Statement of Changes in Beneficial Ownership (4)
October 04 2021 - 5:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Goodarzi Sasan K |
2. Issuer Name and Ticker or Trading Symbol
INTUIT INC
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INTU
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CEO, President & Director |
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(Last)
(First)
(Middle)
C/O INTUIT INC., 2700 COAST AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/1/2021 |
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(Street)
MOUNTAIN VIEW, CA 94124
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 10/1/2021 | | M | | 794 | A | $0 | 113583 | D | |
| Common Stock | 10/1/2021 | | M | | 887 (1) | A | $0 | 114470 | D | |
| Common Stock | 10/1/2021 | | M | | 44 | A | $0 | 114514 | D | |
| Common Stock | 10/1/2021 | | F | | 879 (2) | D | $543.97 | 113635 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (3) | 10/1/2021 | | M | | | 794 | 10/1/2021 (4) | (5) | Common Stock | 794 | $0.0 | 2380 | D | |
| Restricted Stock Unit | (3) | 10/1/2021 | | M | | | 887 | 10/1/2021 (6) | (5) | Common Stock | 887 | $0.0 | 9615 | D | |
| Restricted Stock Unit | (3) | 10/1/2021 | | M | | | 44 | 10/1/2021 (7) | (5) | Common Stock | 44 | $0 | 15410 | D | |
| Explanation of Responses: |
| (1) | Represents the deferred release of 847 vested restricted stock units and the vesting and release of an additional 40 restricted stock units to accomodate the withholding of those 40 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022. |
| (2) | Represents shares withheld in connection with tax withholding obligations as follows: 401 shares in connection with deferred release of vested restricted stock units on 10/1/2021; 84 shares in connection with 10/1/2021 vesting of restricted stock units with deferred release date of 10/1/2022; and 394 shares in connection with restricted stock units with a vesting and release date of 10/1/2021. |
| (3) | 1-for-1 |
| (4) | Represents vesting and release date for this traunch of Restricted Stock Units. |
| (5) | Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. |
| (6) | Represents release date for 847 vested restricted stock units and the vesting and release date for 40 restricted stock units to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022. |
| (7) | Represents the vesting and release date for 44 restricted stock units to accomodate the withholding of shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 10/1/2022. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Goodarzi Sasan K
C/O INTUIT INC.
2700 COAST AVENUE
MOUNTAIN VIEW, CA 94124 | X |
| CEO, President & Director |
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Signatures
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| /s/ Stacey Doynow, by power-of-attorney | | 10/4/2021 |
| **Signature of Reporting Person | Date |
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