Current Report Filing (8-k)
November 17 2021 - 07:44AM
Edgar (US Regulatory)
false000167514900016751492021-11-172021-11-17
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 17,
2021
ALCOA CORPORATION
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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1-37816
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81-1789115
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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201 Isabella Street, Suite 500
Pittsburgh, Pennsylvania
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15212-5858
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (412)
315-2900
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see
General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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AA
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 8.01 Other Events.
On November 17, 2021, Alcoa Corporation issued a press release
announcing the purchase of group annuity contracts to facilitate
the transfer of approximately $1 billion of pension obligations and
related assets associated with defined benefit pension plans for
certain U.S. retirees and beneficiaries.
A copy of the press release is attached hereto as Exhibit 99.1 and
is incorporated by reference herein.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL
document)
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The internet addresses in the press release attached as Exhibit
99.1 hereto are included only as inactive textual references and
are not intended to be active links to the information therein.
Information contained on such websites or platforms, or that can be
accessed therein, do not constitute a part of this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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ALCOA CORPORATION
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Date: November 17, 2021
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By:
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Marissa P. Earnest
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Senior Vice President, Chief Governance Counsel and Secretary
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Alcoa (NYSE:AA)
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