Current Report Filing (8-k)
April 28 2023 - 3:19PM
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| Title of each class |
Capital stock, par value $.20 per share |
| Trading
symbol |
IBM |
|
Common Stock |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: April 25, 2023
(Date of earliest
event reported)
INTERNATIONAL
BUSINESS MACHINES CORPORATION
(Exact name of registrant
as specified in its charter)
| New York |
|
1-2360 |
|
13-0871985 |
| (State of Incorporation) |
|
(Commission File Number) |
|
(IRS employer Identification No.) |
One New Orchard Road
|
|
|
| Armonk,
New York |
|
10504 |
| (Address of principal executive offices) |
|
(Zip Code) |
914-499-1900
(Registrant’s telephone number)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
| ¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered
pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange
on which registered |
| Capital stock, par value $.20 per share |
|
IBM |
|
New York Stock Exchange |
| |
|
|
|
NYSE Chicago |
| 1.250% Notes due 2023 |
|
IBM 23A |
|
New York Stock Exchange |
| 1.125% Notes due 2024 |
|
IBM 24A |
|
New York Stock Exchange |
| 2.875% Notes due 2025 |
|
IBM 25A |
|
New York Stock Exchange |
| 0.950% Notes due 2025 |
|
IBM 25B |
|
New York Stock Exchange |
| 0.875% Notes due 2025 |
|
IBM 25C |
|
New York Stock Exchange |
| 0.300% Notes due 2026 |
|
IBM 26B |
|
New York Stock Exchange |
| 1.250% Notes due 2027 |
|
IBM 27B |
|
New York Stock Exchange |
| 3.375% Notes due 2027 |
|
IBM 27F |
|
New York Stock Exchange |
| 0.300% Notes due 2028 |
|
IBM 28B |
|
New York Stock Exchange |
| 1.750% Notes due 2028 |
|
IBM 28A |
|
New York Stock Exchange |
| 1.500% Notes due 2029 |
|
IBM 29 |
|
New York Stock Exchange |
| 0.875% Notes due 2030 |
|
IBM 30A |
|
New York Stock Exchange |
| 1.750% Notes due 2031 |
|
IBM 31 |
|
New York Stock Exchange |
| 0.650% Notes due 2032 |
|
IBM 32A |
|
New York Stock Exchange |
| 1.250% Notes due 2034 |
|
IBM 34 |
|
New York Stock Exchange |
| 3.750% Notes due 2035 |
|
IBM 35 |
|
New York Stock Exchange |
| 4.875% Notes due 2038 |
|
IBM 38 |
|
New York Stock Exchange |
| 1.200% Notes due 2040 |
|
IBM 40 |
|
New York Stock Exchange |
| 4.000% Notes due 2043 |
|
IBM 43 |
|
New York Stock Exchange |
| 7.00% Debentures due 2025 |
|
IBM 25 |
|
New York Stock Exchange |
| 6.22% Debentures due 2027 |
|
IBM 27 |
|
New York Stock Exchange |
| 6.50% Debentures due 2028 |
|
IBM 28 |
|
New York Stock Exchange |
| 5.875% Debentures due 2032 |
|
IBM 32D |
|
New York Stock Exchange |
| 7.00% Debentures due 2045 |
|
IBM 45 |
|
New York Stock Exchange |
| 7.125% Debentures due 2096 |
|
IBM 96 |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders.
| (a) | International Business Machines Corporation (IBM) held its Annual Meeting of Stockholders on April 25, 2023. Below are the final
voting results. For more information on the following proposals, see IBM’s proxy statement dated March 6, 2023, the relevant
portions of which are incorporated herein by reference. |
| (b) | Election of Directors for a Term of One Year: |
| DIRECTOR | |
FOR | | |
AGAINST | | |
ABSTAIN | | |
BROKER
NON-VOTES | |
| T. Buberl | |
| 512,938,059 | | |
| 29,221,306 | | |
| 4,831,260 | | |
| 164,794,901 | |
| D.N. Farr | |
| 525,445,505 | | |
| 16,786,535 | | |
| 4,758,585 | | |
| 164,794,901 | |
| A. Gorsky | |
| 530,806,363 | | |
| 11,360,788 | | |
| 4,823,474 | | |
| 164,794,901 | |
| M. Howard | |
| 534,179,037 | | |
| 8,574,849 | | |
| 4,236,739 | | |
| 164,794,901 | |
| A. Krishna | |
| 505,873,533 | | |
| 34,836,666 | | |
| 6,280,426 | | |
| 164,794,901 | |
| A.N. Liveris | |
| 422,010,726 | | |
| 120,202,024 | | |
| 4,777,875 | | |
| 164,794,901 | |
| F.W. McNabb III | |
| 532,242,822 | | |
| 9,899,841 | | |
| 4,847,962 | | |
| 164,794,901 | |
| M.E. Pollack | |
| 530,369,790 | | |
| 12,374,583 | | |
| 4,246,252 | | |
| 164,794,901 | |
| J.R. Swedish | |
| 527,673,693 | | |
| 14,406,005 | | |
| 4,910,927 | | |
| 164,794,901 | |
| P.R. Voser | |
| 525,560,975 | | |
| 16,573,474 | | |
| 4,856,176 | | |
| 164,794,901 | |
| F.H. Waddell | |
| 521,167,150 | | |
| 20,923,516 | | |
| 4,899,959 | | |
| 164,794,901 | |
| A.W. Zollar | |
| 513,705,842 | | |
| 28,644,752 | | |
| 4,640,031 | | |
| 164,794,901 | |
Ratification of Appointment of Independent Registered Public
Accounting Firm:
| For | |
| 677,257,028 | | |
| 95.7 | % |
| Against | |
| 30,242,880 | | |
| 4.3 | % |
| Abstain | |
| 4,285,618 | | |
| | |
Management Proposal on Advisory Vote on Executive Compensation
(Say on Pay):
| For | |
| 491,622,783 | | |
| 91.1 | % |
| Against | |
| 48,189,139 | | |
| 8.9 | % |
| Abstain | |
| 7,178,703 | | |
| | |
| Broker Non-Votes | |
| 164,794,901 | | |
| | |
Management Proposal on Advisory Vote Regarding the Frequency
of the Advisory Vote on Executive Compensation:
| 1 Year | |
| 527,777,033 | | |
| 97.4 | % |
| 2 Years | |
| 3,789,154 | | |
| 0.7 | % |
| 3 Years | |
| 10,416,940 | | |
| 1.9 | % |
| Abstain | |
| 5,007,498 | | |
| | |
| Broker Non-Votes | |
| 164,794,901 | | |
| | |
| (d) | Based on the results of the vote regarding Frequency of the Advisory Vote on Executive Compensation, the company will continue to
provide an advisory vote on executive compensation on an annual basis. |
Stockholder Proposal to Have an Independent Board Chairman:
| For | |
| 140,148,653 | | |
| 25.9 | % |
| Against | |
| 400,195,753 | | |
| 74.1 | % |
| Abstain | |
| 6,646,219 | | |
| | |
| Broker Non-Votes | |
| 164,794,901 | | |
| | |
Stockholder Proposal Requesting a Public Report on Lobbying
Activities:
| For | |
| 246,734,678 | | |
| 48.1 | % |
| Against | |
| 265,968,245 | | |
| 51.9 | % |
| Abstain | |
| 34,287,702 | | |
| | |
| Broker Non-Votes | |
| 164,794,901 | | |
| | |
Stockholder Proposal Requesting a Public Report on Congruency
in China Business Operations and ESG Activities:
| For | |
| 37,861,833 | | |
| 7.1 | % |
| Against | |
| 494,522,985 | | |
| 92.9 | % |
| Abstain | |
| 14,605,807 | | |
| | |
| Broker Non-Votes | |
| 164,794,901 | | |
| | |
Stockholder Proposal Requesting a Public Report on Harassment
and Discrmination Prevention Efforts:
| For | |
| 177,324,491 | | |
| 33.1 | % |
| Against | |
| 358,972,828 | | |
| 66.9 | % |
| Abstain | |
| 10,693,306 | | |
| | |
| Broker Non-Votes | |
| 164,794,901 | | |
| | |
IBM’s web site (www.ibm.com) contains a significant amount of
information about IBM, including financial and other information for investors (www.ibm.com/investor/). IBM encourages investors to visit
its various web sites from time to time, as information is updated and new information is posted.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| Date: April 28, 2023 |
|
| |
|
|
| |
By: |
/s/ Frank Sedlarcik |
| |
|
Frank Sedlarcik |
| |
|
Vice President, Assistant General Counsel and Secretary |
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