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Charter School Revenue Bonds, Rocketship Education?Multiple Projects, Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Charter School Revenue Bonds, Rocketship Education?Multiple Projects, Series 2014A |
| d. CUSIP (if any). | 13048DAP3 |
| At least one of the following other identifiers: |
| - ISIN | US13048DAP33 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5385000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5815261.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.252539535631 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 24 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Moulton Niguel Water District, California, Certificates of Participation, Series 2019 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Moulton Niguel Water District, California, Certificates of Participation, Series 2019 |
| d. CUSIP (if any). | 620220DF7 |
| At least one of the following other identifiers: |
| - ISIN | US620220DF74 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7525000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7943841.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.344977443153 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 25 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento County Sanitation Districts Financing Authority, California, Revenue Bonds, Sacramento Regional County Sanitation District, Series 2020A |
| b. LEI (if any) of issuer. (1) | 549300MSDPX3EYMUYV38 |
| c. Title of the issue or description of the investment. | Sacramento County Sanitation Districts Financing Authority, California, Revenue Bonds, Sacramento Regional County Sanitation District, Series 2020A |
| d. CUSIP (if any). | 786134WA0 |
| At least one of the following other identifiers: |
| - ISIN | US786134WA05 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 26570000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 33876750.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.471166638629 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2050-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 26 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Hacienda La Puente Unified School District, Los Angeles County, California, General Obligation Bonds, 2016 Election, Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Hacienda La Puente Unified School District, Los Angeles County, California, General Obligation Bonds, 2016 Election, Series 2017A |
| d. CUSIP (if any). | 40450REE7 |
| At least one of the following other identifiers: |
| - ISIN | US40450REE71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3374550.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.146546684094 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 27 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services, Refunding Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services, Refunding Series 2014A |
| d. CUSIP (if any). | 13032UUR7 |
| At least one of the following other identifiers: |
| - ISIN | US13032UUR75 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1700000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1978375.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.085914950480 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 28 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Temecula Public Financing Authority, California, Special Tax Bonds, Community Facilities District 16-01, Series 2017 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Temecula Public Financing Authority, California, Special Tax Bonds, Community Facilities District 16-01, Series 2017 |
| d. CUSIP (if any). | 87972YFY7 |
| At least one of the following other identifiers: |
| - ISIN | US87972YFY77 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1455000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1595072.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.069269276512 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 29 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Buenaventura Redevelopment Agency, California, Tax Allocation Bonds, Merged Project Areas, Series 2008 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Buenaventura Redevelopment Agency, California, Tax Allocation Bonds, Merged Project Areas, Series 2008 |
| d. CUSIP (if any). | 797048BM6 |
| At least one of the following other identifiers: |
| - ISIN | US797048BM65 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1005140.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.043650244936 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2028-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 30 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| d. CUSIP (if any). | 130911B25 |
| At least one of the following other identifiers: |
| - ISIN | US130911B253 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2885849.74000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2741557.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.119057688948 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☒ Yes ☐ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 31 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | North Orange County Community College District, California, General Obligation Bonds, Election of 2002 Series 2003B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | North Orange County Community College District, California, General Obligation Bonds, Election of 2002 Series 2003B |
| d. CUSIP (if any). | 661334CK6 |
| At least one of the following other identifiers: |
| - ISIN | US661334CK67 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10765000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9960639.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.432560977380 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2027-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 32 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Evergreen School District, Santa Clara County, California, General Obligation Bonds, Election of 2014, Series 2018 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Evergreen School District, Santa Clara County, California, General Obligation Bonds, Election of 2014, Series 2018 |
| d. CUSIP (if any). | 300191C35 |
| At least one of the following other identifiers: |
| - ISIN | US300191C353 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3300000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4024680.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.174779899109 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 33 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Bay Area Rapid Transit District, California, General Obligation Bonds, Election of 2016, Green Series 2019B-1 |
| b. LEI (if any) of issuer. (1) | 549300Y3C3QUMLE3FY58 |
| c. Title of the issue or description of the investment. | San Francisco Bay Area Rapid Transit District, California, General Obligation Bonds, Election of 2016, Green Series 2019B-1 |
| d. CUSIP (if any). | 797661YG4 |
| At least one of the following other identifiers: |
| - ISIN | US797661YG47 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5690000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5946789.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.258251414719 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 34 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Signal Hill Redevelopment Agency, California, Project 1 Tax Allocation Bonds, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Signal Hill Redevelopment Agency, California, Project 1 Tax Allocation Bonds, Series 2011 |
| d. CUSIP (if any). | 826642KB5 |
| At least one of the following other identifiers: |
| - ISIN | US826642KB56 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1315000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1321206.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.057376087342 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 35 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Redevelopment Agency Successor Agency, California, Tax Allocation Bonds, Mission Bay North Redevelopment Project, Refund |
| b. LEI (if any) of issuer. (1) | 5493001TPOZL3UK8DX25 |
| c. Title of the issue or description of the investment. | San Francisco City and County Redevelopment Agency Successor Agency, California, Tax Allocation Bonds, Mission Bay North Redevelopment Project, Refund |
| d. CUSIP (if any). | 79770GET9 |
| At least one of the following other identifiers: |
| - ISIN | US79770GET94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5743150.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.249407947357 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 36 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020A |
| d. CUSIP (if any). | 544525ZF8 |
| At least one of the following other identifiers: |
| - ISIN | US544525ZF80 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 17340000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 22003593.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.955550693368 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 37 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Lynwood Redevelopment Agency, California, Tax Allocation Revenue Bonds, Project Area A, Subordinate Lien Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Lynwood Redevelopment Agency, California, Tax Allocation Revenue Bonds, Project Area A, Subordinate Lien Series 2011A |
| d. CUSIP (if any). | 551790CH9 |
| At least one of the following other identifiers: |
| - ISIN | US551790CH96 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 750000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 768637.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.033379643773 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 38 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Educational Facilities Authority, Revenue Bonds, University of San Francisco, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Educational Facilities Authority, Revenue Bonds, University of San Francisco, Series 2011 |
| d. CUSIP (if any). | 130179NM2 |
| At least one of the following other identifiers: |
| - ISIN | US130179NM25 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2205000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2281160.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.099064034158 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.12500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 39 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County, California, Special Tax Bonds, Community Facilities District 04-2 Lake Hill Crest, Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Riverside County, California, Special Tax Bonds, Community Facilities District 04-2 Lake Hill Crest, Series 2012 |
| d. CUSIP (if any). | 76911FRU0 |
| At least one of the following other identifiers: |
| - ISIN | US76911FRU02 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 990000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1047825.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.045503966796 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 40 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | University of California, General Revenue Bonds, Series 2018AZ |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | University of California, General Revenue Bonds, Series 2018AZ |
| d. CUSIP (if any). | 91412HBB8 |
| At least one of the following other identifiers: |
| - ISIN | US91412HBB87 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10357250.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.449784606491 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 41 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2011 |
| d. CUSIP (if any). | 13063BPX4 |
| At least one of the following other identifiers: |
| - ISIN | US13063BPX46 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 21420000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 22006051.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.955657445693 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 42 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| d. CUSIP (if any). | 5444357P9 |
| At least one of the following other identifiers: |
| - ISIN | US5444357P94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11335000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13031962.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.565939441675 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 43 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Cofina Class 2 Trust Tax-Exempt Class 2054 Unit Exchanged From Cusip 74529JAP0 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Cofina Class 2 Trust Tax-Exempt Class 2054 Unit Exchanged From Cusip 74529JAP0 |
| d. CUSIP (if any). | 19237JAB9 |
| At least one of the following other identifiers: |
| - ISIN | US19237JAB98 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1304842.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 254666.01000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.011059388456 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2054-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 44 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Community Housing Agency, California, Essential Housing Revenue Bonds, Serenity at Larkspur Apartments, Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Community Housing Agency, California, Essential Housing Revenue Bonds, Serenity at Larkspur Apartments, Series 2020A |
| d. CUSIP (if any). | 13013FAC8 |
| At least one of the following other identifiers: |
| - ISIN | US13013FAC86 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5575000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6347750.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.275663962267 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2050-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 45 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2016 |
| d. CUSIP (if any). | 13063C2B5 |
| At least one of the following other identifiers: |
| - ISIN | US13063C2B54 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9661760.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.419581541394 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 46 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Buenaventura Redevelopment Agency, California, Tax Allocation Bonds, Merged Project Areas, Series 2008 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Buenaventura Redevelopment Agency, California, Tax Allocation Bonds, Merged Project Areas, Series 2008 |
| d. CUSIP (if any). | 797048BP9 |
| At least one of the following other identifiers: |
| - ISIN | US797048BP96 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1325000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1331916.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.057841177806 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 8.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 47 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento, California, Wastewater Revenue Bonds, Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Sacramento, California, Wastewater Revenue Bonds, Series 2013 |
| d. CUSIP (if any). | 786087AW6 |
| At least one of the following other identifiers: |
| - ISIN | US786087AW69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5825000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6521145.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.283193992134 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 48 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2013 |
| d. CUSIP (if any). | 13063BT28 |
| At least one of the following other identifiers: |
| - ISIN | US13063BT282 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1710000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1859231.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.080740910817 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 49 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Manhattan Beach Unified School District, Los Angeles County, California, General Obligation Bonds, Election 2016 Measure C Series 2020B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Manhattan Beach Unified School District, Los Angeles County, California, General Obligation Bonds, Election 2016 Measure C Series 2020B |
| d. CUSIP (if any). | 562785PH2 |
| At least one of the following other identifiers: |
| - ISIN | US562785PH20 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10050000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11804428.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.512631270629 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 50 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A |
| d. CUSIP (if any). | 745160RS2 |
| At least one of the following other identifiers: |
| - ISIN | US745160RS21 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6390000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6768927.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.293954395912 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 51 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Redlands Community Hospital, Revenue Bonds, Series 2016 |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Redlands Community Hospital, Revenue Bonds, Series 2016 |
| d. CUSIP (if any). | 13080SPM0 |
| At least one of the following other identifiers: |
| - ISIN | US13080SPM07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2273080.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.098713113357 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 52 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1 |
| d. CUSIP (if any). | 74529JPX7 |
| At least one of the following other identifiers: |
| - ISIN | US74529JPX71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 49372000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 54681464.88000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 2.374653615911 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2058-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 53 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard Children's Hospital, Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Lucile Salter Packard Children's Hospital, Series 2014A |
| d. CUSIP (if any). | 13033L3G0 |
| At least one of the following other identifiers: |
| - ISIN | US13033L3G03 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6105000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6698772.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.290907785650 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 54 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles, California, Wastewater System Revenue Bonds, Green Series 2015C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles, California, Wastewater System Revenue Bonds, Green Series 2015C |
| d. CUSIP (if any). | 53945CDH0 |
| At least one of the following other identifiers: |
| - ISIN | US53945CDH07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1490000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1714394.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.074451039673 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 55 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Public Utilities Commission, California, Water Revenue Bonds, Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Francisco City and County Public Utilities Commission, California, Water Revenue Bonds, Series 2011A |
| d. CUSIP (if any). | 79765RUV9 |
| At least one of the following other identifiers: |
| - ISIN | US79765RUV94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5580000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5761405.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.250200742531 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 56 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Judicial Council of California, Various Projects Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Judicial Council of California, Various Projects Series 2013A |
| d. CUSIP (if any). | 13068LCS2 |
| At least one of the following other identifiers: |
| - ISIN | US13068LCS25 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1090080.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.047338936864 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 57 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bay Area Water Supply and Conservation Agency, California, Revenue Bonds, Capital Cost Recovery Prepayment Program, Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Bay Area Water Supply and Conservation Agency, California, Revenue Bonds, Capital Cost Recovery Prepayment Program, Series 2013A |
| d. CUSIP (if any). | 072031BP1 |
| At least one of the following other identifiers: |
| - ISIN | US072031BP10 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7629300.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.331317839996 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 58 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| d. CUSIP (if any). | 130911A83 |
| At least one of the following other identifiers: |
| - ISIN | US130911A834 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3778688.69000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3589754.26000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.155892365949 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2024-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☒ Yes ☐ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 59 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | CSCDA Community Improvement Authority, California, Essential Housing Revenue Bonds, Renaissance at City Center, Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | CSCDA Community Improvement Authority, California, Essential Housing Revenue Bonds, Renaissance at City Center, Series 2020A |
| d. CUSIP (if any). | 126292AA9 |
| At least one of the following other identifiers: |
| - ISIN | US126292AA99 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 590000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 690701.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.029995101735 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2051-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 60 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County, California, Special Tax Bonds, Community Facilities District 05-8 Scott Road, Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Riverside County, California, Special Tax Bonds, Community Facilities District 05-8 Scott Road, Series 2013 |
| d. CUSIP (if any). | 76911FSC9 |
| At least one of the following other identifiers: |
| - ISIN | US76911FSC94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 710000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 743881.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.032304551190 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 61 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Governmental Purpose Series 2016C |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Governmental Purpose Series 2016C |
| d. CUSIP (if any). | 79766DGG8 |
| At least one of the following other identifiers: |
| - ISIN | US79766DGG88 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 22930000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26895972.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.168012217725 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 62 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Unified School District, Los Angeles County, California, General Obligation Bonds, Series 2020RYQ |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Unified School District, Los Angeles County, California, General Obligation Bonds, Series 2020RYQ |
| d. CUSIP (if any). | 544647BX7 |
| At least one of the following other identifiers: |
| - ISIN | US544647BX71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 13465000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 15636096.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.679029236166 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 63 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sonoma County Junior College District, California, General Obligation Bonds, Election 2014 Series 2019B |
| b. LEI (if any) of issuer. (1) | 549300C1BQ28FZTVYK25 |
| c. Title of the issue or description of the investment. | Sonoma County Junior College District, California, General Obligation Bonds, Election 2014 Series 2019B |
| d. CUSIP (if any). | 835569GL2 |
| At least one of the following other identifiers: |
| - ISIN | US835569GL27 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4650000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4933371.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.214241650429 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 64 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Pajaro Valley Unified School District, Santa Cruz County, California, General Obligation Bonds, Refunding Election 2012 Series 2013A |
| b. LEI (if any) of issuer. (1) | 549300WHZ2OWRXQ3OY05 |
| c. Title of the issue or description of the investment. | Pajaro Valley Unified School District, Santa Cruz County, California, General Obligation Bonds, Refunding Election 2012 Series 2013A |
| d. CUSIP (if any). | 695802NA2 |
| At least one of the following other identifiers: |
| - ISIN | US695802NA26 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9385000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10469249.05000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.454648392595 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 65 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County, California, Special Tax Bonds, Community Facilities District 05-8 Scott Road, Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Riverside County, California, Special Tax Bonds, Community Facilities District 05-8 Scott Road, Series 2013 |
| d. CUSIP (if any). | 76911FSA3 |
| At least one of the following other identifiers: |
| - ISIN | US76911FSA39 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 555000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 586413.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.025466174944 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 66 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Temecula Public Financing Authority, California, Special Tax Bonds, Community Facilities District 16-01, Series 2017 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Temecula Public Financing Authority, California, Special Tax Bonds, Community Facilities District 16-01, Series 2017 |
| d. CUSIP (if any). | 87972YGA8 |
| At least one of the following other identifiers: |
| - ISIN | US87972YGA82 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5560000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5995236.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.260355328384 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 67 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bay Area Water Supply and Conservation Agency, California, Revenue Bonds, Capital Cost Recovery Prepayment Program, Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Bay Area Water Supply and Conservation Agency, California, Revenue Bonds, Capital Cost Recovery Prepayment Program, Series 2013A |
| d. CUSIP (if any). | 072031BF3 |
| At least one of the following other identifiers: |
| - ISIN | US072031BF38 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2196440.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.095384865778 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2027-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 68 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1 |
| d. CUSIP (if any). | 74529JQG3 |
| At least one of the following other identifiers: |
| - ISIN | US74529JQG30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10995000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3380302.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.146796511112 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 69 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| d. CUSIP (if any). | 544552YK2 |
| At least one of the following other identifiers: |
| - ISIN | US544552YK23 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1865000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2100456.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.091216576587 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 70 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Rancho Cucamonga Redevelopment Agency Successor Agency, California, Tax Allocation Bonds, Rancho Redevelopment Project, Series 2014 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Rancho Cucamonga Redevelopment Agency Successor Agency, California, Tax Allocation Bonds, Rancho Redevelopment Project, Series 2014 |
| d. CUSIP (if any). | 75212CAS8 |
| At least one of the following other identifiers: |
| - ISIN | US75212CAS89 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3975440.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.172641552152 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 71 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Educational Facilities Authority, Revenue Bonds, University of San Francisco, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Educational Facilities Authority, Revenue Bonds, University of San Francisco, Series 2011 |
| d. CUSIP (if any). | 130179NJ9 |
| At least one of the following other identifiers: |
| - ISIN | US130179NJ95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2120000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2191952.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.095190000009 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.12500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 72 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Redevelopment Agency Successor Agency, California, Special Tax Bonds, Community Facilities District 7, Hunters Point Shi |
| b. LEI (if any) of issuer. (1) | 5493001TPOZL3UK8DX25 |
| c. Title of the issue or description of the investment. | San Francisco City and County Redevelopment Agency Successor Agency, California, Special Tax Bonds, Community Facilities District 7, Hunters Point Shi |
| d. CUSIP (if any). | 79772ACS4 |
| At least one of the following other identifiers: |
| - ISIN | US79772ACS42 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1895000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2016753.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.087581625608 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 73 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Community Housing Agency, California, Essential Housing Revenue Bonds, Verdant at Green Valley Apartments, Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Community Housing Agency, California, Essential Housing Revenue Bonds, Verdant at Green Valley Apartments, Series 2019A |
| d. CUSIP (if any). | 13013FAA2 |
| At least one of the following other identifiers: |
| - ISIN | US13013FAA21 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1385000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1568664.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.068122455504 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 74 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020C |
| d. CUSIP (if any). | 544525ZZ4 |
| At least one of the following other identifiers: |
| - ISIN | US544525ZZ45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4800000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6126816.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.266069422250 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 75 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Various Correctional Facilities Series 2014A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Various Correctional Facilities Series 2014A |
| d. CUSIP (if any). | 13068LNA9 |
| At least one of the following other identifiers: |
| - ISIN | US13068LNA97 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10525000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12030811.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.522462422818 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 76 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A |
| d. CUSIP (if any). | 13080SEW0 |
| At least one of the following other identifiers: |
| - ISIN | US13080SEW08 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1200000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1317888.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.057231961715 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 77 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2016B |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2016B |
| d. CUSIP (if any). | 13032UXG8 |
| At least one of the following other identifiers: |
| - ISIN | US13032UXG83 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 15535000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 19253146.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.836106988064 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 78 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | CSCDA Community Improvement Authority, California, Essential Housing Revenue Bonds, Center City Anaheim, Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | CSCDA Community Improvement Authority, California, Essential Housing Revenue Bonds, Center City Anaheim, Series 2020A |
| d. CUSIP (if any). | 126292AB7 |
| At least one of the following other identifiers: |
| - ISIN | US126292AB72 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 23610000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 27450638.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.192099710406 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2054-01-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 79 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2019 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2019 |
| d. CUSIP (if any). | 13063DNK0 |
| At least one of the following other identifiers: |
| - ISIN | US13063DNK09 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6164900.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.267723297261 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 80 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2016C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2016C |
| d. CUSIP (if any). | 13059TDF3 |
| At least one of the following other identifiers: |
| - ISIN | US13059TDF30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8340000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9442047.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.410040084408 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2052-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 81 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Pittsburg Redevelopment Agency, California, Tax Allocation Bonds, Los Medanos Community Development Project, Series 1999 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Pittsburg Redevelopment Agency, California, Tax Allocation Bonds, Los Medanos Community Development Project, Series 1999 |
| d. CUSIP (if any). | 724568GA2 |
| At least one of the following other identifiers: |
| - ISIN | US724568GA27 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8750000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8595387.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.373272150843 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2023-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 82 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Silicon Valley Clean Water, Mateo County, California, Wastewater Revenue Bonds, Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Silicon Valley Clean Water, Mateo County, California, Wastewater Revenue Bonds, Series 2015 |
| d. CUSIP (if any). | 82707BBX6 |
| At least one of the following other identifiers: |
| - ISIN | US82707BBX64 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1600000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1856368.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.080616548831 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 83 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Union City Community Redevelopment Agency, California, Tax Allocation Revenue Bonds, Redevelopment Project, Subordinate Lien Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Union City Community Redevelopment Agency, California, Tax Allocation Revenue Bonds, Redevelopment Project, Subordinate Lien Series 2011 |
| d. CUSIP (if any). | 90565LGP0 |
| At least one of the following other identifiers: |
| - ISIN | US90565LGP04 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1049970.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.045597078691 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.87500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 84 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2013I |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2013I |
| d. CUSIP (if any). | 13068LLB9 |
| At least one of the following other identifiers: |
| - ISIN | US13068LLB98 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9950000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11088976.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.481561315159 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 85 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2017A |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2017A |
| d. CUSIP (if any). | 79766DRK7 |
| At least one of the following other identifiers: |
| - ISIN | US79766DRK71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 19965000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 23370430.05000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.014908366947 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 86 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego County Regional Transportation Commission, California, Sales Tax Revenue Bonds, Series 2014A |
| b. LEI (if any) of issuer. (1) | W4FR340A6EQ2SSI17B56 |
| c. Title of the issue or description of the investment. | San Diego County Regional Transportation Commission, California, Sales Tax Revenue Bonds, Series 2014A |
| d. CUSIP (if any). | 797400JT6 |
| At least one of the following other identifiers: |
| - ISIN | US797400JT62 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5716700.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.248259302413 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 87 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Wiseburn School District, Los Angeles County, California, General Obligation Bonds, Series 2012C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Wiseburn School District, Los Angeles County, California, General Obligation Bonds, Series 2012C |
| d. CUSIP (if any). | 977266JL0 |
| At least one of the following other identifiers: |
| - ISIN | US977266JL04 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2015000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2141965.15000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.093019184832 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 88 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2018A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2018A |
| d. CUSIP (if any). | 13080SVN1 |
| At least one of the following other identifiers: |
| - ISIN | US13080SVN16 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 16445000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 19294425.15000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.837899579865 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2058-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 89 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Oxnard School District, Ventura County, California, General Obligation Bonds, Refunding Series 2001A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Oxnard School District, Ventura County, California, General Obligation Bonds, Refunding Series 2001A |
| d. CUSIP (if any). | 692020RF9 |
| At least one of the following other identifiers: |
| - ISIN | US692020RF95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2575000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2783034.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.120858911872 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 90 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Temecula Public Financing Authority, California, Special Tax Bonds, Community Facilities District 16-01, Series 2017 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Temecula Public Financing Authority, California, Special Tax Bonds, Community Facilities District 16-01, Series 2017 |
| d. CUSIP (if any). | 87972YFX9 |
| At least one of the following other identifiers: |
| - ISIN | US87972YFX94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1565000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1679385.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.072930739693 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2027-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 91 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Port of Oakland, California, Revenue Bonds, Refunding Series 2012P |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Port of Oakland, California, Revenue Bonds, Refunding Series 2012P |
| d. CUSIP (if any). | 735000QW4 |
| At least one of the following other identifiers: |
| - ISIN | US735000QW47 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7340000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7675217.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.333311913674 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 92 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Corona-Norco Unified School District, Riverside County, California, General Obligation Bonds, Election 2014, Series 2019C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Corona-Norco Unified School District, Riverside County, California, General Obligation Bonds, Election 2014, Series 2019C |
| d. CUSIP (if any). | 219764RS8 |
| At least one of the following other identifiers: |
| - ISIN | US219764RS84 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7860000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8220695.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.357000385775 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 93 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2018C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2018C |
| d. CUSIP (if any). | 544445GB9 |
| At least one of the following other identifiers: |
| - ISIN | US544445GB92 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 22015000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26087554.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.132905027156 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 94 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Yosemite Community College District, California, General Obligation Bonds, Capital Appreciation, Election 2004, Series 2010D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Yosemite Community College District, California, General Obligation Bonds, Capital Appreciation, Election 2004, Series 2010D |
| d. CUSIP (if any). | 987388DT9 |
| At least one of the following other identifiers: |
| - ISIN | US987388DT95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 140160000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 135936979.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 5.903339274136 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 95 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Santa Barbara Unified School District, Santa Barbara County, California, General Obligation Bonds, School Facilities Improvement District 1, Election |
| b. LEI (if any) of issuer. (1) | 549300PQRSK15XOJN302 |
| c. Title of the issue or description of the investment. | Santa Barbara Unified School District, Santa Barbara County, California, General Obligation Bonds, School Facilities Improvement District 1, Election |
| d. CUSIP (if any). | 801315KH4 |
| At least one of the following other identifiers: |
| - ISIN | US801315KH42 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6725000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8226692.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.357260822016 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 96 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Infrastructure and Economic Development Bank, First Lien Revenue Bonds, San Francisco Bay Area Toll Bridge, Series 2003A |
| b. LEI (if any) of issuer. (1) | 549300C1OG9RDIM8ET06 |
| c. Title of the issue or description of the investment. | California Infrastructure and Economic Development Bank, First Lien Revenue Bonds, San Francisco Bay Area Toll Bridge, Series 2003A |
| d. CUSIP (if any). | 13033WKV4 |
| At least one of the following other identifiers: |
| - ISIN | US13033WKV45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5360000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5959248.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.258792441686 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2023-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 97 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego County Regional Transportation Commission, California, Sales Tax Revenue Bonds, Limited Tax Series 2016A |
| b. LEI (if any) of issuer. (1) | W4FR340A6EQ2SSI17B56 |
| c. Title of the issue or description of the investment. | San Diego County Regional Transportation Commission, California, Sales Tax Revenue Bonds, Limited Tax Series 2016A |
| d. CUSIP (if any). | 797400KX5 |
| At least one of the following other identifiers: |
| - ISIN | US797400KX55 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8855000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10448457.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.453745466473 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 98 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Tender Option Bond Trust 3345 As Of 6/4/2015 Converted to Trust 201 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Tender Option Bond Trust 3345 As Of 6/4/2015 Converted to Trust 201 |
| d. CUSIP (if any). | 544495B60 |
| At least one of the following other identifiers: |
| - ISIN | US544495B604 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3727560.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.161876859955 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Floating |
| ii. Annualized rate. | 17.82154220 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 99 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Refunding Junior Lien Series 2013C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Refunding Junior Lien Series 2013C |
| d. CUSIP (if any). | 345105GX2 |
| At least one of the following other identifiers: |
| - ISIN | US345105GX24 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 20725000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 24024212.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.043300207875 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-01-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 100 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2011 |
| d. CUSIP (if any). | 13063BPJ5 |
| At least one of the following other identifiers: |
| - ISIN | US13063BPJ51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 13835000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 14243409.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.618548958663 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2028-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 101 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2017A |
| d. CUSIP (if any). | 544495Z64 |
| At least one of the following other identifiers: |
| - ISIN | US544495Z645 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 43605000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 52009427.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 2.258614977128 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 102 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2011 |
| d. CUSIP (if any). | 13063BLZ3 |
| At least one of the following other identifiers: |
| - ISIN | US13063BLZ30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 14520000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 14868480.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.645693927048 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 103 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Water and Wastewater Revenue Bonds, Pooled Financing Program, Series 2004A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Water and Wastewater Revenue Bonds, Pooled Financing Program, Series 2004A |
| d. CUSIP (if any). | 13078AUX3 |
| At least one of the following other identifiers: |
| - ISIN | US13078AUX35 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 315000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 316181.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.013730812629 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2024-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 104 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2014 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2014 |
| d. CUSIP (if any). | 13063CJF8 |
| At least one of the following other identifiers: |
| - ISIN | US13063CJF86 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10245000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11433420.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.496519473368 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 105 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Central Basin Municipal Water District, California, Certificates of Participation, Tender Option Bond Trust 2016-XG0038 Formerly Tender Option Bond Tr |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Central Basin Municipal Water District, California, Certificates of Participation, Tender Option Bond Trust 2016-XG0038 Formerly Tender Option Bond Tr |
| d. CUSIP (if any). | 152614CT8 |
| At least one of the following other identifiers: |
| - ISIN | US152614CT85 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2519275.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.109404631008 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Floating |
| ii. Annualized rate. | 17.90991030 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 106 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Providence Saint Joseph Health, Refunding Series 2016A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Providence Saint Joseph Health, Refunding Series 2016A |
| d. CUSIP (if any). | 13032UFP8 |
| At least one of the following other identifiers: |
| - ISIN | US13032UFP84 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12500100.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.542842217731 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 107 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Various Correctional Facilities Series 2013F |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Various Correctional Facilities Series 2013F |
| d. CUSIP (if any). | 13068LHL2 |
| At least one of the following other identifiers: |
| - ISIN | US13068LHL27 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8685000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9705400.65000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.421476725211 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 108 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020A |
| d. CUSIP (if any). | 544525ZG6 |
| At least one of the following other identifiers: |
| - ISIN | US544525ZG63 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5059000.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.219697344781 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 109 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Escondido Joint Powers Financing Authority, California, Revenue Bonds, Water System Financing, Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Escondido Joint Powers Financing Authority, California, Revenue Bonds, Water System Financing, Series 2012 |
| d. CUSIP (if any). | 29634EDG4 |
| At least one of the following other identifiers: |
| - ISIN | US29634EDG44 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4265000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4469293.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.194088142913 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 110 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A |
| d. CUSIP (if any). | 13080SEX8 |
| At least one of the following other identifiers: |
| - ISIN | US13080SEX80 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2375000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2616181.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.113612981635 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2054-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 111 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series 2013S-4 |
| b. LEI (if any) of issuer. (1) | 5493001FUZGUQMIP5D78 |
| c. Title of the issue or description of the investment. | Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series 2013S-4 |
| d. CUSIP (if any). | 072024TG7 |
| At least one of the following other identifiers: |
| - ISIN | US072024TG77 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5705000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6305394.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.273824543099 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 112 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Refunding Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Refunding Series 2016 |
| d. CUSIP (if any). | 13063CC65 |
| At least one of the following other identifiers: |
| - ISIN | US13063CC658 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6047550.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.262627135290 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 113 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, CommonSpirit Health, Series 2020A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, CommonSpirit Health, Series 2020A |
| d. CUSIP (if any). | 13032UXE3 |
| At least one of the following other identifiers: |
| - ISIN | US13032UXE36 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6530000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7441457.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.323160393770 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 114 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, Linxs APM Project, Senior Lien Series 2018A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, Linxs APM Project, Senior Lien Series 2018A |
| d. CUSIP (if any). | 13048VCD8 |
| At least one of the following other identifiers: |
| - ISIN | US13048VCD82 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4109805.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.178476625038 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-12-31 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 115 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Memorial Health Services, Series 2012A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Memorial Health Services, Series 2012A |
| d. CUSIP (if any). | 13033LYP6 |
| At least one of the following other identifiers: |
| - ISIN | US13033LYP65 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1327112.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.057632554353 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 116 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Refunding Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Refunding Series 2015 |
| d. CUSIP (if any). | 13063CVB3 |
| At least one of the following other identifiers: |
| - ISIN | US13063CVB35 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12990890.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.564155769786 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 117 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, School Facility Revenue Bonds, Alliance College-Ready Public Schools, Series 2011A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, School Facility Revenue Bonds, Alliance College-Ready Public Schools, Series 2011A |
| d. CUSIP (if any). | 13080KAJ0 |
| At least one of the following other identifiers: |
| - ISIN | US13080KAJ07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6450000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6594157.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.286364675592 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 118 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County Transportation Commission, California, Sales Tax Revenue Bonds, Refunding Limited Tax Series 2017B |
| b. LEI (if any) of issuer. (1) | 5493003G0IESJS57M350 |
| c. Title of the issue or description of the investment. | Riverside County Transportation Commission, California, Sales Tax Revenue Bonds, Refunding Limited Tax Series 2017B |
| d. CUSIP (if any). | 769125GZ2 |
| At least one of the following other identifiers: |
| - ISIN | US769125GZ29 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6129700.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.266194665804 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 119 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2004 Election Series 2013B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2004 Election Series 2013B |
| d. CUSIP (if any). | 940642CF6 |
| At least one of the following other identifiers: |
| - ISIN | US940642CF69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4830000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5376852.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.233500739177 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 120 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Temecula Redevelopment Agency, California, Redevelopment Project 1 Tax Allocation Housing Bonds Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Temecula Redevelopment Agency, California, Redevelopment Project 1 Tax Allocation Housing Bonds Series 2011A |
| d. CUSIP (if any). | 87970FFF1 |
| At least one of the following other identifiers: |
| - ISIN | US87970FFF18 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2475000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2544795.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.110512888814 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 121 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | University of California, General Revenue Bonds, Limited Project Series 2017M |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | University of California, General Revenue Bonds, Limited Project Series 2017M |
| d. CUSIP (if any). | 91412G2L8 |
| At least one of the following other identifiers: |
| - ISIN | US91412G2L81 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 17750000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 21148592.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.918420561003 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 122 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Modesto, California, Speical Tax Bonds, Community Faclities District 2004-1 Village One 2, Refunding Series 2014 |
| b. LEI (if any) of issuer. (1) | 549300PM1CEUCI5R7951 |
| c. Title of the issue or description of the investment. | Modesto, California, Speical Tax Bonds, Community Faclities District 2004-1 Village One 2, Refunding Series 2014 |
| d. CUSIP (if any). | 607800CA5 |
| At least one of the following other identifiers: |
| - ISIN | US607800CA59 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1835000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2062081.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.089550064310 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 123 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System/West, Series 2015A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System/West, Series 2015A |
| d. CUSIP (if any). | 13080SJL9 |
| At least one of the following other identifiers: |
| - ISIN | US13080SJL97 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2345000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2737201.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.118868520806 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 124 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2015 |
| d. CUSIP (if any). | 13063CRB8 |
| At least one of the following other identifiers: |
| - ISIN | US13063CRB80 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10995585.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.477505599687 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 125 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2013G |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2013G |
| d. CUSIP (if any). | 13068LJF3 |
| At least one of the following other identifiers: |
| - ISIN | US13068LJF31 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10690000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11945968.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.518777915084 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 126 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State University, Systemwide Revenue Bonds, Series 2016A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State University, Systemwide Revenue Bonds, Series 2016A |
| d. CUSIP (if any). | 13077C4H4 |
| At least one of the following other identifiers: |
| - ISIN | US13077C4H49 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4140000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4683292.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.203381470878 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 127 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects Series 2012B |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects Series 2012B |
| d. CUSIP (if any). | 13049SAG9 |
| At least one of the following other identifiers: |
| - ISIN | US13049SAG93 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3920000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4152142.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.180315212578 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 128 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds, Golden Gate Tobacco Funding Corporation, Turbo, Series 2007A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds, Golden Gate Tobacco Funding Corporation, Turbo, Series 2007A |
| d. CUSIP (if any). | 13016NDF8 |
| At least one of the following other identifiers: |
| - ISIN | US13016NDF87 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1000330.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.043441360922 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 129 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Pollution Control Financing Authority, Water Furnishing Revenue Bonds, Poseidon Resources Channelside LP Desalination Project, Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Pollution Control Financing Authority, Water Furnishing Revenue Bonds, Poseidon Resources Channelside LP Desalination Project, Series 2012 |
| d. CUSIP (if any). | 13054WAC1 |
| At least one of the following other identifiers: |
| - ISIN | US13054WAC10 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 65500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 69439825.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 3.015565363627 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-11-21 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 130 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Rady Children's Hospital - San Diego, Series 2011 |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Rady Children's Hospital - San Diego, Series 2011 |
| d. CUSIP (if any). | 13033LUU9 |
| At least one of the following other identifiers: |
| - ISIN | US13033LUU96 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8760000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8913475.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.387085754934 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 131 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2018 Bid Group A/B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2018 Bid Group A/B |
| d. CUSIP (if any). | 13063DKE7 |
| At least one of the following other identifiers: |
| - ISIN | US13063DKE75 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9881600.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.429128539670 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 132 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Rafael City High School District, Marin County, California, General Obligation Bonds, Series 2004B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Rafael City High School District, Marin County, California, General Obligation Bonds, Series 2004B |
| d. CUSIP (if any). | 799289JG9 |
| At least one of the following other identifiers: |
| - ISIN | US799289JG93 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4970000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4583980.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.199068641332 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2027-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 133 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2012B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2012B |
| d. CUSIP (if any). | 544495XV1 |
| At least one of the following other identifiers: |
| - ISIN | US544495XV13 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 33735000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 35780353.05000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.553834465394 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 134 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego Community College District, San Diego County, California, General Obligation Bonds, Refunding Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Diego Community College District, San Diego County, California, General Obligation Bonds, Refunding Series 2016 |
| d. CUSIP (if any). | 797272QD6 |
| At least one of the following other identifiers: |
| - ISIN | US797272QD66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5114875.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.222123830082 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 135 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Chaffey Joint Union High School District, San Bernardino County, California, General Obligation Bonds, Election 2012 Series 2019D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Chaffey Joint Union High School District, San Bernardino County, California, General Obligation Bonds, Election 2012 Series 2019D |
| d. CUSIP (if any). | 157411SL4 |
| At least one of the following other identifiers: |
| - ISIN | US157411SL48 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 15000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 17097000.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.742471931948 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 136 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Infrastructure and Economic Development Bank, Lease Revenue Bonds, California State Teachers? Retirement System Headquarters Expansion, Gre |
| b. LEI (if any) of issuer. (1) | 549300C1OG9RDIM8ET06 |
| c. Title of the issue or description of the investment. | California Infrastructure and Economic Development Bank, Lease Revenue Bonds, California State Teachers? Retirement System Headquarters Expansion, Gre |
| d. CUSIP (if any). | 13034RAU7 |
| At least one of the following other identifiers: |
| - ISIN | US13034RAU77 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4881960.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.212009023389 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 137 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Placerville Public Financing Authority, California, Wastewater System Refinancing and Improvement Project Revenue Bonds, Series 2006 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Placerville Public Financing Authority, California, Wastewater System Refinancing and Improvement Project Revenue Bonds, Series 2006 |
| d. CUSIP (if any). | 726110DF3 |
| At least one of the following other identifiers: |
| - ISIN | US726110DF31 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3533635.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.153455273162 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 138 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015A |
| d. CUSIP (if any). | 5444354N7 |
| At least one of the following other identifiers: |
| - ISIN | US5444354N73 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5680050.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.246667701764 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 139 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Public Finance Authority, University Housing Revenue Bonds, National Campus Community Development - Claremont Properties LLC Claremont Coll |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Public Finance Authority, University Housing Revenue Bonds, National Campus Community Development - Claremont Properties LLC Claremont Coll |
| d. CUSIP (if any). | 13058BAD1 |
| At least one of the following other identifiers: |
| - ISIN | US13058BAD10 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 840000.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.036478705201 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 140 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2014B |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2014B |
| d. CUSIP (if any). | 79766DFF1 |
| At least one of the following other identifiers: |
| - ISIN | US79766DFF15 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5047650.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.219204447990 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 141 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2016A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2016A |
| d. CUSIP (if any). | 13080SMK7 |
| At least one of the following other identifiers: |
| - ISIN | US13080SMK77 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9385000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10445880.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.453633561530 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 142 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Orland Joint Unified School District, Glenn and Tehama Counties, California, General Obligation Bonds, 2008 Election, Series 2012B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Orland Joint Unified School District, Glenn and Tehama Counties, California, General Obligation Bonds, 2008 Election, Series 2012B |
| d. CUSIP (if any). | 68633RCB6 |
| At least one of the following other identifiers: |
| - ISIN | US68633RCB69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1815000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1543385.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.067024637556 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2051-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 143 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Metropolitan Transportation Authority, California, Proposition C Sales Tax Revenue Bonds, Senior Lien Series 2017A |
| b. LEI (if any) of issuer. (1) | 54930051IHTXE1N9RB42 |
| c. Title of the issue or description of the investment. | Los Angeles County Metropolitan Transportation Authority, California, Proposition C Sales Tax Revenue Bonds, Senior Lien Series 2017A |
| d. CUSIP (if any). | 54466HFA9 |
| At least one of the following other identifiers: |
| - ISIN | US54466HFA95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10455000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12815216.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.556526780574 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 144 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego Public Facilities Financing Authority, California, Water Utility Revenue Bonds, Refunding Subordinate Lien Series 2016B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Diego Public Facilities Financing Authority, California, Water Utility Revenue Bonds, Refunding Subordinate Lien Series 2016B |
| d. CUSIP (if any). | 79730CHC1 |
| At least one of the following other identifiers: |
| - ISIN | US79730CHC10 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4793040.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.208147491882 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 145 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Refunding Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Refunding Series 2015A |
| d. CUSIP (if any). | 38122NYK2 |
| At least one of the following other identifiers: |
| - ISIN | US38122NYK26 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 86320000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 98700014.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 4.286248486573 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 146 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Pomona, California, GNMA/FHLMC Collateralized Single Family Mortgage Revenue Refunding Bonds, Series 1990B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Pomona, California, GNMA/FHLMC Collateralized Single Family Mortgage Revenue Refunding Bonds, Series 1990B |
| d. CUSIP (if any). | 732095BJ2 |
| At least one of the following other identifiers: |
| - ISIN | US732095BJ28 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1095000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1201587.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.052181367727 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2023-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 147 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| d. CUSIP (if any). | 130911A91 |
| At least one of the following other identifiers: |
| - ISIN | US130911A917 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4122375.65000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3916256.87000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.170071404590 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☒ Yes ☐ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 148 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Judicial Council of California, New Stockton Courthouse, Series 2014B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Judicial Council of California, New Stockton Courthouse, Series 2014B |
| d. CUSIP (if any). | 13068LNV3 |
| At least one of the following other identifiers: |
| - ISIN | US13068LNV35 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 17395000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 19934670.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.865703512175 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 149 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Buenaventura, California, Revenue Bonds, Community Memorial Health System, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Buenaventura, California, Revenue Bonds, Community Memorial Health System, Series 2011 |
| d. CUSIP (if any). | 797049AJ2 |
| At least one of the following other identifiers: |
| - ISIN | US797049AJ29 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 17400000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 18130974.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.787374351868 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 150 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | ABAG Finance Authority for Non-Profit Corporations, California, Revenue Bonds, The Jackson Laboratory, Series 2012 |
| b. LEI (if any) of issuer. (1) | 549300EWVCCTI6O2KU84 |
| c. Title of the issue or description of the investment. | ABAG Finance Authority for Non-Profit Corporations, California, Revenue Bonds, The Jackson Laboratory, Series 2012 |
| d. CUSIP (if any). | 00037CTH3 |
| At least one of the following other identifiers: |
| - ISIN | US00037CTH33 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4206200.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.182662773595 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 151 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2000 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2000 |
| d. CUSIP (if any). | 13063A3S1 |
| At least one of the following other identifiers: |
| - ISIN | US13063A3S17 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 140000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 140576.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.006104832911 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2022-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.62500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 152 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Refunding Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Refunding Series 2015A |
| d. CUSIP (if any). | 38122NYJ5 |
| At least one of the following other identifiers: |
| - ISIN | US38122NYJ52 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3718877.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.161499804767 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 153 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Ontario-Montclair School District, San Bernardino County, California, General Obligation Bonds, Election of 2016, Series 2019B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Ontario-Montclair School District, San Bernardino County, California, General Obligation Bonds, Election of 2016, Series 2019B |
| d. CUSIP (if any). | 683119GK1 |
| At least one of the following other identifiers: |
| - ISIN | US683119GK19 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 14655000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 16476909.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.715543247543 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 154 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2019 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2019 |
| d. CUSIP (if any). | 13063DQU5 |
| At least one of the following other identifiers: |
| - ISIN | US13063DQU53 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9210000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10160932.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.441259120528 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 155 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2014A |
| d. CUSIP (if any). | 13080SEV2 |
| At least one of the following other identifiers: |
| - ISIN | US13080SEV25 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1115450.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.048440680616 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 156 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Refunding Series 2019D |
| b. LEI (if any) of issuer. (1) | 549300S8NXV6YU61GG95 |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Refunding Series 2019D |
| d. CUSIP (if any). | 544532AQ7 |
| At least one of the following other identifiers: |
| - ISIN | US544532AQ79 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8980000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11147502.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.484102929860 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 157 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Series 2013A |
| d. CUSIP (if any). | 38122NXS6 |
| At least one of the following other identifiers: |
| - ISIN | US38122NXS60 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1082170.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.046995429057 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 158 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services, Series 2014B |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services, Series 2014B |
| d. CUSIP (if any). | 13033L4N4 |
| At least one of the following other identifiers: |
| - ISIN | US13033L4N45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8375000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9521872.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.413506642735 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 159 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Centinela Valley Union High School District, Los Angeles County, California, General Obligation Bonds, Series 2002A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Centinela Valley Union High School District, Los Angeles County, California, General Obligation Bonds, Series 2002A |
| d. CUSIP (if any). | 152339FJ1 |
| At least one of the following other identifiers: |
| - ISIN | US152339FJ13 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3550000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4040681.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.175474775016 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 160 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | University of California, General Revenue Bonds, Series 2020BE |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | University of California, General Revenue Bonds, Series 2020BE |
| d. CUSIP (if any). | 91412HHF3 |
| At least one of the following other identifiers: |
| - ISIN | US91412HHF38 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11040000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 14121816.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.613268527118 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 161 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2014B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2014B |
| d. CUSIP (if any). | 544495D76 |
| At least one of the following other identifiers: |
| - ISIN | US544495D766 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4467240.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.193998965507 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 162 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Revenue Bonds, Sherman Oaks Health System, Series 1998A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Revenue Bonds, Sherman Oaks Health System, Series 1998A |
| d. CUSIP (if any). | 130911X39 |
| At least one of the following other identifiers: |
| - ISIN | US130911X398 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 780000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 795483.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.034545464107 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2022-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 163 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Yorba Linda Redevelopment Agency, Orange County, California, Tax Allocation Revenue Bonds, Yorba Linda Redevelopment Project, Subordinate Lien Series |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Yorba Linda Redevelopment Agency, Orange County, California, Tax Allocation Revenue Bonds, Yorba Linda Redevelopment Project, Subordinate Lien Series |
| d. CUSIP (if any). | 986179CX5 |
| At least one of the following other identifiers: |
| - ISIN | US986179CX53 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 865000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 889834.15000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.038642854329 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 164 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | ABAG Finance Authority for Nonprofit Corporations, California, Revenue Bonds, Sharp HealthCare, Series 2014A |
| b. LEI (if any) of issuer. (1) | 549300EWVCCTI6O2KU84 |
| c. Title of the issue or description of the investment. | ABAG Finance Authority for Nonprofit Corporations, California, Revenue Bonds, Sharp HealthCare, Series 2014A |
| d. CUSIP (if any). | 00037CVN7 |
| At least one of the following other identifiers: |
| - ISIN | US00037CVN72 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9345000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10200067.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.442958637347 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 165 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Financing Authority, Tobacco Settlement Asset-Backed Bonds, Pooled Tobacco Securitization Program, Series 2006A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Statewide Financing Authority, Tobacco Settlement Asset-Backed Bonds, Pooled Tobacco Securitization Program, Series 2006A |
| d. CUSIP (if any). | 130923BM6 |
| At least one of the following other identifiers: |
| - ISIN | US130923BM69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 25000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5287750.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.229631277894 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 166 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Jose, California, Airport Revenue Bonds, Refunding Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Jose, California, Airport Revenue Bonds, Refunding Series 2017A |
| d. CUSIP (if any). | 798136VR5 |
| At least one of the following other identifiers: |
| - ISIN | US798136VR59 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3554160.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.154346612952 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 167 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Palomar Pomerado Health, California, General Obligation Bonds, Convertible Capital Appreciation, Election 2004 Series 2010A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Palomar Pomerado Health, California, General Obligation Bonds, Convertible Capital Appreciation, Election 2004 Series 2010A |
| d. CUSIP (if any). | 69753RDC5 |
| At least one of the following other identifiers: |
| - ISIN | US69753RDC51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10330000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7135550.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.309875778674 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 168 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2016C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2016C |
| d. CUSIP (if any). | 13059TDE6 |
| At least one of the following other identifiers: |
| - ISIN | US13059TDE64 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5995000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6752768.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.293252658534 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 169 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | National City Community Development Commission, California, Tax Allocation Bonds, National City Redevelopment Project, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | National City Community Development Commission, California, Tax Allocation Bonds, National City Redevelopment Project, Series 2011 |
| d. CUSIP (if any). | 634900GA6 |
| At least one of the following other identifiers: |
| - ISIN | US634900GA66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4450000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4567079.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.198334698469 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2024-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 170 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2012A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2012A |
| d. CUSIP (if any). | 1306852W9 |
| At least one of the following other identifiers: |
| - ISIN | US1306852W90 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2650000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2780486.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.120748248942 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 171 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2014A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2014A |
| d. CUSIP (if any). | 482085BL0 |
| At least one of the following other identifiers: |
| - ISIN | US482085BL02 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1900000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2153878.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.093536524527 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 172 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Educational Facilities Authority, Revenue Bonds,Stanford University, Refunding Series 2014U-6 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Educational Facilities Authority, Revenue Bonds,Stanford University, Refunding Series 2014U-6 |
| d. CUSIP (if any). | 1301783W4 |
| At least one of the following other identifiers: |
| - ISIN | US1301783W46 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10224270.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.444009680041 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 173 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, NorthBay Healthcare Group, Series 2017A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, NorthBay Healthcare Group, Series 2017A |
| d. CUSIP (if any). | 13048TP23 |
| At least one of the following other identifiers: |
| - ISIN | US13048TP234 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11520000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13114483.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.569523055390 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 174 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Harbors Department, California, Revenue Bonds, Refunding Series 2014B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Harbors Department, California, Revenue Bonds, Refunding Series 2014B |
| d. CUSIP (if any). | 544552XH0 |
| At least one of the following other identifiers: |
| - ISIN | US544552XH03 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5579800.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.242314142006 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 175 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Orange County Water District, California, Revenue Certificates of Participation, Series 1999A |
| b. LEI (if any) of issuer. (1) | 549300KBQTX6CMJ3U708 |
| c. Title of the issue or description of the investment. | Orange County Water District, California, Revenue Certificates of Participation, Series 1999A |
| d. CUSIP (if any). | 684421DB3 |
| At least one of the following other identifiers: |
| - ISIN | US684421DB30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5840000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7524723.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.326776380165 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.37500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 176 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego County Regional Transportation Commission, California, Sales Tax Revenue Bonds, Refunding Series 2012A |
| b. LEI (if any) of issuer. (1) | W4FR340A6EQ2SSI17B56 |
| c. Title of the issue or description of the investment. | San Diego County Regional Transportation Commission, California, Sales Tax Revenue Bonds, Refunding Series 2012A |
| d. CUSIP (if any). | 797400HG6 |
| At least one of the following other identifiers: |
| - ISIN | US797400HG69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2135000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2248197.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.097632548968 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 177 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Mateo County Community College District, California, General Obligation Bonds, Election 2014 Series 2018B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Mateo County Community College District, California, General Obligation Bonds, Election 2014 Series 2018B |
| d. CUSIP (if any). | 799038NA8 |
| At least one of the following other identifiers: |
| - ISIN | US799038NA89 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 20220000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 24874239.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.080214349392 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 178 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Beaumont Financing Authority, California, Local Agency Revenue Bonds, Improvement Area 19A, Series 2015B |
| b. LEI (if any) of issuer. (1) | 549300T48VOR8NYFNT88 |
| c. Title of the issue or description of the investment. | Beaumont Financing Authority, California, Local Agency Revenue Bonds, Improvement Area 19A, Series 2015B |
| d. CUSIP (if any). | 074406SH3 |
| At least one of the following other identifiers: |
| - ISIN | US074406SH30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1675000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1889534.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.082056849708 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 179 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego County Regional Airport Authority, California, Airport Revenue Bonds, Refunding Subordinate Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Diego County Regional Airport Authority, California, Airport Revenue Bonds, Refunding Subordinate Series 2019A |
| d. CUSIP (if any). | 79739GLD6 |
| At least one of the following other identifiers: |
| - ISIN | US79739GLD69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6179200.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.268344303790 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 180 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Ontario Redevelopment Financing Authority, San Bernardino County, California, Revenue Bonds, Redevelopment Project 1, Refunding Series 1995 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Ontario Redevelopment Financing Authority, San Bernardino County, California, Revenue Bonds, Redevelopment Project 1, Refunding Series 1995 |
| d. CUSIP (if any). | 68304ECG2 |
| At least one of the following other identifiers: |
| - ISIN | US68304ECG26 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 19390000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 21877349.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.950068300078 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2025-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.40000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 181 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2012B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2012B |
| d. CUSIP (if any). | 544525QK7 |
| At least one of the following other identifiers: |
| - ISIN | US544525QK76 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2355000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2501363.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.108626776904 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 182 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Transbay Joint Powers Authority, California, Tax Allocation Bonds, Senior Green Series 2020A |
| b. LEI (if any) of issuer. (1) | 549300WC0UP8WU8GYU95 |
| c. Title of the issue or description of the investment. | Transbay Joint Powers Authority, California, Tax Allocation Bonds, Senior Green Series 2020A |
| d. CUSIP (if any). | 89356CAU0 |
| At least one of the following other identifiers: |
| - ISIN | US89356CAU09 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4085000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4962989.05000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.215527874375 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 183 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Long Beach Unified School District, Los Angeles County, California, General Obligation Bonds, Election of 2016, Series 2019B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Long Beach Unified School District, Los Angeles County, California, General Obligation Bonds, Election of 2016, Series 2019B |
| d. CUSIP (if any). | 542433WS2 |
| At least one of the following other identifiers: |
| - ISIN | US542433WS26 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4650000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4962852.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.215521922700 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 184 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects Series 2012A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects Series 2012A |
| d. CUSIP (if any). | 13049SAF1 |
| At least one of the following other identifiers: |
| - ISIN | US13049SAF11 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6010000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6291989.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.273242403762 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 185 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Temecula Valley Unified School District, Riverside County, California, Special Tax Bonds, Community Facilities District 2002-1 Improvement Area 1, Ser |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Temecula Valley Unified School District, Riverside County, California, Special Tax Bonds, Community Facilities District 2002-1 Improvement Area 1, Ser |
| d. CUSIP (if any). | 87970HKT1 |
| At least one of the following other identifiers: |
| - ISIN | US87970HKT13 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1350000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1413760.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.061395419649 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 186 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | University of California Regents, Medical Center Pooled Revenue Bonds, Series 2013J |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | University of California Regents, Medical Center Pooled Revenue Bonds, Series 2013J |
| d. CUSIP (if any). | 913366GB0 |
| At least one of the following other identifiers: |
| - ISIN | US913366GB03 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8760000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9723600.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.422267068930 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 187 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Metropolitan Transportation Authority, California, Proposition C Sales Tax Revenue Bonds, Senior Lien Series 2017A |
| b. LEI (if any) of issuer. (1) | 54930051IHTXE1N9RB42 |
| c. Title of the issue or description of the investment. | Los Angeles County Metropolitan Transportation Authority, California, Proposition C Sales Tax Revenue Bonds, Senior Lien Series 2017A |
| d. CUSIP (if any). | 54466HFB7 |
| At least one of the following other identifiers: |
| - ISIN | US54466HFB78 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3995000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4887043.55000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.212229786868 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 188 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Series 2019A |
| d. CUSIP (if any). | 797669ZG6 |
| At least one of the following other identifiers: |
| - ISIN | US797669ZG63 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5199400.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.225794499793 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 189 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016B |
| d. CUSIP (if any). | 544445BU2 |
| At least one of the following other identifiers: |
| - ISIN | US544445BU29 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1765000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2088047.95000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.090677720970 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 190 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Novato Redevelopment Agency, California, Tax Allocation Bonds, Hamilton Field Redevelopment Project, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Novato Redevelopment Agency, California, Tax Allocation Bonds, Hamilton Field Redevelopment Project, Series 2011 |
| d. CUSIP (if any). | 66988TDB6 |
| At least one of the following other identifiers: |
| - ISIN | US66988TDB61 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1655000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1709019.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.074217628072 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 191 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2018D |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2018D |
| d. CUSIP (if any). | 79766DLH0 |
| At least one of the following other identifiers: |
| - ISIN | US79766DLH07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 20000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 24101000.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.046634850084 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 192 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Subordinate Series 2019S-H |
| b. LEI (if any) of issuer. (1) | 5493001FUZGUQMIP5D78 |
| c. Title of the issue or description of the investment. | Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Subordinate Series 2019S-H |
| d. CUSIP (if any). | 072024VY5 |
| At least one of the following other identifiers: |
| - ISIN | US072024VY55 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11617170.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.504499190131 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 193 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2014 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2014 |
| d. CUSIP (if any). | 13063CMC1 |
| At least one of the following other identifiers: |
| - ISIN | US13063CMC19 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1815000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2077231.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.090207981644 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 194 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2019A |
| d. CUSIP (if any). | 271014J60 |
| At least one of the following other identifiers: |
| - ISIN | US271014J605 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9115000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11403047.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.495200477214 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 195 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Alameda Unified School District, Alameda County, California, General Obligation Bonds, Series 2004A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Alameda Unified School District, Alameda County, California, General Obligation Bonds, Series 2004A |
| d. CUSIP (if any). | 010824GU8 |
| At least one of the following other identifiers: |
| - ISIN | US010824GU84 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4125000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3956576.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.171822355515 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2025-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 196 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Stockton Unified School District, San Joaquin County, California, General Obligation Bonds, Election 2008 Series 2011D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Stockton Unified School District, San Joaquin County, California, General Obligation Bonds, Election 2008 Series 2011D |
| d. CUSIP (if any). | 861419SC4 |
| At least one of the following other identifiers: |
| - ISIN | US861419SC48 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5530000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6608128.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.286971407656 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2050-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 197 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Long Beach, California, Harbor Revenue Bonds, Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Long Beach, California, Harbor Revenue Bonds, Series 2019A |
| d. CUSIP (if any). | 542424VW3 |
| At least one of the following other identifiers: |
| - ISIN | US542424VW30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10840000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13067186.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.567469095838 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 198 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2013 |
| d. CUSIP (if any). | 13063BQ88 |
| At least one of the following other identifiers: |
| - ISIN | US13063BQ882 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9755000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10557348.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.458474300910 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 199 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Financing Authority, Tobacco Settlement Asset-Backed Bonds, Pooled Tobacco Securitization Program, Series 2002A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Statewide Financing Authority, Tobacco Settlement Asset-Backed Bonds, Pooled Tobacco Securitization Program, Series 2002A |
| d. CUSIP (if any). | 130923AP0 |
| At least one of the following other identifiers: |
| - ISIN | US130923AP00 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1115000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1119281.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.048607075624 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.62500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 200 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Judicial Council of California, Yuba City Courthouse, Series 2013D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Judicial Council of California, Yuba City Courthouse, Series 2013D |
| d. CUSIP (if any). | 13068LFH3 |
| At least one of the following other identifiers: |
| - ISIN | US13068LFH33 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1100390.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.047786669544 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 201 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Pollution Control Financing Authority, Water Furnishing Revenue Bonds, Poseidon Resources Channelside LP Desalination Project, Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Pollution Control Financing Authority, Water Furnishing Revenue Bonds, Poseidon Resources Channelside LP Desalination Project, Series 2012 |
| d. CUSIP (if any). | 13054WAB3 |
| At least one of the following other identifiers: |
| - ISIN | US13054WAB37 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3925000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4167054.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.180962811649 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 202 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Southern California Public Power Authority, Natural Gas Project 1 Revenue Bonds, Series 2007A |
| b. LEI (if any) of issuer. (1) | 5493003B5TD5FWUKMD34 |
| c. Title of the issue or description of the investment. | Southern California Public Power Authority, Natural Gas Project 1 Revenue Bonds, Series 2007A |
| d. CUSIP (if any). | 842471AY0 |
| At least one of the following other identifiers: |
| - ISIN | US842471AY05 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5353280.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.232477051170 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 203 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2018 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2018 |
| d. CUSIP (if any). | 13063DFS2 |
| At least one of the following other identifiers: |
| - ISIN | US13063DFS27 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8360000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9882439.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.429165001004 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 204 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2019A |
| d. CUSIP (if any). | 271014J52 |
| At least one of the following other identifiers: |
| - ISIN | US271014J522 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8715000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10961029.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.476004969980 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 205 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2013 |
| d. CUSIP (if any). | 13063CFT2 |
| At least one of the following other identifiers: |
| - ISIN | US13063CFT27 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7240000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8056527.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.349871048428 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 206 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Palomar Pomerado Health System, California, Revenue Bonds, Refunding Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Palomar Pomerado Health System, California, Revenue Bonds, Refunding Series 2016 |
| d. CUSIP (if any). | 697528AT4 |
| At least one of the following other identifiers: |
| - ISIN | US697528AT45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 12910000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 14501028.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.629736595390 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 207 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| d. CUSIP (if any). | 544552YH9 |
| At least one of the following other identifiers: |
| - ISIN | US544552YH93 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1160000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1308584.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.056827933999 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 208 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, Revenue Bonds, Buck Institute for Research on Aging, Series 2014 |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, Revenue Bonds, Buck Institute for Research on Aging, Series 2014 |
| d. CUSIP (if any). | 13080SES9 |
| At least one of the following other identifiers: |
| - ISIN | US13080SES95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6442260.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.279768218302 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 209 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles, California, Wastewater System Revenue Bonds, Refunding Subordinate Lien Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles, California, Wastewater System Revenue Bonds, Refunding Subordinate Lien Series 2013A |
| d. CUSIP (if any). | 53945CAP5 |
| At least one of the following other identifiers: |
| - ISIN | US53945CAP59 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1245000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1365267.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.059289490970 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 210 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Community Redevelopment Agency, California, Lease Revenue Bonds, Vermont Manchester Social Services Project, Series 2005 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Community Redevelopment Agency, California, Lease Revenue Bonds, Vermont Manchester Social Services Project, Series 2005 |
| d. CUSIP (if any). | 54439PAV4 |
| At least one of the following other identifiers: |
| - ISIN | US54439PAV40 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 14930000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 14970460.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.650122628595 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 211 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Governmental Purpose Second Series 2017B |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Governmental Purpose Second Series 2017B |
| d. CUSIP (if any). | 79766DKK4 |
| At least one of the following other identifiers: |
| - ISIN | US79766DKK45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5919600.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.257070646801 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 212 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2016 |
| d. CUSIP (if any). | 13063CX47 |
| At least one of the following other identifiers: |
| - ISIN | US13063CX472 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3750000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4569225.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.198427871162 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 213 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Long Beach, California, Harbor Revenue Bonds, Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Long Beach, California, Harbor Revenue Bonds, Series 2015D |
| d. CUSIP (if any). | 542424UM6 |
| At least one of the following other identifiers: |
| - ISIN | US542424UM66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1200000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1355892.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.058882362563 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 214 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Refunding Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Refunding Series 2013A |
| d. CUSIP (if any). | 345105HA1 |
| At least one of the following other identifiers: |
| - ISIN | US345105HA12 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 45735000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 52865543.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 2.295793558860 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-01-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 215 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Silicon Valley Clean Water, Mateo County, California, Wastewater Revenue Bonds, Series 2018 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Silicon Valley Clean Water, Mateo County, California, Wastewater Revenue Bonds, Series 2018 |
| d. CUSIP (if any). | 82707BDD8 |
| At least one of the following other identifiers: |
| - ISIN | US82707BDD82 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1095000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1230473.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.053435805258 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 216 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A |
| d. CUSIP (if any). | 745160RF0 |
| At least one of the following other identifiers: |
| - ISIN | US745160RF00 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1730000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1826880.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.079335972570 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2028-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 217 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Public Finance Authority, University Housing Revenue Bonds, National Campus Community Development - Claremont Properties LLC Claremont Coll |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Public Finance Authority, University Housing Revenue Bonds, National Campus Community Development - Claremont Properties LLC Claremont Coll |
| d. CUSIP (if any). | 13058BAC3 |
| At least one of the following other identifiers: |
| - ISIN | US13058BAC37 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1325000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1113000.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.048334284392 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 218 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Series 2018A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Series 2018A |
| d. CUSIP (if any). | 13032URK6 |
| At least one of the following other identifiers: |
| - ISIN | US13032URK69 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6135000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7530835.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.327041806172 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 219 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Silicon Valley Tobacco Securitization Authority, California, Tobacco Settlement Asset-Backed Bonds, Santa Clara County Tobacco Securitization Corporat |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Silicon Valley Tobacco Securitization Authority, California, Tobacco Settlement Asset-Backed Bonds, Santa Clara County Tobacco Securitization Corporat |
| d. CUSIP (if any). | 82706TAB7 |
| At least one of the following other identifiers: |
| - ISIN | US82706TAB70 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 19000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4184370.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.181714761530 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 220 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2013 |
| d. CUSIP (if any). | 13063B3W0 |
| At least one of the following other identifiers: |
| - ISIN | US13063B3W01 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9940000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10855275.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.471412361793 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 221 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, CommonSpirit Health, Series 2020A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, CommonSpirit Health, Series 2020A |
| d. CUSIP (if any). | 13032UXD5 |
| At least one of the following other identifiers: |
| - ISIN | US13032UXD52 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9975000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11403220.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.495207998776 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 222 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Metropolitan Water District of Southern California, Water Revenue Bonds, Series 2020A |
| b. LEI (if any) of issuer. (1) | 5493003GD0S0P56RLT45 |
| c. Title of the issue or description of the investment. | Metropolitan Water District of Southern California, Water Revenue Bonds, Series 2020A |
| d. CUSIP (if any). | 59266TRQ6 |
| At least one of the following other identifiers: |
| - ISIN | US59266TRQ66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 14700000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 18710013.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.812520295893 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 223 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2019E |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2019E |
| d. CUSIP (if any). | 79766DRX9 |
| At least one of the following other identifiers: |
| - ISIN | US79766DRX92 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4900000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5986575.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.259979172135 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 224 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Santa Ana College Improvement District 1, Orange County, California, General Obligation Bonds, Rancho Santiago Community College District, Election of |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Santa Ana College Improvement District 1, Orange County, California, General Obligation Bonds, Rancho Santiago Community College District, Election of |
| d. CUSIP (if any). | 801181BV9 |
| At least one of the following other identifiers: |
| - ISIN | US801181BV95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8700000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9881199.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.429111125431 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 225 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Taxable Restructured Cofina Project Series 2019A-2 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Taxable Restructured Cofina Project Series 2019A-2 |
| d. CUSIP (if any). | 74529JRK3 |
| At least one of the following other identifiers: |
| - ISIN | US74529JRK33 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 43000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 46338.09000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.002012325624 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2053-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.53600000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 226 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A |
| d. CUSIP (if any). | 703380CJ2 |
| At least one of the following other identifiers: |
| - ISIN | US703380CJ22 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10135000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11033670.45000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.479159537667 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 227 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles, California, Wastewater System Revenue Bonds, Green Subordinate Series 2018A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles, California, Wastewater System Revenue Bonds, Green Subordinate Series 2018A |
| d. CUSIP (if any). | 53945CJY7 |
| At least one of the following other identifiers: |
| - ISIN | US53945CJY75 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6136750.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.266500826366 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 228 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bell Community Housing Authority, California, Lease Revenue Bonds, Series 2005 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Bell Community Housing Authority, California, Lease Revenue Bonds, Series 2005 |
| d. CUSIP (if any). | 07786TBE0 |
| At least one of the following other identifiers: |
| - ISIN | US07786TBE01 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1655000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1664896.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.072301527626 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 229 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Refunding Series 2012A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Refunding Series 2012A |
| d. CUSIP (if any). | 927676RR9 |
| At least one of the following other identifiers: |
| - ISIN | US927676RR98 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1620000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1708354.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.074188775154 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 230 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Dutchess County Local Development Corporation, New York, Revenue Bonds, Marist College Project, Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Dutchess County Local Development Corporation, New York, Revenue Bonds, Marist College Project, Series 2015A |
| d. CUSIP (if any). | 267045FF4 |
| At least one of the following other identifiers: |
| - ISIN | US267045FF42 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1142920.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.049633621130 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 231 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Children's Hospital Los Angeles, Series 2017A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Children's Hospital Los Angeles, Series 2017A |
| d. CUSIP (if any). | 13032UNE4 |
| At least one of the following other identifiers: |
| - ISIN | US13032UNE46 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3900000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4552158.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.197686702041 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 232 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Tustin, California, Special Tax Bonds, Community Facilities District 06-1 Tustin Legacy/Columbus Villages, Refunding Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Tustin, California, Special Tax Bonds, Community Facilities District 06-1 Tustin Legacy/Columbus Villages, Refunding Series 2015A |
| d. CUSIP (if any). | 901047FZ8 |
| At least one of the following other identifiers: |
| - ISIN | US901047FZ81 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1565000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1827607.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.079367544021 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 233 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bell Community Redevelopment Agency, California, Tax Allocation Bonds, Bell Project Area, Series 2003 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Bell Community Redevelopment Agency, California, Tax Allocation Bonds, Bell Project Area, Series 2003 |
| d. CUSIP (if any). | 077874CQ6 |
| At least one of the following other identifiers: |
| - ISIN | US077874CQ66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2125000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2132926.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.092626652251 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2023-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 234 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State University, Systemwide Revenue Bonds, Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State University, Systemwide Revenue Bonds, Series 2019A |
| d. CUSIP (if any). | 13077DHE5 |
| At least one of the following other identifiers: |
| - ISIN | US13077DHE58 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10440000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13124646.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.569964395611 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 235 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2020C |
| d. CUSIP (if any). | 544525A32 |
| At least one of the following other identifiers: |
| - ISIN | US544525A329 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4490000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5697585.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.247429216449 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 236 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2014A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2014A |
| d. CUSIP (if any). | 544525TL2 |
| At least one of the following other identifiers: |
| - ISIN | US544525TL23 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 24070000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 27335817.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.187113371051 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 237 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Infrastructure and Economic Development Bank, Lease Revenue Bonds, California State Teachers? Retirement System Headquarters Expansion, Gre |
| b. LEI (if any) of issuer. (1) | 549300C1OG9RDIM8ET06 |
| c. Title of the issue or description of the investment. | California Infrastructure and Economic Development Bank, Lease Revenue Bonds, California State Teachers? Retirement System Headquarters Expansion, Gre |
| d. CUSIP (if any). | 13034RAR4 |
| At least one of the following other identifiers: |
| - ISIN | US13034RAR49 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1175000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1465307.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.063633941908 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 238 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Children's Hospital Los Angeles, Series 2017A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Children's Hospital Los Angeles, Series 2017A |
| d. CUSIP (if any). | 13032UNG9 |
| At least one of the following other identifiers: |
| - ISIN | US13032UNG93 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2400000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2789376.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.121134315239 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 239 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016A |
| d. CUSIP (if any). | 544445AU3 |
| At least one of the following other identifiers: |
| - ISIN | US544445AU38 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1750920.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.076037255371 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 240 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Metropolitan Transportation Authority, California, Proposition C Sales Tax Revenue Bonds, Senior Lien Series 2017A |
| b. LEI (if any) of issuer. (1) | 54930051IHTXE1N9RB42 |
| c. Title of the issue or description of the investment. | Los Angeles County Metropolitan Transportation Authority, California, Proposition C Sales Tax Revenue Bonds, Senior Lien Series 2017A |
| d. CUSIP (if any). | 54466HFC5 |
| At least one of the following other identifiers: |
| - ISIN | US54466HFC51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 15615000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 18986122.35000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.824510904920 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 241 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, Biola University, Series 2013 |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, Biola University, Series 2013 |
| d. CUSIP (if any). | 13048TPW7 |
| At least one of the following other identifiers: |
| - ISIN | US13048TPW70 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1080690.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.046931157053 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 242 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Oxnard School District, Ventura County, California, General Obligation Bonds, Election 2012 Series 2013B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Oxnard School District, Ventura County, California, General Obligation Bonds, Election 2012 Series 2013B |
| d. CUSIP (if any). | 692020A42 |
| At least one of the following other identifiers: |
| - ISIN | US692020A420 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2370000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2643806.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.114812646824 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 243 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, Revenue Bonds, Kaiser Permanente, Series 2012A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, Revenue Bonds, Kaiser Permanente, Series 2012A |
| d. CUSIP (if any). | 1307955E3 |
| At least one of the following other identifiers: |
| - ISIN | US1307955E39 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 25290000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26495827.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.150635082749 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 244 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento Area Flood Control Agency, California, Consolidated Capital Assessment District 2 Bonds, Series 2020 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Sacramento Area Flood Control Agency, California, Consolidated Capital Assessment District 2 Bonds, Series 2020 |
| d. CUSIP (if any). | 785840KV0 |
| At least one of the following other identifiers: |
| - ISIN | US785840KV01 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8245000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9527757.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.413762193436 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 245 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Hesperia Unified School District, San Bernardino County, California, Certificates of Participation, Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Hesperia Unified School District, San Bernardino County, California, Certificates of Participation, Series 2013A |
| d. CUSIP (if any). | 428061CN3 |
| At least one of the following other identifiers: |
| - ISIN | US428061CN34 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4361720.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.189416545301 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 246 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2019D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2019D |
| d. CUSIP (if any). | 544445LT4 |
| At least one of the following other identifiers: |
| - ISIN | US544445LT46 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1243640.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.054007591592 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 247 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Orange County Water District, California, Revenue Certificates of Participation, Series 2003B |
| b. LEI (if any) of issuer. (1) | 549300KBQTX6CMJ3U708 |
| c. Title of the issue or description of the investment. | Orange County Water District, California, Revenue Certificates of Participation, Series 2003B |
| d. CUSIP (if any). | 684421DJ6 |
| At least one of the following other identifiers: |
| - ISIN | US684421DJ65 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 905000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1257904.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.054627067318 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 248 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2012 |
| d. CUSIP (if any). | 13063BRD6 |
| At least one of the following other identifiers: |
| - ISIN | US13063BRD63 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3230000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3379775.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.146773594668 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 249 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds, Los Angeles County Securitization Corporation, Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds, Los Angeles County Securitization Corporation, Series 2020A |
| d. CUSIP (if any). | 13016NEZ3 |
| At least one of the following other identifiers: |
| - ISIN | US13016NEZ33 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 680000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 775784.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.033690029784 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 250 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Inglewood Redevelopment Agency, California, Tax Allocation Bonds, Merged Redevelopment Project, Refunding Series 1998A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Inglewood Redevelopment Agency, California, Tax Allocation Bonds, Merged Redevelopment Project, Refunding Series 1998A |
| d. CUSIP (if any). | 457106KT8 |
| At least one of the following other identifiers: |
| - ISIN | US457106KT83 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2050000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2207460.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.095863453362 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2023-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 251 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2015A |
| d. CUSIP (if any). | 482085CP0 |
| At least one of the following other identifiers: |
| - ISIN | US482085CP07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1955000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2241583.45000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.097345311735 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 252 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, Eisenhower Medical Center, Refunding Series 2017A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, Eisenhower Medical Center, Refunding Series 2017A |
| d. CUSIP (if any). | 13048T4N0 |
| At least one of the following other identifiers: |
| - ISIN | US13048T4N04 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 685000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 795483.65000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.034545492334 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 253 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Madera County, California, Certificates of Participation, Valley Children's Hospital Project, Series 1995 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Madera County, California, Certificates of Participation, Valley Children's Hospital Project, Series 1995 |
| d. CUSIP (if any). | 556902BJ2 |
| At least one of the following other identifiers: |
| - ISIN | US556902BJ24 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6200000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6220584.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.270141487999 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2028-03-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 254 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2012 |
| d. CUSIP (if any). | 13063BE24 |
| At least one of the following other identifiers: |
| - ISIN | US13063BE243 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5245000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5604230.05000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.243375066520 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 255 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Long Beach Bond Finance Authority, California, Natural Gas Purchase Revenue Bonds, Series 2007A |
| b. LEI (if any) of issuer. (1) | 549300BKBZ5U7OZH3S21 |
| c. Title of the issue or description of the investment. | Long Beach Bond Finance Authority, California, Natural Gas Purchase Revenue Bonds, Series 2007A |
| d. CUSIP (if any). | 54241AAY9 |
| At least one of the following other identifiers: |
| - ISIN | US54241AAY91 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 14140000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 19010240.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.825558271515 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 256 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2018A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2018A |
| d. CUSIP (if any). | 544445ER6 |
| At least one of the following other identifiers: |
| - ISIN | US544445ER62 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4850000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5773585.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.250729670729 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 257 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2017C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2017C |
| d. CUSIP (if any). | 5444953R3 |
| At least one of the following other identifiers: |
| - ISIN | US5444953R33 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 53615000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 64328349.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 2.793589155047 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 258 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2014A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2014A |
| d. CUSIP (if any). | 482085BM8 |
| At least one of the following other identifiers: |
| - ISIN | US482085BM84 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1220000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1382601.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.060042281164 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 259 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| d. CUSIP (if any). | 544552YJ5 |
| At least one of the following other identifiers: |
| - ISIN | US544552YJ59 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1575000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1776096.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.077130574278 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 260 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2014 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2014 |
| d. CUSIP (if any). | 13063CMA5 |
| At least one of the following other identifiers: |
| - ISIN | US13063CMA52 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8910000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10224492.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.444019333870 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 261 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Community Housing Agency, California, Essential Housing Revenue Bonds, Stoneridge Apartments, Series 2021A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Community Housing Agency, California, Essential Housing Revenue Bonds, Stoneridge Apartments, Series 2021A |
| d. CUSIP (if any). | 13013FAG9 |
| At least one of the following other identifiers: |
| - ISIN | US13013FAG90 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 365000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 388035.15000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.016851214100 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2056-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 262 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Yorba Linda Redevelopment Agency, Orange County, California, Tax Allocation Revenue Bonds, Yorba Linda Redevelopment Project, Subordinate Lien Series |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Yorba Linda Redevelopment Agency, Orange County, California, Tax Allocation Revenue Bonds, Yorba Linda Redevelopment Project, Subordinate Lien Series |
| d. CUSIP (if any). | 986179CY3 |
| At least one of the following other identifiers: |
| - ISIN | US986179CY37 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1420000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1464218.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.063586673757 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 263 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Infrastructure and Economic Development Bank Clean Water State Revolving Fund Revenue Bonds, Green Series 2018 |
| b. LEI (if any) of issuer. (1) | 549300C1OG9RDIM8ET06 |
| c. Title of the issue or description of the investment. | California Infrastructure and Economic Development Bank Clean Water State Revolving Fund Revenue Bonds, Green Series 2018 |
| d. CUSIP (if any). | 13034AZB9 |
| At least one of the following other identifiers: |
| - ISIN | US13034AZB96 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6152200.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.267171773979 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 264 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Infrastructure and Economic Development Bank, Infrastructure State Revolving Fund Revenue Bonds, Series 2016A |
| b. LEI (if any) of issuer. (1) | 549300C1OG9RDIM8ET06 |
| c. Title of the issue or description of the investment. | California Infrastructure and Economic Development Bank, Infrastructure State Revolving Fund Revenue Bonds, Series 2016A |
| d. CUSIP (if any). | 13034AMA5 |
| At least one of the following other identifiers: |
| - ISIN | US13034AMA50 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 21255000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26380005.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.145605294651 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 265 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2020C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2020C |
| d. CUSIP (if any). | 544445RD3 |
| At least one of the following other identifiers: |
| - ISIN | US544445RD30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12578200.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.546233868774 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 266 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Bay Area Water Supply and Conservation Agency, California, Revenue Bonds, Capital Cost Recovery Prepayment Program, Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Bay Area Water Supply and Conservation Agency, California, Revenue Bonds, Capital Cost Recovery Prepayment Program, Series 2013A |
| d. CUSIP (if any). | 072031BH9 |
| At least one of the following other identifiers: |
| - ISIN | US072031BH93 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6010000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6585758.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.285999910253 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 267 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2018A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2018A |
| d. CUSIP (if any). | 544525XF0 |
| At least one of the following other identifiers: |
| - ISIN | US544525XF09 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12027500.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.522318603352 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 268 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2014A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Jurupa Public Financing Authority, California, Special Tax Revenue Bonds, Series 2014A |
| d. CUSIP (if any). | 482085BK2 |
| At least one of the following other identifiers: |
| - ISIN | US482085BK29 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 530000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 601157.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.026106497816 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 269 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2016B |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2016B |
| d. CUSIP (if any). | 79766DGF0 |
| At least one of the following other identifiers: |
| - ISIN | US79766DGF06 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 50075000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 57873179.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 2.513260313330 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 270 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Silicon Valley Clean Water, Mateo County, California, Wastewater Revenue Bonds, Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Silicon Valley Clean Water, Mateo County, California, Wastewater Revenue Bonds, Series 2015 |
| d. CUSIP (if any). | 82707BBW8 |
| At least one of the following other identifiers: |
| - ISIN | US82707BBW81 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3500370.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.152010673009 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 271 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity Health System, Series 2005A |
| d. CUSIP (if any). | 130911B33 |
| At least one of the following other identifiers: |
| - ISIN | US130911B337 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3890760.53000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3696222.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.160515965402 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☒ Yes ☐ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 272 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2013G |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2013G |
| d. CUSIP (if any). | 13068LJG1 |
| At least one of the following other identifiers: |
| - ISIN | US13068LJG14 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 18135000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 20255888.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.879653066755 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 273 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles, California, Wastewater System Revenue Bonds, Green Subordinate Lien Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles, California, Wastewater System Revenue Bonds, Green Subordinate Lien Series 2017A |
| d. CUSIP (if any). | 53945CGT1 |
| At least one of the following other identifiers: |
| - ISIN | US53945CGT18 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4420000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5366322.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.233043426495 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 274 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State University, Systemwide Revenue Bonds, Series 2020C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State University, Systemwide Revenue Bonds, Series 2020C |
| d. CUSIP (if any). | 13077DMB5 |
| At least one of the following other identifiers: |
| - ISIN | US13077DMB54 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7100000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7629021.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.331305723854 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 275 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Mesa Water District, California, Certificates of Participation, Series 2020 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Mesa Water District, California, Certificates of Participation, Series 2020 |
| d. CUSIP (if any). | 59059CAZ2 |
| At least one of the following other identifiers: |
| - ISIN | US59059CAZ23 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2324120.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.100929628968 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-03-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 276 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016B |
| d. CUSIP (if any). | 544445BY4 |
| At least one of the following other identifiers: |
| - ISIN | US544445BY41 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1169360.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.050781831803 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 277 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2016B |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2016B |
| d. CUSIP (if any). | 13032UXH6 |
| At least one of the following other identifiers: |
| - ISIN | US13032UXH66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 22545000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26258386.95000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.140323757888 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 278 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Senior Convertible Series 2007A-2 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Senior Convertible Series 2007A-2 |
| d. CUSIP (if any). | 38122NPC0 |
| At least one of the following other identifiers: |
| - ISIN | US38122NPC01 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 31645000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 32923458.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.429767998344 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.30000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 279 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sonoma County Junior College District, California, General Obligation Bonds, Election 2014 Series 2019B |
| b. LEI (if any) of issuer. (1) | 549300C1BQ28FZTVYK25 |
| c. Title of the issue or description of the investment. | Sonoma County Junior College District, California, General Obligation Bonds, Election 2014 Series 2019B |
| d. CUSIP (if any). | 835569GG3 |
| At least one of the following other identifiers: |
| - ISIN | US835569GG32 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7285000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7817533.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.339492261848 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 3.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 280 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | William S Hart School Financing Authority, California, Refunding Revenue Bonds, Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | William S Hart School Financing Authority, California, Refunding Revenue Bonds, Series 2013 |
| d. CUSIP (if any). | 969283CK4 |
| At least one of the following other identifiers: |
| - ISIN | US969283CK40 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1280000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1401804.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.060876219106 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 281 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Yuba Community College District, California, General Obligation Bonds, Election 2006 Series 2011C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Yuba Community College District, California, General Obligation Bonds, Election 2006 Series 2011C |
| d. CUSIP (if any). | 988176DT7 |
| At least one of the following other identifiers: |
| - ISIN | US988176DT73 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4085200.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.177408102965 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 282 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Roseville, California, Special Tax Bonds, Community Facilities District 1 Westpark, Refunding Series 2015 |
| b. LEI (if any) of issuer. (1) | 549300OH100KESVPND17 |
| c. Title of the issue or description of the investment. | Roseville, California, Special Tax Bonds, Community Facilities District 1 Westpark, Refunding Series 2015 |
| d. CUSIP (if any). | 777870VX1 |
| At least one of the following other identifiers: |
| - ISIN | US777870VX14 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 385000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 439350.45000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.019079685173 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 283 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2013 |
| d. CUSIP (if any). | 13063B3X8 |
| At least one of the following other identifiers: |
| - ISIN | US13063B3X83 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 15145000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 16493207.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.716251034307 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 284 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2017A |
| d. CUSIP (if any). | 544445CZ0 |
| At least one of the following other identifiers: |
| - ISIN | US544445CZ07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11900000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13896344.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.603476947809 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 285 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego County Regional Airport Authority, California, Airport Revenue Bonds, Senior Series 2013B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Diego County Regional Airport Authority, California, Airport Revenue Bonds, Senior Series 2013B |
| d. CUSIP (if any). | 79739GET9 |
| At least one of the following other identifiers: |
| - ISIN | US79739GET94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9550000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10337493.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.448926618659 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 286 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Southwestern Community College District, San Diego County, California, General Obligation Bonds, Election of 2008, Series 2011C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Southwestern Community College District, San Diego County, California, General Obligation Bonds, Election of 2008, Series 2011C |
| d. CUSIP (if any). | 845389EU5 |
| At least one of the following other identifiers: |
| - ISIN | US845389EU58 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6245000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6378018.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.276978400754 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 287 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | University of California, General Revenue Bonds, Series 2017AV |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | University of California, General Revenue Bonds, Series 2017AV |
| d. CUSIP (if any). | 91412GY33 |
| At least one of the following other identifiers: |
| - ISIN | US91412GY335 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6775000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8215839.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.356789497603 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 288 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Bernardino Community College District, California, General Obligation Bonds, Election of 2008 Series 2009B |
| b. LEI (if any) of issuer. (1) | 549300Y4FPTEP3EQZ007 |
| c. Title of the issue or description of the investment. | San Bernardino Community College District, California, General Obligation Bonds, Election of 2008 Series 2009B |
| d. CUSIP (if any). | 796720GG9 |
| At least one of the following other identifiers: |
| - ISIN | US796720GG99 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 28000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13846280.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.601302816979 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 289 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento Regional Transit District, California, Farebox Revenue Bonds, Refunding Series 2012 |
| b. LEI (if any) of issuer. (1) | 5493008QT6Z7SDGMA159 |
| c. Title of the issue or description of the investment. | Sacramento Regional Transit District, California, Farebox Revenue Bonds, Refunding Series 2012 |
| d. CUSIP (if any). | 786068CC8 |
| At least one of the following other identifiers: |
| - ISIN | US786068CC80 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 735000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 736095.15000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.031966426163 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 290 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2019E |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2019E |
| d. CUSIP (if any). | 544445MX4 |
| At least one of the following other identifiers: |
| - ISIN | US544445MX49 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5485000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6705302.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.291191385869 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 291 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, Pomona College, Series 2017 |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, Pomona College, Series 2017 |
| d. CUSIP (if any). | 13048T8B2 |
| At least one of the following other identifiers: |
| - ISIN | US13048T8B20 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 18250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 23071650.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.001933236751 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-01-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 292 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2019A |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2019A |
| d. CUSIP (if any). | 79766DMA4 |
| At least one of the following other identifiers: |
| - ISIN | US79766DMA45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2412760.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.104779000908 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 293 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2018D |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2018D |
| d. CUSIP (if any). | 79766DLF4 |
| At least one of the following other identifiers: |
| - ISIN | US79766DLF41 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 37935000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 45250385.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.965089844380 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 294 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Pico Rivera Water Authority, California, Revenue Bonds, Series 2001A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Pico Rivera Water Authority, California, Revenue Bonds, Series 2001A |
| d. CUSIP (if any). | 719889AW7 |
| At least one of the following other identifiers: |
| - ISIN | US719889AW78 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8160000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8242905.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.357964908797 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 295 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2012G |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2012G |
| d. CUSIP (if any). | 13068LAU9 |
| At least one of the following other identifiers: |
| - ISIN | US13068LAU98 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3770000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4050148.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.175885929108 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 296 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2018B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2018B |
| d. CUSIP (if any). | 544525YG7 |
| At least one of the following other identifiers: |
| - ISIN | US544525YG72 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2478500.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.107633893860 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 297 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Southern California Public Power Authority, California, Revenue Bonds, Apex Power Project Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493003B5TD5FWUKMD34 |
| c. Title of the issue or description of the investment. | Southern California Public Power Authority, California, Revenue Bonds, Apex Power Project Series 2014A |
| d. CUSIP (if any). | 84247PHL8 |
| At least one of the following other identifiers: |
| - ISIN | US84247PHL85 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1565000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1776228.05000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.077136308818 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 298 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Public Utilities Commission, California, Water Revenue Bonds, Tender Option Bond Trust 2015-XF0226 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Francisco City and County Public Utilities Commission, California, Water Revenue Bonds, Tender Option Bond Trust 2015-XF0226 |
| d. CUSIP (if any). | 88033LM63 |
| At least one of the following other identifiers: |
| - ISIN | US88033LM636 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 750000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 921307.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.040009648443 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2021-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Floating |
| ii. Annualized rate. | 18.22274460 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 299 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Mount San Antonio Community College District, Los Angeles County, California, General Obligation Bonds, Election of 2018, Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Mount San Antonio Community College District, Los Angeles County, California, General Obligation Bonds, Election of 2018, Series 2019A |
| d. CUSIP (if any). | 623040KE1 |
| At least one of the following other identifiers: |
| - ISIN | US623040KE11 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3100000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3576811.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.155330278609 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 300 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Vernon Redevelopment Agency, California, Tax Allocation Bonds, Industrial Redevelopment Project, Series 2005 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Vernon Redevelopment Agency, California, Tax Allocation Bonds, Industrial Redevelopment Project, Series 2005 |
| d. CUSIP (if any). | 924402AR1 |
| At least one of the following other identifiers: |
| - ISIN | US924402AR12 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6870000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7004514.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.304185265685 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 301 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2004 Election Series 2013B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2004 Election Series 2013B |
| d. CUSIP (if any). | 940642CD1 |
| At least one of the following other identifiers: |
| - ISIN | US940642CD12 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4740000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5288133.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.229647936503 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 302 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Metropolitan Transportation Authority, California, Proposition A First Tier Senior Sales Tax Revenue Bonds, Green Series 2017A |
| b. LEI (if any) of issuer. (1) | 54930051IHTXE1N9RB42 |
| c. Title of the issue or description of the investment. | Los Angeles County Metropolitan Transportation Authority, California, Proposition A First Tier Senior Sales Tax Revenue Bonds, Green Series 2017A |
| d. CUSIP (if any). | 54466HFY7 |
| At least one of the following other identifiers: |
| - ISIN | US54466HFY71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5210000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6350052.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.275763907405 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 303 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Lathrop, California, Limited Obligation Improvement Bonds, Crossroads Assessment District, Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Lathrop, California, Limited Obligation Improvement Bonds, Crossroads Assessment District, Series 2015 |
| d. CUSIP (if any). | 518252EU1 |
| At least one of the following other identifiers: |
| - ISIN | US518252EU14 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1120610.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.048664764090 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-09-02 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 304 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California School Finance Authority, Charter School Revenue Bonds, Kepler Neighborhood School, Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California School Finance Authority, Charter School Revenue Bonds, Kepler Neighborhood School, Series 2017A |
| d. CUSIP (if any). | 13058TEX4 |
| At least one of the following other identifiers: |
| - ISIN | US13058TEX46 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 380000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 406064.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.017634162196 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2027-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 305 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Jose, California, Airport Revenue Bonds, Refunding Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Jose, California, Airport Revenue Bonds, Refunding Series 2017A |
| d. CUSIP (if any). | 798136VQ7 |
| At least one of the following other identifiers: |
| - ISIN | US798136VQ76 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3858595.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.167567320831 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 306 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Clemente, California, Special Tax Revenue Bonds, Community Facilities District 2006-1 Marblehead Coastal, Series 2015 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Clemente, California, Special Tax Revenue Bonds, Community Facilities District 2006-1 Marblehead Coastal, Series 2015 |
| d. CUSIP (if any). | 797214CF8 |
| At least one of the following other identifiers: |
| - ISIN | US797214CF87 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 620000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 694462.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.030158422109 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 307 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Infrastructure and Economic Development Bank, Revenue Bonds, Academy of Motion Picture Arts and Sciences Obligated Group, Green Series 2020 |
| b. LEI (if any) of issuer. (1) | 549300C1OG9RDIM8ET06 |
| c. Title of the issue or description of the investment. | California Infrastructure and Economic Development Bank, Revenue Bonds, Academy of Motion Picture Arts and Sciences Obligated Group, Green Series 2020 |
| d. CUSIP (if any). | 13034AE71 |
| At least one of the following other identifiers: |
| - ISIN | US13034AE717 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10065000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13386751.95000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.581346878565 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2030-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 308 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Department of Water Resources, Central Valley Project Water System Revenue Bonds, Series 2020BB |
| b. LEI (if any) of issuer. (1) | 549300X618YEC5LGBQ98 |
| c. Title of the issue or description of the investment. | California Department of Water Resources, Central Valley Project Water System Revenue Bonds, Series 2020BB |
| d. CUSIP (if any). | 13067WSC7 |
| At least one of the following other identifiers: |
| - ISIN | US13067WSC72 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3050000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4073427.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.176896858254 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 309 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2017 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2017 |
| d. CUSIP (if any). | 13063DAY4 |
| At least one of the following other identifiers: |
| - ISIN | US13063DAY40 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3780000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4601885.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.199846215332 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 310 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2015A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Refunding Series 2015A |
| d. CUSIP (if any). | 13032UAR9 |
| At least one of the following other identifiers: |
| - ISIN | US13032UAR95 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1285000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1536808.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.066739033179 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 311 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Rohnert Park Community Development Commission, California, Tax Allocation Bonds, Redevelopment Project Series 2007R |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Rohnert Park Community Development Commission, California, Tax Allocation Bonds, Redevelopment Project Series 2007R |
| d. CUSIP (if any). | 77539VCZ0 |
| At least one of the following other identifiers: |
| - ISIN | US77539VCZ04 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1460000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1527729.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.066344750489 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 312 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Refunding Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Refunding Series 2013A |
| d. CUSIP (if any). | 345105GZ7 |
| At least one of the following other identifiers: |
| - ISIN | US345105GZ71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 45725000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 53122847.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 2.306967503045 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2053-01-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 313 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Fullerton Community Facilities District 1, California, Special Tax Bonds, Amerige Heights, Refunding Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Fullerton Community Facilities District 1, California, Special Tax Bonds, Amerige Heights, Refunding Series 2012 |
| d. CUSIP (if any). | 359770BU7 |
| At least one of the following other identifiers: |
| - ISIN | US359770BU76 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1065840.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.046286265657 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 314 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Refunding Various Purpose Series 2013 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Refunding Various Purpose Series 2013 |
| d. CUSIP (if any). | 13063BS86 |
| At least one of the following other identifiers: |
| - ISIN | US13063BS862 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9260000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10079232.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.437711119149 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-02-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 315 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election 2010 Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election 2010 Series 2011A |
| d. CUSIP (if any). | 799017SY5 |
| At least one of the following other identifiers: |
| - ISIN | US799017SY57 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1895000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1941143.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.084298086156 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 316 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A |
| d. CUSIP (if any). | 745160RD5 |
| At least one of the following other identifiers: |
| - ISIN | US745160RD51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5235000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5562658.65000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.241569744085 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 317 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2018E |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2018E |
| d. CUSIP (if any). | 79766DLJ6 |
| At least one of the following other identifiers: |
| - ISIN | US79766DLJ62 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9350000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11188210.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.485870731341 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 318 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento Area Flood Control Agency, California, Consolidated Capital Assessment District 2 Bonds, Series 2016A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Sacramento Area Flood Control Agency, California, Consolidated Capital Assessment District 2 Bonds, Series 2016A |
| d. CUSIP (if any). | 785840JP5 |
| At least one of the following other identifiers: |
| - ISIN | US785840JP51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6563810.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.285046773799 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 319 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Metropolitan Transportation Authority, California, Measure R Sales Tax Revenue Bonds, Senior Series 2016A |
| b. LEI (if any) of issuer. (1) | 54930051IHTXE1N9RB42 |
| c. Title of the issue or description of the investment. | Los Angeles County Metropolitan Transportation Authority, California, Measure R Sales Tax Revenue Bonds, Senior Series 2016A |
| d. CUSIP (if any). | 54466HDY9 |
| At least one of the following other identifiers: |
| - ISIN | US54466HDY99 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5620000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6735794.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.292515562868 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 320 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Antelope Valley Community College District, Los Angeles County, California, General Obligation Bonds, Election 2016 Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Antelope Valley Community College District, Los Angeles County, California, General Obligation Bonds, Election 2016 Series 2017A |
| d. CUSIP (if any). | 03667PFE7 |
| At least one of the following other identifiers: |
| - ISIN | US03667PFE79 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 18400000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 22448920.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.974889922358 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 321 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D |
| d. CUSIP (if any). | 40065NCA3 |
| At least one of the following other identifiers: |
| - ISIN | US40065NCA37 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10203840.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.443122465818 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 322 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County Redevelopment Agency, California, Tax Allocation Bonds, Jurupa Valley Project Area, Series 2011B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Riverside County Redevelopment Agency, California, Tax Allocation Bonds, Jurupa Valley Project Area, Series 2011B |
| d. CUSIP (if any). | 769123JZ4 |
| At least one of the following other identifiers: |
| - ISIN | US769123JZ44 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 960000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 995184.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.043217885425 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2025-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 323 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2011 |
| d. CUSIP (if any). | 13063BMB5 |
| At least one of the following other identifiers: |
| - ISIN | US13063BMB52 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 15025000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 15377186.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.667785517772 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 324 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2018D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2018D |
| d. CUSIP (if any). | 5444956B5 |
| At least one of the following other identifiers: |
| - ISIN | US5444956B53 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8215000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10125233.95000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.439708838526 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 325 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Affordable Housing Inc Projects, Senior Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Affordable Housing Inc Projects, Senior Series 2014A |
| d. CUSIP (if any). | 13049SBE3 |
| At least one of the following other identifiers: |
| - ISIN | US13049SBE37 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2150000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2344768.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.101826331997 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 326 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Metropolitan Water District of Southern California, Water Revenue Bonds, Refunding Series 2020C |
| b. LEI (if any) of issuer. (1) | 5493003GD0S0P56RLT45 |
| c. Title of the issue or description of the investment. | Metropolitan Water District of Southern California, Water Revenue Bonds, Refunding Series 2020C |
| d. CUSIP (if any). | 59266TSR3 |
| At least one of the following other identifiers: |
| - ISIN | US59266TSR31 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 13500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 17606025.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.764577375895 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 327 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2016B |
| d. CUSIP (if any). | 544445CC1 |
| At least one of the following other identifiers: |
| - ISIN | US544445CC12 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6835000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7866469.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.341617422187 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 328 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, Revenue Bonds, Huntington Memorial Hospital, Refunding Series 2014B |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, Revenue Bonds, Huntington Memorial Hospital, Refunding Series 2014B |
| d. CUSIP (if any). | 13080SEA8 |
| At least one of the following other identifiers: |
| - ISIN | US13080SEA87 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2670000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2954168.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.128290746710 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 329 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento County Sanitation Districts Financing Authority, California, Revenue Bonds, Sacramento Regional County Sanitation District, Series 2014A |
| b. LEI (if any) of issuer. (1) | 549300MSDPX3EYMUYV38 |
| c. Title of the issue or description of the investment. | Sacramento County Sanitation Districts Financing Authority, California, Revenue Bonds, Sacramento Regional County Sanitation District, Series 2014A |
| d. CUSIP (if any). | 786134UJ3 |
| At least one of the following other identifiers: |
| - ISIN | US786134UJ32 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3408480.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.148020163222 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 330 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | University of California, General Revenue Bonds, Series 2020BE |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | University of California, General Revenue Bonds, Series 2020BE |
| d. CUSIP (if any). | 91412HHJ5 |
| At least one of the following other identifiers: |
| - ISIN | US91412HHJ59 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 17000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 19838660.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.861534083024 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2050-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 331 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds, Series 2013A |
| b. LEI (if any) of issuer. (1) | 5493003G0IESJS57M350 |
| c. Title of the issue or description of the investment. | Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds, Series 2013A |
| d. CUSIP (if any). | 76912DAA6 |
| At least one of the following other identifiers: |
| - ISIN | US76912DAA63 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1090400.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.047352833514 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.75000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 332 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Roseville, California, Special Tax Bonds, Community Facilities District 1 Westpark, Refunding Series 2015 |
| b. LEI (if any) of issuer. (1) | 549300OH100KESVPND17 |
| c. Title of the issue or description of the investment. | Roseville, California, Special Tax Bonds, Community Facilities District 1 Westpark, Refunding Series 2015 |
| d. CUSIP (if any). | 777870WA0 |
| At least one of the following other identifiers: |
| - ISIN | US777870WA02 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 575000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 647444.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.028116580869 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 333 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Long Beach Bond Finance Authority, California, Natural Gas Purchase Revenue Bonds, Series 2007A |
| b. LEI (if any) of issuer. (1) | 549300BKBZ5U7OZH3S21 |
| c. Title of the issue or description of the investment. | Long Beach Bond Finance Authority, California, Natural Gas Purchase Revenue Bonds, Series 2007A |
| d. CUSIP (if any). | 54241AAZ6 |
| At least one of the following other identifiers: |
| - ISIN | US54241AAZ66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7610000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 10930014.70000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.474658076302 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 334 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Lake Tahoe Unified School District, El Dorado County, California, General Obligation Bonds, Series 2010 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Lake Tahoe Unified School District, El Dorado County, California, General Obligation Bonds, Series 2010 |
| d. CUSIP (if any). | 511012LW4 |
| At least one of the following other identifiers: |
| - ISIN | US511012LW43 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5630000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5550785.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.241054145815 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 335 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacremento Municipal Utility District, California, Electric Revenue Bonds, Tender Option Bond Trust 2016-XG0060 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Sacremento Municipal Utility District, California, Electric Revenue Bonds, Tender Option Bond Trust 2016-XG0060 |
| d. CUSIP (if any). | 88033SPT5 |
| At least one of the following other identifiers: |
| - ISIN | US88033SPT59 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3501450.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.152057574201 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Floating |
| ii. Annualized rate. | 18.34928180 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 336 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Santa Clara Valley Water District, California, Water System Revenue Bonds, Refunding Series 2020A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Santa Clara Valley Water District, California, Water System Revenue Bonds, Refunding Series 2020A |
| d. CUSIP (if any). | 80168ADD6 |
| At least one of the following other identifiers: |
| - ISIN | US80168ADD63 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2145000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2706153.45000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.117520207063 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 337 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2016A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2016A |
| d. CUSIP (if any). | 544525UH9 |
| At least one of the following other identifiers: |
| - ISIN | US544525UH91 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6770000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7880889.30000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.342243616075 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 338 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2016A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, California, Revenue Bonds, Loma Linda University Medical Center, Series 2016A |
| d. CUSIP (if any). | 13080SML5 |
| At least one of the following other identifiers: |
| - ISIN | US13080SML50 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 33895000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 37942063.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.647711108249 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2056-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 339 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Housing Finance Agency, Municipal Certificate Revenue Bonds, Class A Series2019-1 |
| b. LEI (if any) of issuer. (1) | 549300BOPCVLBA552Z14 |
| c. Title of the issue or description of the investment. | California Housing Finance Agency, Municipal Certificate Revenue Bonds, Class A Series2019-1 |
| d. CUSIP (if any). | 13033DAA3 |
| At least one of the following other identifiers: |
| - ISIN | US13033DAA37 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3483673.86000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3997446.08000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.173597210848 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-01-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 340 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Riverside County, California, Special Tax Bonds, Community Facilities District 04-2 Lake Hill Crest, Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Riverside County, California, Special Tax Bonds, Community Facilities District 04-2 Lake Hill Crest, Series 2012 |
| d. CUSIP (if any). | 76911FRW6 |
| At least one of the following other identifiers: |
| - ISIN | US76911FRW67 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2615000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2750901.55000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.119463484145 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 341 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Alameda Corridor Transportation Authority, California, Revenue Bonds, Refunding Second Subordinate Lien Series 2016B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Alameda Corridor Transportation Authority, California, Revenue Bonds, Refunding Second Subordinate Lien Series 2016B |
| d. CUSIP (if any). | 010869HA6 |
| At least one of the following other identifiers: |
| - ISIN | US010869HA67 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5445000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6390796.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.277533311343 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 342 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services, Refunding Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, Revenue Bonds, Providence Health & Services, Refunding Series 2014A |
| d. CUSIP (if any). | 13032UUT3 |
| At least one of the following other identifiers: |
| - ISIN | US13032UUT32 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2230000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2545812.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.110557080160 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 343 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Redevelopment Agency Successor Agency, California, Special Tax Bonds, Community Facilities District 6 Mission Bay South |
| b. LEI (if any) of issuer. (1) | 5493001TPOZL3UK8DX25 |
| c. Title of the issue or description of the investment. | San Francisco City and County Redevelopment Agency Successor Agency, California, Special Tax Bonds, Community Facilities District 6 Mission Bay South |
| d. CUSIP (if any). | 79772AAV9 |
| At least one of the following other identifiers: |
| - ISIN | US79772AAV98 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 255000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 267201.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.011603778413 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 344 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Corona-Norco Unified School District, Riverside County, California, General Obligation Bonds, Election 2014, Series 2019C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Corona-Norco Unified School District, Riverside County, California, General Obligation Bonds, Election 2014, Series 2019C |
| d. CUSIP (if any). | 219764RT6 |
| At least one of the following other identifiers: |
| - ISIN | US219764RT67 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5585000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6308201.65000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.273946462314 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 345 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Contra Costa County, California, GNMA Mortgage-Backed Securities Program Home Mortgage Revenue Bonds, Series 1988 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Contra Costa County, California, GNMA Mortgage-Backed Securities Program Home Mortgage Revenue Bonds, Series 1988 |
| d. CUSIP (if any). | 212239EZ6 |
| At least one of the following other identifiers: |
| - ISIN | US212239EZ66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1075000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1095683.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.047582258513 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2021-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 8.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 346 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2013B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2013B |
| d. CUSIP (if any). | 544495A79 |
| At least one of the following other identifiers: |
| - ISIN | US544495A796 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4865000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5390711.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.234102607414 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2028-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 347 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Affordable Housing Inc Projects, Senior Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Affordable Housing Inc Projects, Senior Series 2014A |
| d. CUSIP (if any). | 13049SBC7 |
| At least one of the following other identifiers: |
| - ISIN | US13049SBC70 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1680000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1844992.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.080122557679 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 348 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Public Finance Authority, Revenue Bonds, Sharp HealthCare, Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Public Finance Authority, Revenue Bonds, Sharp HealthCare, Series 2017A |
| d. CUSIP (if any). | 13057EBB9 |
| At least one of the following other identifiers: |
| - ISIN | US13057EBB92 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5760000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6824966.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.296388020617 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 349 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2019F |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2019F |
| d. CUSIP (if any). | 544445NQ8 |
| At least one of the following other identifiers: |
| - ISIN | US544445NQ88 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2464920.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.107044154793 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 350 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2015A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2015A |
| d. CUSIP (if any). | 13059TBU2 |
| At least one of the following other identifiers: |
| - ISIN | US13059TBU25 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1615000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1804843.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.078378981967 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 351 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2012 Election Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2012 Election Series 2013A |
| d. CUSIP (if any). | 940642CW9 |
| At least one of the following other identifiers: |
| - ISIN | US940642CW92 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4355000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4858612.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.210995097778 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 352 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2019E |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2019E |
| d. CUSIP (if any). | 79766DRY7 |
| At least one of the following other identifiers: |
| - ISIN | US79766DRY75 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3335000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4065798.55000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.176565555614 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 353 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects Series 2012A |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Mobile Home Park Revenue Bonds, Caritas Projects Series 2012A |
| d. CUSIP (if any). | 13049SAE4 |
| At least one of the following other identifiers: |
| - ISIN | US13049SAE46 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6540000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6866803.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.298204894642 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.12500000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 354 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Series 2014C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Series 2014C |
| d. CUSIP (if any). | 271014YP1 |
| At least one of the following other identifiers: |
| - ISIN | US271014YP12 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11299500.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.490703725510 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 355 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2016A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California School Finance Authority, School Facility Revenue Bonds, Alliance for College-Ready Public Schools Project, Series 2016A |
| d. CUSIP (if any). | 13059TCR8 |
| At least one of the following other identifiers: |
| - ISIN | US13059TCR86 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2150000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2402152.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.104318326974 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 356 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Monrovia Unified School District, Los Angeles County, California, General Obligation Bonds, Series 2001B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Monrovia Unified School District, Los Angeles County, California, General Obligation Bonds, Series 2001B |
| d. CUSIP (if any). | 611594FX5 |
| At least one of the following other identifiers: |
| - ISIN | US611594FX51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4100000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3759946.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.163283287748 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2027-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 357 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles, California, Wastewater System Revenue Bonds, Refunding Subordinate Lien Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles, California, Wastewater System Revenue Bonds, Refunding Subordinate Lien Series 2013A |
| d. CUSIP (if any). | 53945CAS9 |
| At least one of the following other identifiers: |
| - ISIN | US53945CAS98 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6840000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7495956.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.325527106107 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2035-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 358 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Series 2018A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Series 2018A |
| d. CUSIP (if any). | 13032URP5 |
| At least one of the following other identifiers: |
| - ISIN | US13032URP56 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8580882.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.372642241773 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 359 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Long Beach, California, Harbor Revenue Bonds, Series 2017C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Long Beach, California, Harbor Revenue Bonds, Series 2017C |
| d. CUSIP (if any). | 542424VE3 |
| At least one of the following other identifiers: |
| - ISIN | US542424VE32 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 870000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1006633.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.043715103205 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 360 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election 2010 Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election 2010 Series 2011A |
| d. CUSIP (if any). | 799017SX7 |
| At least one of the following other identifiers: |
| - ISIN | US799017SX74 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 220000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 225244.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.009781712687 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 361 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Port of Oakland, California, Revenue Bonds, Refunding Series 2012P |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Port of Oakland, California, Revenue Bonds, Refunding Series 2012P |
| d. CUSIP (if any). | 735000QU8 |
| At least one of the following other identifiers: |
| - ISIN | US735000QU80 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4895000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5121246.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.222400542775 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 362 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento Area Flood Control Agency, California, Consolidated Capital Assessment District 2 Bonds, Series 2020 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Sacramento Area Flood Control Agency, California, Consolidated Capital Assessment District 2 Bonds, Series 2020 |
| d. CUSIP (if any). | 785840KU2 |
| At least one of the following other identifiers: |
| - ISIN | US785840KU28 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2540000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2962783.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.128664866231 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 363 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2017A |
| b. LEI (if any) of issuer. (1) | 54930055TIDYHNDP4F84 |
| c. Title of the issue or description of the investment. | San Francisco Airports Commission, California, Revenue Bonds, San Francisco International Airport, Second Series 2017A |
| d. CUSIP (if any). | 79766DKH1 |
| At least one of the following other identifiers: |
| - ISIN | US79766DKH16 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2991900.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.129929331063 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 364 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacramento City Financing Authority, California, Tax Allocation Revenue Bonds, Merged Downtown Sacramento and Oak Park Projects, Series 2005A |
| b. LEI (if any) of issuer. (1) | 549300D8GE38KYE3NW14 |
| c. Title of the issue or description of the investment. | Sacramento City Financing Authority, California, Tax Allocation Revenue Bonds, Merged Downtown Sacramento and Oak Park Projects, Series 2005A |
| d. CUSIP (if any). | 785849QP8 |
| At least one of the following other identifiers: |
| - ISIN | US785849QP87 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3398215.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.147574384759 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2031-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 365 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Southern California Public Power Authority, California, Revenue Bonds, Apex Power Project Series 2014A |
| b. LEI (if any) of issuer. (1) | 5493003B5TD5FWUKMD34 |
| c. Title of the issue or description of the investment. | Southern California Public Power Authority, California, Revenue Bonds, Apex Power Project Series 2014A |
| d. CUSIP (if any). | 84247PHP9 |
| At least one of the following other identifiers: |
| - ISIN | US84247PHP99 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1696110.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.073657019857 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 366 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Desert Community College District, Riverside County, California, General Obligation Bonds, Refunding Series 2016 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Desert Community College District, Riverside County, California, General Obligation Bonds, Refunding Series 2016 |
| d. CUSIP (if any). | 250375GK2 |
| At least one of the following other identifiers: |
| - ISIN | US250375GK24 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8872950.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.385325865858 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2037-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 367 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Metropolitan Water District of Southern California, Water Revenue Bonds, Series 2021A |
| b. LEI (if any) of issuer. (1) | 5493003GD0S0P56RLT45 |
| c. Title of the issue or description of the investment. | Metropolitan Water District of Southern California, Water Revenue Bonds, Series 2021A |
| d. CUSIP (if any). | 59266TTJ0 |
| At least one of the following other identifiers: |
| - ISIN | US59266TTJ06 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9290000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12055725.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.523544370358 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2051-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 368 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Series 2016A |
| b. LEI (if any) of issuer. (1) | 5493007RI8BUDOGHZ546 |
| c. Title of the issue or description of the investment. | California Health Facilities Financing Authority, California, Revenue Bonds, Sutter Health, Series 2016A |
| d. CUSIP (if any). | 13032UCK2 |
| At least one of the following other identifiers: |
| - ISIN | US13032UCK25 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 16250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 19602375.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.851272927240 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2046-11-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 369 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| d. CUSIP (if any). | 5444357K0 |
| At least one of the following other identifiers: |
| - ISIN | US5444357K08 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 11420000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 13205631.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.573481342321 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 370 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Various Correctional Facilities Series 2013F |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Various Correctional Facilities Series 2013F |
| d. CUSIP (if any). | 13068LHC2 |
| At least one of the following other identifiers: |
| - ISIN | US13068LHC28 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1450000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1618809.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.070300067010 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 371 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2017A |
| d. CUSIP (if any). | 271014D58 |
| At least one of the following other identifiers: |
| - ISIN | US271014D582 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2200000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2663166.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.115653389783 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 372 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2020D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2020D |
| d. CUSIP (if any). | 544445SC4 |
| At least one of the following other identifiers: |
| - ISIN | US544445SC48 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3090000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3903164.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.169502837502 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 373 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Public Works Financing Authority, California, Lease Revenue Bonds, Series 2019E-1 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles County Public Works Financing Authority, California, Lease Revenue Bonds, Series 2019E-1 |
| d. CUSIP (if any). | 54473ETU8 |
| At least one of the following other identifiers: |
| - ISIN | US54473ETU81 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2492100.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.108224501468 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-12-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 374 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | CSCDA Community Improvement Authority, California, Essential Housing Revenue Bonds, Parallel-Anaheim Series 2021A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | CSCDA Community Improvement Authority, California, Essential Housing Revenue Bonds, Parallel-Anaheim Series 2021A |
| d. CUSIP (if any). | 126292AD3 |
| At least one of the following other identifiers: |
| - ISIN | US126292AD39 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1082340.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.047002811652 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2056-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 375 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Norco Redevelopment Agency, California, Tax Allocation Bonds, Project Area 1, Series 2009 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Norco Redevelopment Agency, California, Tax Allocation Bonds, Project Area 1, Series 2009 |
| d. CUSIP (if any). | 655531HV6 |
| At least one of the following other identifiers: |
| - ISIN | US655531HV62 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1003620.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.043584235850 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 376 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water System Revenue Bonds, Green Series 2017A |
| d. CUSIP (if any). | 271014D41 |
| At least one of the following other identifiers: |
| - ISIN | US271014D418 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6086750.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.264329474866 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 377 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System/West, Series 2015A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System/West, Series 2015A |
| d. CUSIP (if any). | 13080SJM7 |
| At least one of the following other identifiers: |
| - ISIN | US13080SJM70 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3424860.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.148731497973 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2045-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 378 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2018D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2018D |
| d. CUSIP (if any). | 544445GX1 |
| At least one of the following other identifiers: |
| - ISIN | US544445GX13 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1250000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1511462.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.065638327334 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 379 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2017A |
| d. CUSIP (if any). | 544525WH7 |
| At least one of the following other identifiers: |
| - ISIN | US544525WH73 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11978800.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.520203706991 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 380 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Senior Lien Series 2015D |
| d. CUSIP (if any). | 5444357N4 |
| At least one of the following other identifiers: |
| - ISIN | US5444357N47 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3459750.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.150246667050 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 381 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Lake Elsinore Public Financing Authority, California, Local Agency Revenue Bonds, Refunding Series 2015 |
| b. LEI (if any) of issuer. (1) | 549300C5MCDOVNPOX172 |
| c. Title of the issue or description of the investment. | Lake Elsinore Public Financing Authority, California, Local Agency Revenue Bonds, Refunding Series 2015 |
| d. CUSIP (if any). | 509632NC5 |
| At least one of the following other identifiers: |
| - ISIN | US509632NC56 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 810000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 906543.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.039368509143 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 382 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | National City Community Development Commission, California, Tax Allocation Bonds, National City Redevelopment Project, Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | National City Community Development Commission, California, Tax Allocation Bonds, National City Redevelopment Project, Series 2011 |
| d. CUSIP (if any). | 634900GB4 |
| At least one of the following other identifiers: |
| - ISIN | US634900GB40 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3085170.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.133979770152 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 7.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 383 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Marcos Unified School District, San Diego County, California, General Obligation Bonds, 2010 Election, Series 2012B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Marcos Unified School District, San Diego County, California, General Obligation Bonds, 2010 Election, Series 2012B |
| d. CUSIP (if any). | 798755DQ4 |
| At least one of the following other identifiers: |
| - ISIN | US798755DQ45 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 21000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8796480.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.382005000874 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2051-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 384 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Hacienda La Puente Unified School District Facilities Financing Authority, California, General Obligation Revenue Bonds, Series 2007 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Hacienda La Puente Unified School District Facilities Financing Authority, California, General Obligation Revenue Bonds, Series 2007 |
| d. CUSIP (if any). | 40450TAU1 |
| At least one of the following other identifiers: |
| - ISIN | US40450TAU16 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5150000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6334912.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.275106413485 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2026-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 385 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Public Finance Authority, Revenue Bonds, Henry Mayo Newhall Hospital, Series 2017 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Public Finance Authority, Revenue Bonds, Henry Mayo Newhall Hospital, Series 2017 |
| d. CUSIP (if any). | 13057EAL8 |
| At least one of the following other identifiers: |
| - ISIN | US13057EAL83 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1455000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1641923.85000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.071303876295 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-10-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 386 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2018D |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2018D |
| d. CUSIP (if any). | 5444956A7 |
| At least one of the following other identifiers: |
| - ISIN | US5444956A70 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 8960000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 11068646.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.480678439297 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 387 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Special Facility Revenue Bonds, United Airlines, Inc Los Angeles International Airport Project, Series 2019 |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Special Facility Revenue Bonds, United Airlines, Inc Los Angeles International Airport Project, Series 2019 |
| d. CUSIP (if any). | 13050RAA0 |
| At least one of the following other identifiers: |
| - ISIN | US13050RAA05 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2295000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 2573062.20000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.111740449357 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2029-07-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 388 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2012 Election Series 2013A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Washington Township Health Care District, Alameda County, California, General Obligation Bonds, 2012 Election Series 2013A |
| d. CUSIP (if any). | 940642CX7 |
| At least one of the following other identifiers: |
| - ISIN | US940642CX75 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 3500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3896270.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.169203434186 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.50000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 389 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Alameda Corridor Transportation Authority, California, Revenue Bonds, Refunding Second Subordinate Lien Series 2016B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Alameda Corridor Transportation Authority, California, Revenue Bonds, Refunding Second Subordinate Lien Series 2016B |
| d. CUSIP (if any). | 010869GY5 |
| At least one of the following other identifiers: |
| - ISIN | US010869GY52 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6990000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8242538.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.357948949363 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2034-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 390 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System/West, Series 2018A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System/West, Series 2018A |
| d. CUSIP (if any). | 13080SWJ9 |
| At least one of the following other identifiers: |
| - ISIN | US13080SWJ94 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5000000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 5891300.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.255841661852 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-03-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 391 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Public Works Financing Authority, California, Lease Revenue Bonds, Multiple Capital Facilities Project II, Series 2012 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles County Public Works Financing Authority, California, Lease Revenue Bonds, Multiple Capital Facilities Project II, Series 2012 |
| d. CUSIP (if any). | 54473EPX6 |
| At least one of the following other identifiers: |
| - ISIN | US54473EPX66 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 9045000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 9630844.65000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.418238979562 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 392 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles County Metropolitan Transportation Authority, California, Measure R Sales Tax Revenue Bonds, Senior Series 2016A |
| b. LEI (if any) of issuer. (1) | 54930051IHTXE1N9RB42 |
| c. Title of the issue or description of the investment. | Los Angeles County Metropolitan Transportation Authority, California, Measure R Sales Tax Revenue Bonds, Senior Series 2016A |
| d. CUSIP (if any). | 54466HDX1 |
| At least one of the following other identifiers: |
| - ISIN | US54466HDX17 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 5125000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6154151.25000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.267256510972 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 393 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2018A-1 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2018A-1 |
| d. CUSIP (if any). | 38122NZV7 |
| At least one of the following other identifiers: |
| - ISIN | US38122NZV71 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 39735000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 41226651.90000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.790351048954 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2047-06-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 394 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Sacremento Municipal Utility District, California, Electric Revenue Bonds, Series 2020H |
| b. LEI (if any) of issuer. (1) | E3GSVR6ZOU1MX2V7HF33 |
| c. Title of the issue or description of the investment. | Sacremento Municipal Utility District, California, Electric Revenue Bonds, Series 2020H |
| d. CUSIP (if any). | 786005C71 |
| At least one of the following other identifiers: |
| - ISIN | US786005C713 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2800000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3327828.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.144517686398 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2040-08-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 395 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Harbors Department, California, Revenue Bonds, Series 2014C |
| d. CUSIP (if any). | 544552YL0 |
| At least one of the following other identifiers: |
| - ISIN | US544552YL06 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6610000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 7376495.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.320339295732 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2044-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 396 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Southwestern Community College District, San Diego County, California, General Obligation Bonds, Election of 2000, Series 2004 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Southwestern Community College District, San Diego County, California, General Obligation Bonds, Election of 2000, Series 2004 |
| d. CUSIP (if any). | 845389BR5 |
| At least one of the following other identifiers: |
| - ISIN | US845389BR56 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 4175000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 4008083.50000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.174059162406 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2025-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 397 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election 2010 Series 2011A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election 2010 Series 2011A |
| d. CUSIP (if any). | 799017HW1 |
| At least one of the following other identifiers: |
| - ISIN | US799017HW11 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 1220000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 1110126.80000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.048209509849 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2051-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 0.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 398 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State, General Obligation Bonds, Various Purpose Series 2014 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State, General Obligation Bonds, Various Purpose Series 2014 |
| d. CUSIP (if any). | 13063CKX7 |
| At least one of the following other identifiers: |
| - ISIN | US13063CKX73 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 24970000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 28419106.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.234157373242 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2032-05-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 399 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2014E |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2014E |
| d. CUSIP (if any). | 13068LRY3 |
| At least one of the following other identifiers: |
| - ISIN | US13068LRY38 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 13520000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 15454306.40000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.671134627697 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2039-09-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 400 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2018A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series 2018A |
| d. CUSIP (if any). | 5444954S0 |
| At least one of the following other identifiers: |
| - ISIN | US5444954S07 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 10650000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 12994491.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.564312150521 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2038-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 401 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Statewide Community Development Authority, Water and Wastewater Revenue Bonds, Pooled Financing Program, Series 2003A |
| b. LEI (if any) of issuer. (1) | 549300KTNI2GCJNX2U48 |
| c. Title of the issue or description of the investment. | California Statewide Community Development Authority, Water and Wastewater Revenue Bonds, Pooled Financing Program, Series 2003A |
| d. CUSIP (if any). | 13078AJP3 |
| At least one of the following other identifiers: |
| - ISIN | US13078AJP30 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 110000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 110413.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.004794934719 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2023-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.25000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 402 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Housing Finance Agency, Municipal Certificate Revenue Bonds, Class A Series 2019-2 |
| b. LEI (if any) of issuer. (1) | 549300BOPCVLBA552Z14 |
| c. Title of the issue or description of the investment. | California Housing Finance Agency, Municipal Certificate Revenue Bonds, Class A Series 2019-2 |
| d. CUSIP (if any). | 13033DAC9 |
| At least one of the following other identifiers: |
| - ISIN | US13033DAC92 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 23491471.38000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 26381392.19000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 1.145665510136 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2033-03-20 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 403 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Community Housing Agency, Workforce Housing Revenue Bonds, Annadel Apartments, Series 2019A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California Community Housing Agency, Workforce Housing Revenue Bonds, Annadel Apartments, Series 2019A |
| d. CUSIP (if any). | 13013HAA8 |
| At least one of the following other identifiers: |
| - ISIN | US13013HAA86 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 7575000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8544675.75000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.371069890154 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2049-04-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 404 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2018B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2018B |
| d. CUSIP (if any). | 544525YK8 |
| At least one of the following other identifiers: |
| - ISIN | US544525YK84 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6650000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8090523.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.351347385055 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2048-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 405 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Diego Community College District, California, General Obligation Bonds, Refunding Series 2011 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Diego Community College District, California, General Obligation Bonds, Refunding Series 2011 |
| d. CUSIP (if any). | 797272KV2 |
| At least one of the following other identifiers: |
| - ISIN | US797272KV29 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6500000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 6631755.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.287997423352 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2041-08-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 406 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California School Finance Authority, School Facility Revenue Bonds, Value Schools, Series 2016A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | California School Finance Authority, School Facility Revenue Bonds, Value Schools, Series 2016A |
| d. CUSIP (if any). | 13059TDM8 |
| At least one of the following other identifiers: |
| - ISIN | US13059TDM80 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 800000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 921208.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.040005327454 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2051-07-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 6.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 407 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | California Municipal Finance Authority, Revenue Bonds, Creative Center of Los Altos Project?Pinewood & Oakwood Schools, Series 2016B |
| b. LEI (if any) of issuer. (1) | 5493000UQOV6R4ZWS346 |
| c. Title of the issue or description of the investment. | California Municipal Finance Authority, Revenue Bonds, Creative Center of Los Altos Project?Pinewood & Oakwood Schools, Series 2016B |
| d. CUSIP (if any). | 13048TA29 |
| At least one of the following other identifiers: |
| - ISIN | US13048TA293 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 800000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 809272.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.035144279423 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2036-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 4.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 408 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2017A |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Los Angeles Department of Airports, California, Revenue Bonds, Los Angeles International Airport, Subordinate Lien Series 2017A |
| d. CUSIP (if any). | 544445CY3 |
| At least one of the following other identifiers: |
| - ISIN | US544445CY32 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 13680000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 16090689.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.698770860016 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2042-05-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 409 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | Mesa Water District, California, Certificates of Participation, Series 2020 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | Mesa Water District, California, Certificates of Participation, Series 2020 |
| d. CUSIP (if any). | 59059CBA6 |
| At least one of the following other identifiers: |
| - ISIN | US59059CBA62 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 6380000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 8037332.60000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.349037483958 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2050-03-15 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 410 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Public Utilities Commission, California, Water Revenue Bonds, Tender Option Bond Trust 2015-XF0226 |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Francisco City and County Public Utilities Commission, California, Water Revenue Bonds, Tender Option Bond Trust 2015-XF0226 |
| d. CUSIP (if any). | 88033LM48 |
| At least one of the following other identifiers: |
| - ISIN | US88033LM487 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 750000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 847530.00000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.036805710737 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2028-11-01 |
| b. Coupon. |
| i. Coupon category. (13) | Floating |
| ii. Annualized rate. | 18.22274460 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
| Schedule of Portfolio Investments Record: 411 |
Item C.1. Identification of investment.
| a. Name of issuer (if any). | San Francisco City and County Public Utilities Commission, California, Wastewater Revenue Bonds, Series 2018B |
| b. LEI (if any) of issuer. (1) | N/A |
| c. Title of the issue or description of the investment. | San Francisco City and County Public Utilities Commission, California, Wastewater Revenue Bonds, Series 2018B |
| d. CUSIP (if any). | 79768HFM5 |
| At least one of the following other identifiers: |
| - ISIN | US79768HFM51 |
Item C.2. Amount of each investment.
| Balance. (2) |
| a. Balance | 2570000.00000000 |
| b. Units |
Principal amount
|
| c. Description of other units. | |
| d. Currency. (3) |
United States Dollar
|
| e. Value. (4) | 3146785.10000000 |
| f. Exchange rate. | |
| g. Percentage value compared to net assets of the Fund. | 0.136655530948 |
Item C.3. Payoff profile.
| a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type. (6) |
Debt
|
| b. Issuer type. (7) |
Municipal
|
Item C.5. Country of investment or issuer.
| a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment ISO country code. (9) |
Item C.6. Is the investment a Restricted Security?
| a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
| Category. |
N/A
|
Item C.8. Fair value level.
| a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
| For debt securities, also provide: |
| a. Maturity date. | 2043-10-01 |
| b. Coupon. |
| i. Coupon category. (13) | Fixed |
| ii. Annualized rate. | 5.00000000 |
| c. Currently in default? | ☐ Yes ☒ No |
| d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
| e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
| f. For convertible securities, also provide: |
| i. Mandatory convertible? | ☐ Yes ☐ No |
| ii. Contingent convertible? | ☐ Yes ☐ No |
| iii. Description of the reference instrument. (16) |
| Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
|---|---|---|---|
| — | — | — | — |
| iv. Conversion ratio per US$1000 notional. (17) |
| Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
|---|---|---|
| — | — | — |
| v. Delta (if applicable). |
Item C.10. Repurchase and reverse repurchase agreements.
| N/A |
Item C.11. Derivatives.
| N/A |
Item C.12. Securities lending.
| a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
| b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
| c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
NPORT-P: Part E: Explanatory Notes (if any)
| The Fund may provide any information it believes would be helpful in understanding the information reported in response to any Item of this Form. The Fund may also explain any assumptions that it made in responding to any Item of this Form. To the extent responses relate to a particular Item, provide the Item number(s), as applicable. |
| Explanatory Note Record | Note Item | Explanatory Notes |
|---|---|---|
| #1 | C.5.a | The International Organization for Standardization (ISO) country code included within Part C.5. of this filing may differ from that used for other purposes, such as for fund portfolio compliance purposes and for financial reporting purposes (i.e. the preparation of the fund's schedule of investments included within Part F of Form N-PORT and Form N-CSR. |
NPORT-P: Additional notes
NPORT-P: Signatures
| The Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
| Registrant: | Nuveen California Quality Municipal Income Fund |
| By (Signature): | E. Scott Wickerham |
| Name: | E. Scott Wickerham |
| Title: | Funds Treasurer |
| Date: |
