Statement of Changes in Beneficial Ownership (4)
June 17 2015 - 1:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOULD FREDRIC H
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2. Issuer Name
and
Ticker or Trading Symbol
BRT REALTY TRUST
[
BRT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/15/2015
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(Street)
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Shares of Beneficial Interest
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269771
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D
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Shares of Beneficial Interest
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25260
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I
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By 130 Store Company
(1)
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Shares of Beneficial Interest
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20874
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I
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By BRT Realty Trust Pension Trust
(2)
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Shares of Beneficial Interest
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250566
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I
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By REIT Mgt. Corp. pension and profit sharing trusts
(3)
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Shares of Beneficial Interest
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30981
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I
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By spouse
(4)
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Shares of Beneficial Interest
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23469
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I
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By Gould Shenfeld Family Foundation
(5)
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Shares of Beneficial Interest
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33259
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I
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By Gould Family Trust
(6)
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Shares of Beneficial Interest
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2468
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I
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As custodian
(7)
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Shares of Beneficial Interest
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6/15/2015
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P
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72
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A
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$6.95
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2883914.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/15/2015
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P
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29
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A
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$6.97
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2883943.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/15/2015
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P
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199
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A
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$6.99
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2884142.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/15/2015
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P
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1000
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A
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$7.00
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2885142.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/16/2015
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P
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205
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A
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$6.79
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2885347.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/16/2015
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P
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500
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A
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$6.80
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2885847.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/16/2015
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P
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500
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A
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$6.88
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2886347.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/16/2015
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P
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500
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A
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$6.90
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2886847.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/16/2015
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P
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428
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A
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$6.95
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2887275.77
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I
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By Gould Investors L.P.
(8)
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Shares of Beneficial Interest
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6/16/2015
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P
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300
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A
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$6.99
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2887575.77
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I
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By Gould Investors L.P.
(8)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Reporting person is a partner in 130 Store Company, which owns these shares.
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(
2)
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Reporting person is a trustee of BRT Realty Trust Pension Trust, which owns these shares.
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(
3)
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Reporting person is a trustee of REIT Management Corp. Pension Plan and Profit Sharing Trust, which combined own the number of shares shown.
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(
4)
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Reporting person disclaims any beneficial interest in shares. Reporting person's spouse is a director of the Gould Shenfeld Family Foundation which owns 23,469 shares of issuer.
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(
5)
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Reporting person is a director of the Gould Shenfeld Family Foundation.
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(
6)
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Reporting person is grantor of the Gould Family Trust, which owns these shares.
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(
7)
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Reporting person is custodian of these shares for a minor. Reporting person disclaims any benefiical interest in these shares.
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(
8)
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Reporting person is sole shareholder of the corporate managing general partner of Gould Investors L.P. and sole member of a limited liability company which is the other general partner of Gould Investors L.P. Reporting person also holds limited partnership interests in Gould Investors L.P. both directly and indirectly. These shares represent all shares of issuer owned by Gould Investors L.P. Includes shares obtained through issuer's dividend re-investment plan.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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GOULD FREDRIC H
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X
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Signatures
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Fredric H. Gould, by Simeon Brinberg, his attorney in fact
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6/17/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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