TIDM0QCV TIDMIRSH TIDMBARC 
 
 

FORM 8.3 Amendment to Purchase and Sales

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 
Name of person dealing (Note 1)                                  Barclays PLC. 
Company dealt in                                                 ABBVIE INC 
Class of relevant security to which the dealings being           ORD 
disclosed relate (Note 2) 
Date of dealing                                                  6 May 2020 
 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
Class of relevant security:               ORD 
                                          Long              Short 
                                          Number     (%)    Number     (%) 
(1)   Relevant securities 
                                          2,346,936  0.16%  3,743,455  0.25% 
 
(2)   Derivatives (other than options): 
                                          1,951,823  0.13%  722,501    0.05% 
 
(3)   Options and agreements to 
 purchase/sell:                           1,267,100  0.09%  1,273,500  0.09% 
 
 TOTAL: 
                                          5,565,859  0.38%  5,739,456  0.39% 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                   Long           Short 
                                              Number    (%)  Number    (%) 
(1) Relevant securities 
 
 (2) Derivatives (other than options) 
 
 (3) Options and agreements to purchase/sell 
Total 
 
 

Ap20

 

3. DEALINGS (Note 4)

 

(a) Purchases and sales

 
Purchase/sale  Number of relevant securities  Price per unit 
Purchase       6                              87.5000 USD 
Purchase       6                              86.1400 USD 
Purchase       50                             87.4500 USD 
Purchase       73                             87.4400 USD 
Purchase       83                             87.3400 USD 
Purchase       85                             85.4300 USD 
Purchase       85                             85.4800 USD 
Purchase       96                             87.4200 USD 
Purchase       100                            87.7900 USD 
Purchase       100                            87.2900 USD 
Purchase       100                            87.2500 USD 
Purchase       100                            86.4800 USD 
Purchase       100                            86.4400 USD 
Purchase       100                            86.4300 USD 
Purchase       100                            86.0450 USD 
Purchase       100                            85.5900 USD 
Purchase       100                            88.0700 USD 
Purchase       100                            87.9900 USD 
Purchase       100                            86.6450 USD 
Purchase       100                            87.0950 USD 
Purchase       100                            87.5700 USD 
Purchase       100                            87.5650 USD 
Purchase       100                            87.4900 USD 
Purchase       100                            87.4700 USD 
Purchase       117                            87.3556 USD 
Purchase       150                            87.4300 USD 
Purchase       194                            87.4557 USD 
Purchase       200                            87.3300 USD 
Purchase       200                            86.6850 USD 
Purchase       200                            86.7200 USD 
Purchase       200                            86.6650 USD 
Purchase       200                            86.6600 USD 
Purchase       200                            86.4650 USD 
Purchase       200                            85.7425 USD 
Purchase       200                            87.6450 USD 
Purchase       200                            87.5300 USD 
Purchase       200                            87.4600 USD 
Purchase       200                            87.4350 USD 
Purchase       200                            87.4250 USD 
Purchase       214                            87.4157 USD 
Purchase       215                            86.8383 USD 
Purchase       215                            86.8384 USD 
Purchase       234                            87.3311 USD 
Purchase       300                            87.3700 USD 
Purchase       340                            87.0305 USD 
Purchase       400                            86.8450 USD 
Purchase       400                            85.8025 USD 
Purchase       400                            86.6662 USD 
Purchase       433                            86.7461 USD 
Purchase       437                            87.0975 USD 
Purchase       450                            86.6637 USD 
Purchase       466                            87.2357 USD 
Purchase       486                            87.4341 USD 
Purchase       500                            87.4340 USD 
Purchase       500                            86.8540 USD 
Purchase       600                            87.3333 USD 
Purchase       600                            86.7816 USD 
Purchase       624                            87.4542 USD 
Purchase       627                            87.1857 USD 
Purchase       754                            87.4337 USD 
Purchase       773                            87.2311 USD 
Purchase       790                            86.6615 USD 
Purchase       800                            85.8350 USD 
Purchase       800                            87.0825 USD 
Purchase       800                            87.3787 USD 
Purchase       886                            87.1924 USD 
Purchase       922                            87.5101 USD 
Purchase       1,026                          87.4506 USD 
Purchase       1,088                          86.6689 USD 
Purchase       1,534                          87.4487 USD 
Purchase       1,727                          86.9142 USD 
Purchase       1,800                          87.4358 USD 
Purchase       1,805                          87.2377 USD 
Purchase       2,810                          86.2781 USD 
Purchase       2,986                          87.3424 USD 
Purchase       3,063                          85.7075 USD 
Purchase       3,134                          86.2200 USD 
Purchase       3,340                          86.6718 USD 
Purchase       4,000                          85.3300 USD 
Purchase       4,139                          85.7411 USD 
Purchase       4,600                          87.4997 USD 
Purchase       4,761                          87.1325 USD 
Purchase       4,800                          86.9990 USD 
Purchase       4,835                          85.9027 USD 
Purchase       4,913                          86.3783 USD 
Purchase       5,928                          85.6926 USD 
Purchase       6,435                          85.5943 USD 
Purchase       6,578                          85.6212 USD 
Purchase       7,362                          86.7000 USD 
Purchase       10,399                         85.5221 USD 
Purchase       15,682                         85.7973 USD 
Purchase       15,960                         85.6798 USD 
Purchase       19,771                         86.9475 USD 
Purchase       27,470                         85.7648 USD 
Purchase       32,400                         86.1800 USD 
Purchase       33,161                         85.7458 USD 
Purchase       33,706                         85.5323 USD 
Purchase       36,800                         86.9855 USD 
Purchase       38,700                         87.0851 USD 
Purchase       38,798                         87.0491 USD 
Purchase       39,011                         85.4254 USD 
Purchase       39,300                         87.0294 USD 
Purchase       56,290                         86.6628 USD 
Purchase       63,206                         85.4200 USD 
Purchase       64,529                         86.2000 USD 
Purchase       86,600                         86.4607 USD 
Purchase       155,258                        86.6494 USD 
Purchase       173,200                        86.5978 USD 
Purchase       200,127                        86.3358 USD 
Purchase       108,250                        86.4319 USD 
Purchase       355,060                        86.8740 USD 
Purchase       216,500                        87.0958 USD 
Sale           9                              87.5800 USD 
Sale           27                             85.4900 USD 
Sale           28                             86.7300 USD 
Sale           30                             86.9000 USD 
Sale           40                             86.3500 USD 
Sale           46                             87.1300 USD 
Sale           81                             86.0716 USD 
Sale           96                             87.2500 USD 
Sale           100                            86.5500 USD 
Sale           100                            86.3600 USD 
Sale           100                            87.1150 USD 
Sale           100                            87.3500 USD 
Sale           100                            85.3400 USD 
Sale           100                            85.3700 USD 
Sale           100                            85.4100 USD 
Sale           100                            85.5700 USD 
Sale           100                            86.3700 USD 
Sale           100                            86.6900 USD 
Sale           100                            86.1700 USD 
Sale           100                            86.2800 USD 
Sale           100                            86.2900 USD 
Sale           100                            86.3000 USD 
Sale           100                            86.5400 USD 
Sale           122                            86.0757 USD 
Sale           134                            86.3398 USD 
Sale           135                            85.5720 USD 
Sale           169                            86.9100 USD 
Sale           175                            86.9500 USD 
Sale           200                            86.7875 USD 
Sale           200                            85.6150 USD 
Sale           200                            86.1500 USD 
Sale           200                            85.8000 USD 
Sale           200                            85.2700 USD 
Sale           200                            87.5300 USD 
Sale           202                            85.7790 USD 
Sale           215                            86.8383 USD 
Sale           248                            86.5419 USD 
Sale           274                            86.6732 USD 
Sale           300                            86.9183 USD 
Sale           300                            87.3700 USD 
Sale           300                            85.8900 USD 
Sale           300                            86.6100 USD 
Sale           300                            86.2400 USD 
Sale           300                            86.4966 USD 
Sale           300                            86.1333 USD 
Sale           400                            86.9075 USD 
Sale           400                            86.9750 USD 
Sale           400                            86.0362 USD 
Sale           400                            85.8025 USD 
Sale           417                            85.6988 USD 
Sale           500                            87.4340 USD 
Sale           500                            85.2750 USD 
Sale           500                            85.5220 USD 
Sale           500                            85.5380 USD 
Sale           500                            86.3120 USD 
Sale           526                            86.3945 USD 
Sale           552                            85.7769 USD 
Sale           567                            85.8661 USD 
Sale           584                            86.2732 USD 
Sale           600                            87.0833 USD 
Sale           600                            85.8625 USD 
Sale           605                            85.4916 USD 
Sale           616                            86.5540 USD 
Sale           627                            85.7543 USD 
Sale           648                            85.7829 USD 
Sale           668                            86.5150 USD 
Sale           700                            87.1500 USD 
Sale           700                            85.8992 USD 
Sale           700                            86.7171 USD 
Sale           749                            86.3019 USD 
Sale           783                            86.1284 USD 
Sale           800                            87.1818 USD 
Sale           837                            85.9370 USD 
Sale           879                            86.9622 USD 
Sale           891                            85.8111 USD 
Sale           928                            86.9106 USD 
Sale           954                            87.0528 USD 
Sale           1,124                          85.7246 USD 
Sale           1,152                          86.7826 USD 
Sale           1,206                          85.6728 USD 
Sale           1,210                          87.0455 USD 
Sale           1,264                          87.1645 USD 
Sale           1,300                          85.4565 USD 
Sale           1,333                          87.3410 USD 
Sale           1,391                          85.6318 USD 
Sale           1,392                          87.1225 USD 
Sale           1,398                          86.3769 USD 
Sale           1,400                          86.5300 USD 
Sale           1,403                          85.5785 USD 
Sale           1,408                          87.0517 USD 
Sale           1,416                          85.7975 USD 
Sale           1,443                          85.6768 USD 
Sale           1,500                          87.0293 USD 
Sale           1,669                          86.8524 USD 
Sale           1,850                          86.8916 USD 
Sale           2,009                          87.1718 USD 
Sale           2,144                          87.1379 USD 
Sale           2,207                          86.9390 USD 
Sale           2,539                          87.0987 USD 
Sale           3,000                          86.8430 USD 
Sale           3,134                          86.2200 USD 
Sale           3,340                          86.6719 USD 
Sale           4,000                          85.3300 USD 
Sale           4,225                          86.9194 USD 
Sale           4,700                          87.0544 USD 
Sale           4,900                          87.0040 USD 
Sale           5,788                          86.4807 USD 
Sale           6,159                          86.9692 USD 
Sale           6,277                          86.9537 USD 
Sale           6,500                          87.4420 USD 
Sale           9,348                          86.8202 USD 
Sale           10,000                         86.9105 USD 
Sale           11,855                         86.8149 USD 
Sale           12,784                         85.7409 USD 
Sale           13,254                         87.1223 USD 
Sale           14,475                         86.9539 USD 
Sale           15,207                         86.8333 USD 
Sale           15,426                         86.9477 USD 
Sale           16,100                         87.2322 USD 
Sale           16,488                         86.9704 USD 
Sale           17,376                         85.7524 USD 
Sale           19,399                         87.0491 USD 
Sale           19,942                         86.8890 USD 
Sale           31,310                         85.4250 USD 
Sale           32,400                         86.1800 USD 
Sale           37,753                         86.9128 USD 
Sale           61,013                         85.4911 USD 
Sale           63,032                         87.0866 USD 
Sale           64,529                         86.2000 USD 
Sale           64,950                         86.6050 USD 
Sale           66,500                         86.5945 USD 
Sale           69,795                         86.4654 USD 
Sale           77,940                         86.5665 USD 
Sale           86,600                         86.6628 USD 
Sale           114,962                        85.7300 USD 
Sale           122,090                        85.4200 USD 
Sale           193,858                        86.7382 USD 
Sale           249,020                        86.5852 USD 
Sale           286,246                        86.9436 USD 
 

(b) Derivatives transactions (other than options transactions)

 
Product name,  Nature of transaction  Number of relevant        Price per unit 
 e.g. CFD       (Note 6)              securities (Note 7)        (Note 5) 
 
 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

 
Product    Writing,     Number      Exercise  Type      Expiry      Option 
Name 
           purchasing,  of          price               date        money 
           selling,     securities                                  paid/ 
           varying etc  to which                                    received 
                        option 
                        relates 
Call       Purchasing   100         88 USD    American  15 May      1.5600 USD 
Option                                                  2020 
Call       Purchasing   100         130 USD   American  15 Jan      0.3100 USD 
Option                                                  2021 
Call       Selling      200         80 USD    American  19 Jun      8.5000 USD 
Option                                                  2020 
Call       Selling      2,800       95 USD    American  19 Jun      0.9525 USD 
Option                                                  2020 
Call       Selling      5,900       98 USD    American  15 Jan      4.3559 USD 
Option                                                  2021 
Put        Purchasing   500         70 USD    American  21 Aug      1.6500 USD 
Option                                                  2020 
Put        Purchasing   100         70 USD    American  18 Sep      2.1000 USD 
Option                                                  2020 
Put        Purchasing   400         75 USD    American  18 Sep      2.9700 USD 
Option                                                  2020 
Put        Selling      600         50 USD    American  19 Jun      0.0400 USD 
Option                                                  2020 
Put        Selling      7,700       73 USD    American  15 Jan      5.0500 USD 
Option                                                  2021 
Put        Selling      1,800       88 USD    American  15 Jan      10.9000 
Option                                                  2021        USD 
Put        Selling      100         90 USD    American  19 Jun      5.0500 USD 
Option                                                  2020 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 5) 
 e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

 
Nature of transaction  Details  Price per unit 
 (Note 8)                        (if applicable) (Note 5) 
 
 

Ap21

 

2. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

None

 

Is a Supplemental Form 8 attached? (Note 9) YES

 
Date of disclosure                        11 May 2020 
Contact name                              Large Holdings Regulatory Operations 
Telephone number                          020 3134 7213 
If a connected EFM, name of 
 offeree/offeror with which connected 
If a connected EFM, state nature of 
 connection (Note 10) 
 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

 

OPEN POSITIONS (Note 1)

 
Product name   Written or   Number of         Exercise  Type      Expiry 
                            relevant 
               purchased    securities        price               date 
                            to which the 
                            option 
                            or derivative 
                            relates 
Put Options    Written      90,000            60.0000   American  Jun 19, 2020 
Call Options   Purchased    2,800             115.0000  American  Sep 18, 2020 
Put Options    Written      2,300             70.0000   American  Sep 18, 2020 
Call Options   Written      -1,900            135.0000  American  Jan 15, 2021 
Call Options   Written      -3,600            130.0000  American  Jan 15, 2021 
Call Options   Written      -400              90.0000   American  Aug 21, 2020 
Put Options    Purchased    -1,500            50.0000   American  Jan 21, 2022 
Call Options   Written      -2,800            120.0000  American  Jan 15, 2021 
Put Options    Purchased    -48,100           85.0000   American  May 15, 2020 
Put Options    Purchased    -10,200           50.0000   American  Jan 15, 2021 
Call Options   Written      -1,100            82.5000   American  Jan 21, 2022 
Put Options    Purchased    -5,000            47.5000   American  Jun 19, 2020 
Call Options   Written      -5,000            80.0000   American  Jan 21, 2022 
Put Options    Purchased    -3,000            135.0000  American  Jan 15, 2021 
Put Options    Written      4,800             75.0000   American  Sep 18, 2020 
Call Options   Purchased    5,900             95.0000   American  Sep 18, 2020 
Call Options   Purchased    2,800             72.5000   American  Jun 19, 2020 
Put Options    Written      5,700             57.5000   American  Jan 15, 2021 
Put Options    Written      300,000           60.0000   American  Jan 15, 2021 
Put Options    Purchased    -30,000           62.5000   American  Jan 15, 2021 
Put Options    Purchased    -4,200            55.0000   American  Jan 15, 2021 
Call Options   Written      -6,700            105.0000  American  May 15, 2020 
Call Options   Written      -19,800           110.0000  American  Jan 15, 2021 
Put Options    Purchased    -20,100           85.0000   American  Sep 18, 2020 
Put Options    Purchased    -34,400           95.0000   American  Jun 19, 2020 
Call Options   Written      -100              87.5000   American  May 15, 2020 
Call Options   Written      -6,400            125.0000  American  Aug 21, 2020 
Call Options   Purchased    1,400             97.5000   American  Sep 18, 2020 
Put Options    Written      34,400            90.0000   American  Aug 21, 2020 
Call Options   Purchased    4,200             70.0000   American  Jun 19, 2020 
Put Options    Purchased    -2,100            50.0000   American  Jun 19, 2020 
Put Options    Purchased    -6,000            90.0000   American  Sep 18, 2020 
Put Options    Purchased    -2,600            110.0000  American  Jan 15, 2021 
Call Options   Written      -5,700            110.0000  American  Jun 19, 2020 
Call Options   Written      -400              97.5000   American  Jan 15, 2021 
Call Options   Written      -700              75.0000   American  Jan 15, 2021 
Put Options    Purchased    -1,400            50.0000   American  Sep 18, 2020 
Put Options    Written      175,200           80.0000   American  Jan 15, 2021 
Put Options    Written      26,900            57.5000   American  Jun 19, 2020 
Put Options    Written      6,600             77.5000   American  Jan 15, 2021 
Call Options   Purchased    3,200             55.0000   American  Jan 15, 2021 
Put Options    Written      600               85.0000   American  May 15, 2020 
Put Options    Written      150,000           65.0000   American  Jun 19, 2020 
Put Options    Written      100               70.0000   American  Aug 21, 2020 
Call Options   Purchased    3,000             67.5000   American  Jan 15, 2021 
Call Options   Purchased    1,200             92.5000   American  Sep 18, 2020 
Call Options   Purchased    1,400             65.0000   American  Sep 18, 2020 
Put Options    Written      200               40.0000   American  Jan 21, 2022 
Call Options   Written      -50,000           92.5000   American  Jan 15, 2021 
Put Options    Purchased    -350,000          87.5000   American  Jan 15, 2021 
Call Options   Written      -75,900           70.0000   American  Jan 15, 2021 
Put Options    Purchased    -5,000            42.5000   American  Jun 19, 2020 
Put Options    Purchased    -14,000           67.5000   American  Sep 18, 2020 
Put Options    Purchased    -2,200            40.0000   American  Sep 18, 2020 
Call Options   Purchased    7,300             87.5000   American  Sep 18, 2020 
Call Options   Purchased    1,100             60.0000   American  Jan 15, 2021 
Call Options   Purchased    14,200            75.0000   American  Sep 18, 2020 
Call Options   Written      -5,200            130.0000  American  Jun 19, 2020 
Put Options    Purchased    -2,100            100.0000  American  Jan 15, 2021 
Call Options   Written      -2,600            60.0000   American  Aug 21, 2020 
Call Options   Written      -2,800            115.0000  American  Jun 19, 2020 
Put Options    Purchased    -5,000            55.0000   American  May 15, 2020 
Call Options   Written      -2,500            125.0000  American  Jan 15, 2021 
Put Options    Purchased    -2,300            35.0000   American  Jan 15, 2021 
Put Options    Purchased    -70,000           67.5000   American  Jan 15, 2021 
Put Options    Purchased    -11,100           95.0000   American  Jan 15, 2021 
Put Options    Purchased    -600              77.5000   American  Jan 15, 2021 
Put Options    Written      1,500             57.5000   American  Sep 18, 2020 
Put Options    Written      300               75.0000   American  Jan 15, 2021 
Put Options    Written      1,300             62.5000   American  May 15, 2020 
Put Options    Written      90,000            50.0000   American  Jun 19, 2020 
Call Options   Written      -1,200            72.5000   American  Sep 18, 2020 
Put Options    Purchased    -100,000          92.5000   American  Jan 15, 2021 
Put Options    Purchased    -1,900            40.0000   American  Jan 15, 2021 
Put Options    Written      275,000           70.0000   American  Jan 15, 2021 
Put Options    Written      22,400            90.0000   American  Jan 15, 2021 
Put Options    Written      7,800             87.5000   American  Jun 19, 2020 
Put Options    Written      9,300             72.5000   American  Sep 18, 2020 
Call Options   Written      -15,800           105.0000  American  Jan 15, 2021 
Put Options    Written      9,600             72.5000   American  May 15, 2020 
Call Options   Purchased    1,700             57.5000   American  Jan 15, 2021 
Put Options    Written      2,900             92.5000   American  Jan 15, 2021 
Call Options   Written      -6,100            120.0000  American  Jun 19, 2020 
Call Options   Written      -60,000           87.5000   American  Jan 15, 2021 
Call Options   Written      -6,000            140.0000  American  Jan 15, 2021 
Put Options    Purchased    -250,000          85.0000   American  Jan 15, 2021 
Call Options   Written      -3,800            95.0000   American  Jan 15, 2021 
Call Options   Written      -4,200            110.0000  American  May 15, 2020 
 

Notes

 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2. For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20200511005539/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2020 
 

(END) Dow Jones Newswires

May 11, 2020 08:54 ET (12:54 GMT)

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