Initial Statement of Beneficial Ownership (3)
November 05 2020 - 04:16PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Middleton Leslie L. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/2/2020
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3. Issuer Name and Ticker or Trading Symbol
MANITOWOC CO INC [MTW]
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(Last)
(First)
(Middle)
THE MANITOWOC COMPANY, INC., ONE PARK PLAZA, 11270 W PARK PL STE 1000 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP Mobile Cranes / |
(Street)
MILWAUKEE, WI 53224
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (1) | 18215 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
02.20.18OfficerNQ | 2/20/2019 (2) | 2/20/2028 | Common Stock | 4809 | $32.98 | D | |
02.22.2017OffOpt | 2/22/2018 (2) | 2/22/2027 | Common Stock | 4490 | $25.68 | D | |
02.27.2019 Officer Non-Qualified Options | 2/27/2020 (2) | 2/27/2029 | Common Stock | 6953 | $18.40 | D | |
03.28.2016OfficerOption | 3/28/2017 (3) | 3/28/2026 | Common Stock | 10025 | $17.40 | D | |
Explanation of Responses: |
(1) | Common stock includes restricted stock units. |
(2) | Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column. |
(3) | Options vest in 25% increments annually beginning on the date indicated in the "Date Exercisable" column. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Middleton Leslie L. THE MANITOWOC COMPANY, INC. ONE PARK PLAZA, 11270 W PARK PL STE 1000 MILWAUKEE, WI 53224 |
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| EVP Mobile Cranes |
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Signatures
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/s/ Thomas L. Doerr, Jr., by Power of Attorney | | 11/5/2020 |
**Signature of Reporting Person | Date |
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