Current Report Filing (8-k)
November 04 2021 - 03:28PM
Edgar (US Regulatory)
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2021-11-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report
(Date of earliest event reported): November
4, 2021
AMERICAN EXPRESS COMPANY
(Exact name of registrant as specified in its charter)
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New York |
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1-7657 |
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13-4922250 |
|
(State or other jurisdiction of incorporation)
|
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
200 Vesey Street,
New York,
New York
10285
(Address of principal executive offices and zip code)
(212)
640-2000
(Registrant’s telephone number, including area code)
| Not Applicable |
| (Former name or
former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
|
¨ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
¨ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
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Title of each
class |
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Trading
Symbol(s) |
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Name of each exchange on
which registered |
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Common Shares (par value $0.20 per Share) |
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AXP |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 8.01 Other Events.
Exhibits are
filed herewith in connection with the issuance by American Express
Company (the “Company”), on November 4, 2021, of
$800,000,000 aggregate principal amount of 0.750% Notes due
November 3, 2023, $600,000,000 aggregate principal amount of
Floating Rate Notes due November 3, 2023, $1,100,000,000
aggregate principal amount of 1.650% Notes due November 4,
2026 and $500,000,000 aggregate principal amount of Floating Rate
Notes due November 4, 2026 pursuant to a Prospectus Supplement
dated November 1, 2021 to the Prospectus dated
February 12, 2021, filed as part of the Company’s Registration
Statement on Form S-3 (No. 333-253057).
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
The following exhibits are incorporated by reference into the
Registration Statement as exhibits thereto and are filed as part of
this Current Report:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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AMERICAN EXPRESS COMPANY
(REGISTRANT)
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| Date:
November 4, 2021 |
By: |
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/s/ Kristina V.
Fink |
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Name: |
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Kristina V.
Fink |
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|
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Title: |
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Deputy Corporate
Secretary |
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