- Current report filing (8-K)
December 19 2011 - 12:22PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 15, 2011
MERRILL LYNCH DEPOSITOR, INC.
(on behalf of PPLUS TRUST SERIES JPM-1)
(Exact name of registrant as specified in its
charter)
Delaware
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001-32263
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13-3891329
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(State or other
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(Commission
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(I. R. S. Employer
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jurisdiction of
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File Number)
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Identification No.)
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incorporation)
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One Bryant Park, 4
th
FL
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10036
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Structured Credit Trading
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(Zip Code)
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New York, NY
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(Address of principal
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executive offices)
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Registrant’s telephone number, including
area code: (212) 449-1000
INFORMATION TO BE INCLUDED IN REPORT
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2.):
[_] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Section 1.
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Registrant’s Business and Operations
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Not applicable.
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Section 2.
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Financial Information
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Not applicable.
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Section 3.
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Securities and Trading Markets
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Not applicable.
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Section 4.
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Matters Related to Accountants and Financial Statements
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Not applicable.
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Section 5.
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Corporate Governance and Management
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Not applicable.
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Section 6.
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Asset-Backed Securities
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Not applicable.
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Section 7.
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Regulation FD
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Not applicable.
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Section 8.
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Other Events
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Item 8.01
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Other events
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99.1
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Distribution to holders of the PPLUS Trust Certificates Series JPM-1 on December 15, 2011.
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For information with respect to the
underlying securities held by PPLUS Trust Series JPM-1, please refer to The J.P. Morgan Chase & Co.’s (Commission file
number 001-05805) periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on
Form 8-K, and other information on file with the Securities and Exchange Commission (the “SEC”). You can read and copy
these reports and other information at the public reference facilities maintained by the SEC at Room 1580, 100 F Street, NE,
Washington, D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC’s Public Reference Section
of the SEC at 100 F Street, NE, Washington, D.C. 20549. You may obtain information about the operation of the Public Reference
Room by calling the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means of the SEC’s
website on the Internet at http://www.sec.gov, which contains reports, proxy and information statements and other information that
the underlying securities issuer has filed electronically with the SEC.
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Although we have no reason to believe
the information concerning the underlying securities or the underlying securities issuer contained in the underlying securities issuer's Exchange Act reports is not reliable, neither the depositor nor the trustee participated in the preparation of such documents or made any due diligence inquiry with respect to the information provided therein. No investigation with respect to the underlying securities issuer or the swap guarantor (including, without limitation, no investigation as to their respective financial condition or creditworthiness) or the underlying securities has been made. You should obtain and evaluate the same information concerning the underlying securities issuer as you would obtain and evaluate if you were investing directly in the underlying securities or in other securities issued by the underlying securities issuer. There can be no assurance that events affecting the underlying securities or the underlying securities issuer have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above.
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Section 9.
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Financial Statements and Exhibits
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Item 9.01
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Financial Statements and Exhibits
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(a)
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Financial statements of business acquired.
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Not Applicable.
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(b)
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Pro forma financial information.
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Not Applicable.
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(c)
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Shell company transactions.
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Not applicable.
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(d)
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Exhibits.
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99.1
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Trustee’s report in respect of the December 15, 2011 distribution to holders of the PPLUS Trust Certificates Series JPM-1.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
hereunto duly authorized.
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MERRILL LYNCH DEPOSITOR, INC.
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Date: December 19, 2011
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By:
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/s/ John Marciano
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Name:
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John Marciano
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Title:
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Vice President
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EXHIBIT INDEX
99.1
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Trustee’s report in respect of the December 15, 2011 distribution to holders
of the PPLUS Trust Certificates Series JPM-1.
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