Current Report Filing (8-k)
January 19 2022 - 05:49AM
Edgar (US Regulatory)
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As filed with the Securities and Exchange Commission on
January 19, 2022
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
January 19, 2022
BANK OF AMERICA CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware |
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1-6523 |
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56-0906609 |
(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
100 North Tryon Street
Charlotte, North Carolina 28255
(Address of principal executive offices)
(704) 386-5681
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock, par value $0.01 per share |
BAC |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of Floating Rate Non-Cumulative Preferred Stock, Series
E |
BAC PrE |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of 6.000% Non-Cumulative Preferred Stock, Series
GG |
BAC PrB |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of 5.875% Non-Cumulative Preferred Stock, Series
HH |
BAC PrK |
New York Stock Exchange |
7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series
L |
BAC PrL |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,200th interest in a
share of |
BML PrG |
New York Stock Exchange |
Bank of America Corporation Floating Rate
Non-Cumulative |
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Preferred Stock, Series 1 |
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Depositary Shares, each representing a 1/1,200th interest in a
share of |
BML PrH |
New York Stock Exchange |
Bank of America Corporation Floating Rate
Non-Cumulative |
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Preferred Stock, Series 2 |
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Depositary Shares, each representing a 1/1,200th interest in a
share of |
BML PrJ |
New York Stock Exchange |
Bank of America Corporation Floating Rate
Non-Cumulative |
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Preferred Stock, Series 4 |
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Depositary Shares, each representing a 1/1,200th interest in a
share of |
BML PrL |
New York Stock Exchange |
Bank of America Corporation Floating Rate
Non-Cumulative
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Preferred Stock, Series 5 |
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Floating Rate Preferred Hybrid Income Term Securities of BAC
Capital Trust XIII (and the guarantee related thereto) |
BAC/PF |
New York Stock Exchange |
5.63% Fixed to Floating Rate Preferred Hybrid Income Term
Securities of BAC Capital Trust XIV (and the guarantee related
thereto) |
BAC/PG |
New York Stock Exchange |
Income Capital Obligation Notes initially due December 15, 2066 of
Bank of America Corporation |
MER PrK |
New York Stock Exchange |
Senior Medium-Term Notes, Series A, Step Up Callable Notes,
due |
BAC/31B |
New York Stock Exchange |
November 28, 2031 of BofA Finance LLC (and the guarantee of
the |
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Registrant with respect thereto) |
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Depositary Shares, each representing a 1/1,000th interest in a
share of 5.375% Non-Cumulative Preferred Stock, Series
KK |
BAC PrM |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of 5.000% Non-Cumulative Preferred Stock, Series
LL |
BAC PrN
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New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of 4.375% Non-Cumulative Preferred Stock, Series
NN |
BAC PrO |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of 4.125% Non-Cumulative Preferred Stock, Series
PP |
BAC PrP |
New York Stock Exchange |
Depositary Shares, each representing a 1/1,000th interest in a
share of 4.250% Non-Cumulative Preferred Stock, Series
QQ |
BAC PrQ |
New York Stock Exchange |
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR 240.12b-2). |
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Emerging growth company |
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. |
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ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL
CONDITION.
On January 19, 2022, Bank of America Corporation (the
"Corporation") announced financial results for the fourth quarter
and year ended December 31, 2021, reporting fourth quarter net
income of $7.0 billion, or $0.82 per diluted share, and net income
for the year of $32.0 billion, or $3.57 per diluted share. A copy
of the press release announcing the Corporation's results for the
fourth quarter and year ended December 31, 2021 (the "Press
Release") is attached hereto as Exhibit 99.1 and is incorporated by
reference in this Item 2.02. The Press Release is available on the
Corporation's website.
The information provided in Item 2.02 of this report,
including Exhibit 99.1, shall be deemed to be "filed" for purposes
of Section 18 of the Securities Exchange Act of 1934, as
amended.
ITEM 7.01. REGULATION FD DISCLOSURE.
On January 19, 2022, the Corporation will hold an investor
conference call and webcast to discuss financial results for the
fourth quarter and year ended December 31, 2021, including the
Press Release and other matters relating to the
Corporation.
The Corporation has also made available on its website presentation
materials containing certain historical and forward-looking
information relating to the Corporation (the "Presentation
Materials") and materials that contain additional information about
the Corporation's financial results for the fourth quarter and year
ended December 31, 2021 (the "Supplemental Information"). The
Presentation Materials and the Supplemental Information are
furnished herewith as Exhibit 99.2 and Exhibit 99.3, respectively,
and are incorporated by reference in this Item 7.01. All
information in Exhibits 99.2 and 99.3 is presented as of the
particular date or dates referenced therein, and the Corporation
does not undertake any obligation to, and disclaims any duty to,
update any of the information provided.
The information provided in Item 7.01 of this report, including
Exhibits 99.2 and 99.3, shall not be deemed "filed" for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended,
nor shall the information or Exhibits 99.2 or 99.3 be deemed
incorporated by reference in any filings under the Securities Act
of 1933, as amended.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
Exhibit 99.1 is filed herewith. Exhibits 99.2 and 99.3 are
furnished herewith.
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EXHIBIT NO. |
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DESCRIPTION OF EXHIBIT |
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104 |
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Cover Page Interactive Data File (embedded in the cover page
formatted in Inline XBRL) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Corporation has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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BANK OF AMERICA CORPORATION |
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By: |
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/s/ Rudolf A. Bless |
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Rudolf A. Bless |
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Chief Accounting Officer |
Dated: January 19, 2022
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