CADTU DT Asia Investments Limited - Unit (MM)

Company                       Symbol Percent Current  Offer   IPO Date* 
CyberArk Software Ltd.         CYBR    86%   $29.79   $16.00  24-Sep-14 
Alibaba Group Holding Ltd.     BABA    30%   $88.50   $68.00  19-Sep-14 
AAC Holdings Inc.               AAC    29%   $19.40   $15.00   2-Oct-14 
CONE Midstream Partners LP     CNNX    28%   $28.19   $22.00  25-Sep-14 
ProQR Therapeutics             PRQR    26%   $16.33   $13.00  18-Sep-14 
Wayfair Inc.                      W    14%   $33.06   $29.00   2-Oct-14 
Smart & Final Stores Inc.       SFS    12%   $13.43   $12.00  24-Sep-14 
Citizens Financial Group Inc.   CFG     5%   $22.66   $21.50  24-Sep-14 
Yodlee Inc.                    YDLE     5%   $12.62   $12.00   3-Oct-14 
VWR Corp.                       VWR     1%   $21.29   $21.00   2-Oct-14 
Vascular Biogenics Ltd.        VBLT     1%    $6.05    $6.00   1-Oct-14 
DT Asia Investments Ltd.      CADTU     0%    $9.99   $10.00   1-Oct-14 
FMSA Holdings Inc.             FMSA    -1%    $15.91  $16.00   3-Oct-14 
Israel Chemicals Ltd.           ICL    -1%    $6.96    $7.00  24-Sep-14 
AR Capital Acquisition Corp.  AUMAU    -2%    $9.84   $10.00   2-Oct-14 
Travelport Worldwide Ltd.      TVPT    -3%   $15.49   $16.00  25-Sep-14 
JP Energy Partners LP          JPEP    -4%   $19.28   $20.00   2-Oct-14 
Calithera Biosciences Inc.     CALA    -7%    $9.30   $10.00   2-Oct-14 
Medley Management Inc.         MDLY    -9%   $16.40   $18.00  24-Sep-14 
Dermira Inc.                   DERM    -9%   $14.51   $16.00   3-Oct-14 
Vivint Solar Inc.              VSLR   -10%   $14.40   $16.00   1-Oct-14 
Foamix Pharmaceuticals Ltd.    FOMX   -13%    $5.25    $6.00  18-Sep-14 
Vitae Pharmaceuticals Inc.     VTAE   -15%    $6.79    $8.00  24-Sep-14 
Atento SA                      ATTO   -19%   $12.13   $15.00   2-Oct-14 
*Date represents first day of trading