Initial Statement of Beneficial Ownership (3)
June 08 2021 - 3:19PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PACIFIC INVESTMENT MANAGEMENT CO LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/8/2021
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3. Issuer Name and Ticker or Trading Symbol
Noble Corp [NE]
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(Last)
(First)
(Middle)
650 NEWPORT CENTER DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
NEWPORT BEACH, CA 92660
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Ordinary Shares | 26709221 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Warrants (right to buy) | 2/5/2021 | 2/4/2028 | Ordinary Shares | 312913 | $19.27 | I | See footnote (1) |
| Warrants (right to buy) | 2/5/2021 | 2/4/2028 | Ordinary Shares | 312913 | $23.13 | I | See footnote (1) |
| Explanation of Responses: |
| (1) | The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including the PIMCO Global Credit Opportunity Fund, which holds 8,849,999 ordinary shares, warrants to purchase 310,269 ordinary shares with an exercise price of $19.27 per share and warrants to purchase 310,269 ordinary shares with an exercise price of $23.13 per share. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
PACIFIC INVESTMENT MANAGEMENT CO LLC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660 |
| X |
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Signatures
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| /s/ Jason Nagler, Senior Vice President, Pacific Investment Management Company LLC | | 6/8/2021 |
| **Signature of Reporting Person | Date |
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