Statement of Changes in Beneficial Ownership (4)
June 10 2020 - 03:45PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Alemany Ellen R |
2. Issuer Name and Ticker or Trading Symbol
Fidelity National Information Services, Inc.
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FIS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
601 RIVERSIDE AVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/8/2020 |
(Street)
JACKSONVILLE, FL 32204
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/8/2020 | | M | | 7463 | A | $80.03 | 8055 | D | |
Common Stock | 6/8/2020 | | S | | 4231 | D | $141.185 | 3824 | D | |
Common Stock | 6/8/2020 | | M | | 12730 | A | $58.23 | 16554 | D | |
Common Stock | 6/8/2020 | | S | | 5253 | D | $141.438 (1) | 11301 | D | |
Common Stock | 6/8/2020 | | M | | 6245 | A | $66.18 | 17546 | D | |
Common Stock | 6/8/2020 | | S | | 2924 | D | $141.372 (2) | 14622 | D | |
Common Stock | 6/8/2020 | | M | | 8513 | A | $53.66 | 23135 | D | |
Common Stock | 6/8/2020 | | S | | 3233 | D | $141.356 | 19902 | D | |
Common Stock | 6/8/2020 | | M | | 10337 | A | $62.92 | 30239 | D | |
Common Stock | 6/8/2020 | | S | | 4603 | D | $141.501 (3) | 25636 | D | |
Common Stock | 6/9/2020 | | J | | 8401 (4) | D | $0 | 0 | I | 2020 GRAT |
Common Stock | 6/9/2020 | | J | | 8401 | A | $0 | 34037 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $80.03 | 6/8/2020 | | M | | | 7463 | (5) | 3/29/2024 | Common Stock | 7463.0 | $80.03 | 0 | D | |
Stock Option (Right to Buy) | $58.23 | 6/8/2020 | | M | | | 12730 | (6) | 11/4/2021 | Common Stock | 12730.0 | $58.23 | 0 | D | |
Stock Option (Right to Buy) | $66.18 | 6/8/2020 | | M | | | 6245 | 2/22/2019 | 11/5/2022 | Common Stock | 6245.0 | $66.18 | 0 | D | |
Stock Option (Right to Buy) | $53.66 | 6/8/2020 | | M | | | 8513 | 6/16/2017 | 6/16/2021 | Common Stock | 8513.0 | $53.66 | 0 | D | |
Stock Option (Right to Buy) | $62.92 | 6/8/2020 | | M | | | 10337 | 3/29/2019 | 3/29/2023 | Common Stock | 10337.0 | $62.92 | 0 | D | |
Explanation of Responses: |
(1) | The transaction was executed in multiple trades at prices ranging from $141.41 to $141.44. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
(2) | The transaction was executed in multiple trades at prices ranging from $141.36 to $141.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
(3) | The transaction was executed in multiple trades at prices ranging from $141.49 to $141.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
(4) | Distribution of shares from GRAT account for estate planning purposes. |
(5) | The option vested in full on March 29, 2020. |
(6) | The option vested in full on February 23, 2018. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Alemany Ellen R 601 RIVERSIDE AVE JACKSONVILLE, FL 32204 | X |
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Signatures
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/s/ Charles H. Keller, attorney-in-fact for Ellen R. Alemany | | 6/10/2020 |
**Signature of Reporting Person | Date |
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