Statement of Changes in Beneficial Ownership (4)
December 01 2016 - 9:11AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LUCIANO JUAN R
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2. Issuer Name
and
Ticker or Trading Symbol
ARCHER DANIELS MIDLAND CO
[
ADM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO
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(Last)
(First)
(Middle)
77 W. WACKER DR., SUITE 4600
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/29/2016
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(Street)
CHICAGO, IL 60601
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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11/29/2016
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J
(1)
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214509.0000
(1)
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D
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$0.0000
(1)
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24099.0000
(2)
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I
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By Family LLC
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Common Stock
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11/29/2016
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G
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V
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23861.0000
(3)
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D
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$0.0000
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238.0000
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I
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By Family LLC
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Common Stock
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11/29/2016
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J
(1)
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214509.0000
(1)
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A
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$0.0000
(1)
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214509.0000
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I
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By Irrevocable Trust
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Common Stock
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11/29/2016
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G
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V
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23861.0000
(3)
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A
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$0.0000
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238370.0000
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I
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By Irrevocable Trust
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Common Stock
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293389.0000
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Reflects the transfer of 899 non-voting units in a limited liability company (the "LLC") established for the benefit of the reporting person's immediate family to an irrevocable trust (the "Trust") also established for the benefit of his immediate family in exchange for assets of equal value, with the units representing a pecuniary interest in 214,509 shares of ADM stock held by the LLC.
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(
2)
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On November 14, 2016, the reporting person had contributed 238,608 shares of ADM stock that he had previously owned indirectly in a revocable trust to the LLC, of which he was then the holder of all voting and non-voting units.
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(
3)
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Reflects the gift of 100 non-voting units in the LLC to the Trust with the units representing a pecuniary interest in 23,861 shares of ADM stock held by the LLC.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LUCIANO JUAN R
77 W. WACKER DR., SUITE 4600
CHICAGO, IL 60601
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X
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President & CEO
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Signatures
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S.E. Funderburg, Attorney-in-Fact
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11/30/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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