Initial Statement of Beneficial Ownership (3)
January 07 2022 - 3:35PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Lin Jonathan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/29/2021
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3. Issuer Name and Ticker or Trading Symbol
EQUINIX INC [EQIX]
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(Last)
(First)
(Middle)
C/O EQUINIX, INC, ONE LAGOON DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, GM, Data Center Services / |
(Street)
REDWOOD CITY, CA 94065
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4054 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | (2) | Common Stock | 232 | $0 | D | |
Restricted Stock Units | (3) | (2) | Common Stock | 80 | $0 | D | |
Restricted Stock Units | (4) | (2) | Common Stock | 414 | $0 | D | |
Restricted Stock Units | (5) | (2) | Common Stock | 525 | $0 | D | |
Restricted Stock Units | (6) | (2) | Common Stock | 1011 | $0 | D | |
Restricted Stock Units | (7) | (2) | Common Stock | 1507 | $0 | D | |
Explanation of Responses: |
(1) | Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 12.5% of the RSUs vesting on September 1, 2018 and an additional 12.5% of the RSUs vesting every 6 months thereafter until fully vested. |
(2) | Restricted stock unit award expires upon reporting person's termination of service. |
(3) | Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 12.5% of the RSUs vesting on December 1, 2018 and an additional 12.5% of the RSUs vesting every 6 months thereafter until fully vested. |
(4) | Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 12.5% of the RSUs vesting on September 1, 2019 and an additional 12.5% of the RSUs vesting every 6 months thereafter until fully vested. |
(5) | Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 12.5% of the RSUs vesting on December 1, 2019 and an additional 12.5% of the RSUs vesting every 6 months thereafter until fully vested. |
(6) | Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 12.5% of the RSUs vesting on September 1, 2020 and an additional 12.5% of the RSUs vesting every 6 months thereafter until fully vested. |
(7) | Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 12.5% of the RSUs vesting on September 1, 2021 and an additional 12.5% of the RSUs vesting every 6 months thereafter until fully vested. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lin Jonathan C/O EQUINIX, INC ONE LAGOON DRIVE REDWOOD CITY, CA 94065 |
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| EVP, GM, Data Center Services |
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Signatures
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/s/ Samantha Lagocki, POA | | 1/6/2022 |
**Signature of Reporting Person | Date |
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