Statement of Changes in Beneficial Ownership (4)
December 09 2021 - 5:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Weiszhaar Barbara Barton |
2. Issuer Name and Ticker or Trading Symbol
HP INC
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HPQ
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Acting Controller |
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(Last)
(First)
(Middle)
C/O HP INC., 1501 PAGE MILL ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/7/2021 |
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(Street)
PALO ALTO, CA 94304
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 12/7/2021 | | M | | 20447.00 | A | $0.00 | 20447.00 | D | |
| Common Stock | 12/7/2021 | | F | | 4535.00 (1) | D | $37.29 | 15912.00 | D | |
| Common Stock | 12/9/2021 | | S | | 15912.00 | D | $36.06 (2) | 0.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (3) | 12/7/2021 | | A | | 14749.00 | | (4) | (4) | Common Stock | 14749.00 | (4) | 14749.00 | D | |
| Restricted Stock Units | (3) | 12/7/2021 | | M | | | 3616.00 | (5) | (5) | Common Stock | 3616.00 | (5) | 7038.00 | D | |
| Restricted Stock Units | (3) | 12/7/2021 | | M | | | 8762.00 | (6) | (6) | Common Stock | 8762.00 | (6) | 8212.00 | D | |
| Restricted Stock Units | (3) | 12/7/2021 | | M | | | 8069.00 | (7) | (7) | Common Stock | 8069.00 | (7) | 0.00 | D | |
| Explanation of Responses: |
| (1) | Shares withheld by HP to satisfy tax withholding upon vesting. |
| (2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04-$36.075, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (3) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| (4) | On 12/7/2021, the reporting person was granted 14,749 RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
| (5) | As previously reported, on 12/7/2020, the reporting person was granted 10,557 RSUs, 3,519 of which vested on 12/7/2021, and 3,519 of which is scheduled to vest on each of 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 97 vested dividend equivalent rights. |
| (6) | As previously reported, on 12/6/2019, the reporting person was granted 24,634 RSUs, 8,211 of which vested on each of 12/7/2020 and 12/7/2021, and 8,212 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 551 vested dividend equivalent rights. |
| (7) | As previously reported, on 12/7/2018, the reporting person was granted 22,024 RSUs, 7,341 of which vested on each of 12/7/2019 and 12/7/2020 and 7,342 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 727 vested dividend equivalent rights. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Weiszhaar Barbara Barton
C/O HP INC.
1501 PAGE MILL ROAD
PALO ALTO, CA 94304 |
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| Acting Controller |
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Signatures
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| /s/ Rick Hansen as Attorney-in-Fact for Barbara Barton Weiszhaar | | 12/9/2021 |
| **Signature of Reporting Person | Date |
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