Initial Statement of Beneficial Ownership (3)
June 06 2023 - 04:07PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Harvey Rory |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2023
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3. Issuer Name and Ticker or Trading Symbol
General Motors Co [GM]
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(Last)
(First)
(Middle)
300 RENAISSANCE CENTER, M/C: 482-C24-A68 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive Vice President / |
(Street)
DETROIT, MI 48265
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 13779 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | (1) | 2/13/2029 | Common Stock | 3655.0 | $39.0 | D | |
Employee Stock Option (Right to Buy) | (2) | 2/12/2030 | Common Stock | 10952.0 | $35.49 | D | |
Employee Stock Option (Right to Buy) | (3) | 2/18/2031 | Common Stock | 6600.0 | $52.16 | D | |
Employee Stock Option (Right to Buy) | (4) | 2/8/2032 | Common Stock | 13378.0 | $49.46 | D | |
Employee Stock Option (Right to Buy) | (5) | 2/7/2033 | Common Stock | 16956.0 | $41.4 | D | |
Explanation of Responses: |
(1) | These Stock Options were granted on February 13, 2019 and are fully vested. |
(2) | These Stock Options were granted on February 12, 2020 and are fully vested. |
(3) | These Stock Options were granted on February 18, 2021. Two-thirds have vested, and one-third will vest on February 18, 2024. |
(4) | These Stock Options were granted on February 8, 2022. One-third has vested; one-third will vest on February 8, 2024; and one-third will vest February 8, 2025. |
(5) | These Stock Options were granted on February 7, 2023. One-third will vest on February 7, 2024; one-third will vest on February 7, 2025; and one-third will vest on February 7, 2026. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Harvey Rory 300 RENAISSANCE CENTER M/C: 482-C24-A68 DETROIT, MI 48265 |
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| Executive Vice President |
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Signatures
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/s/ Tia Y. Turk, Attorney-in-Fact for Mr. Harvey | | 6/6/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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