Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
October 31 2022 - 3:30PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
6-K
REPORT
OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For
the month of October 2022
Commission
File Number: 001-41407
TOP
FINANCIAL GROUP LIMITED
(Translation
of registrant’s name into English)
118
Connaught Road West
Room
1101
Hong
Kong
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Attached
as Exhibit 99.1 is the registrant’s press release of October 31, 2022, entitled, “TOP Financial Group Limited Announces
63% and 178% Year-Over-Year Growths in Revenue and Net Profit.”
Exhibit
Index
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
Date: October 31, 2022 |
TOP FINANCIAL
GROUP LIMITED |
|
|
|
|
By: |
/s/ Ka
Fai Yuen |
|
Name: |
Ka Fai Yuen |
|
Title: |
Chief Executive Officer |
2
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