Initial Statement of Beneficial Ownership (3)
May 19 2021 - 3:01PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kurpis Joseph Stephen |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/17/2021
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3. Issuer Name and Ticker or Trading Symbol
WILLIS TOWERS WATSON PLC [WLTW]
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(Last)
(First)
(Middle)
C/O WILLIS GROUP LIMITED, 51 LIME STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
PAO and Controller / |
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(Street)
LONDON, X0 EC3M 7DQ
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Share Unit | (1) | (1) | Ordinary Shares, nominal value $0.000304635 per share | 85.7861 (2) | (1) | D | |
| Restricted Share Unit | (3) | (3) | Ordinary Shares, nominal value $0.000304635 per share | 121.9842 (4) | (3) | D | |
| Explanation of Responses: |
| (1) | Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date. |
| (2) | Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees (the "Plan"), and the Company's matching contributions on the participant's deferral election pursuant to the terms of the Plan, and credited to the participant's account in the form of restricted share units under the Plan. |
| (3) | Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death. |
| (4) | Includes restricted share units acquired pursuant to the Company's contribution under the terms of the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees and credited to the participant's account. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kurpis Joseph Stephen
C/O WILLIS GROUP LIMITED
51 LIME STREET
LONDON, X0 EC3M 7DQ |
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| PAO and Controller |
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Signatures
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| /s/ Joseph S. Kurpis by Elaine Wiggins, Attorney-in-Fact (power of attorney attached) | | 5/19/2021 |
| **Signature of Reporting Person | Date |
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