Statement of Changes in Beneficial Ownership (4)
May 04 2021 - 3:23PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hankinson Garth |
2. Issuer Name and Ticker or Trading Symbol
CONSTELLATION BRANDS, INC.
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STZ
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & CFO |
(Last)
(First)
(Middle)
C/O CONSTELLATION BRANDS, INC., 207 HIGH POINT DRIVE, BLDG. 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/1/2021 |
(Street)
VICTOR, NY 14564
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 5/1/2021 | | M | | 98 | A | $0 (1) | 4909 | D | |
Class A Common Stock | 5/1/2021 | | M | | 1982 | A | $0 (2) | 6891 | D | |
Class A Common Stock | 5/1/2021 | | F | | 997 | D | $240.32 | 5894 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Share Units | (1) | 5/1/2021 | | M | | | 98 | (3) | (3) | Class A Common Stock | 98.0 | $0 | 0 | D | |
Restricted Stock Units | (2) | 5/1/2021 | | M | | | 72 | 5/1/2020 (4) | 5/1/2021 (4) | Class A Common Stock | 72.0 | $0 | 0 | D | |
Restricted Stock Units | (2) | 5/1/2021 | | M | | | 66 | 5/1/2020 (4) | 5/1/2022 (4) | Class A Common Stock | 66.0 | $0 | 65 | D | |
Restricted Stock Units | (2) | 5/1/2021 | | M | | | 1280 | 5/1/2020 (4) | 5/1/2023 (4) | Class A Common Stock | 1280.0 | $0 | 2558 | D | |
Restricted Stock Units | (2) | 5/1/2021 | | M | | | 564 | 5/1/2021 (4) | (4) | Class A Common Stock | 564.0 | $0 | 1691 | D | |
Explanation of Responses: |
(1) | Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. |
(3) | The performance share units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. |
(4) | The restricted stock units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hankinson Garth C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BLDG. 100 VICTOR, NY 14564 |
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| EVP & CFO |
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Signatures
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/s/ H. Elaine Ziakas, Attorney-in fact | | 5/4/2021 |
**Signature of Reporting Person | Date |
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