Statement of Changes in Beneficial Ownership (4)
March 31 2020 - 4:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JONES THOMAS W |
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD
[
AGO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
30 WOODBOURNE AVENUE - 5TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/27/2020 |
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(Street)
HAMILTON, D0 HM 08
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Shares | 3/27/2020 | | P | | 1000 | A | $26.59 (1) | 22877 | D | |
| Common Shares | 3/27/2020 | | P | | 1000 | A | $26.49 (2) | 23877 | D | |
| Common Shares | 3/30/2020 | | P | | 1000 | A | $27.50 (3) | 24877 | D | |
| Common Shares | 3/30/2020 | | P | | 1000 | A | $28.95 (4) | 25877 | D | |
| Common Shares | 3/30/2020 | | P | | 1000 | A | $28.46 (5) | 26877 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $26.50 and $26.64 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. |
| (2) | The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $26.47 and $26.52 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. |
| (3) | The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $27.36 and $27.53 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. |
| (4) | The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $28.92 and $28.97 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. |
| (5) | The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $28.43 and $28.52 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
JONES THOMAS W
30 WOODBOURNE AVENUE - 5TH FLOOR
HAMILTON, D0 HM 08 | X |
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Signatures
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| /s/ Ling Chow, Attorney-in-fact | | 3/31/2020 |
| **Signature of Reporting Person | Date |
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