TIDM0QCV TIDMBARC 
 
 

FORM 8.3 - Amendment to Purchase and Sales

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 
  Name of person dealing (Note 1)           Barclays PLC. 
  Company dealt in                          ABBVIE INC 
  Class of relevant security to which the   ORD 
  dealings being disclosed relate (Note 2) 
  Date of dealing                           08 May 2020 
 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
Class of relevant security:               ORD 
                                          Long              Short 
                                          Number     (%)    Number     (%) 
(1)   Relevant securities 
                                          2,154,719  0.15%  4,124,547  0.28% 
 
(2)   Derivatives (other than options): 
                                          1,960,895  0.13%  722,501    0.05% 
 
(3)   Options and agreements to 
 purchase/sell:                           1,266,300  0.09%  1,255,300  0.09% 
 
 TOTAL: 
                                          5,381,914  0.36%  6,102,348  0.41% 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                   Long           Short 
                                              Number    (%)  Number    (%) 
(1) Relevant securities 
 
 (2) Derivatives (other than options) 
 
 (3) Options and agreements to purchase/sell 
Total 
 
 

1. DEALINGS (Note 4)

 

(a) Purchases and sales

 
Purchase/sale  Number of relevant securities  Price per unit 
Purchase       3                              83.7266 USD 
Purchase       32                             83.4100 USD 
Purchase       37                             83.9300 USD 
Purchase       80                             84.0100 USD 
Purchase       100                            83.5375 USD 
Purchase       100                            82.8200 USD 
Purchase       100                            83.8500 USD 
Purchase       100                            83.5550 USD 
Purchase       100                            83.5050 USD 
Purchase       100                            83.9200 USD 
Purchase       103                            83.8824 USD 
Purchase       147                            83.5897 USD 
Purchase       200                            83.4475 USD 
Purchase       200                            83.7750 USD 
Purchase       203                            83.6111 USD 
Purchase       226                            83.6807 USD 
Purchase       234                            83.7190 USD 
Purchase       291                            83.7055 USD 
Purchase       300                            83.9367 USD 
Purchase       300                            83.4967 USD 
Purchase       300                            83.4433 USD 
Purchase       300                            83.6600 USD 
Purchase       327                            83.9566 USD 
Purchase       344                            83.9731 USD 
Purchase       400                            83.9925 USD 
Purchase       472                            83.4845 USD 
Purchase       500                            83.3230 USD 
Purchase       505                            83.3000 USD 
Purchase       572                            83.7097 USD 
Purchase       585                            83.7299 USD 
Purchase       609                            83.3914 USD 
Purchase       747                            83.4981 USD 
Purchase       800                            82.9725 USD 
Purchase       830                            83.4706 USD 
Purchase       899                            83.7303 USD 
Purchase       933                            83.4941 USD 
Purchase       1,000                          84.2000 USD 
Purchase       1,000                          83.6655 USD 
Purchase       1,000                          83.2000 USD 
Purchase       1,285                          83.3947 USD 
Purchase       1,298                          83.4822 USD 
Purchase       1,300                          83.5184 USD 
Purchase       1,500                          83.5080 USD 
Purchase       1,533                          83.1745 USD 
Purchase       1,752                          83.2510 USD 
Purchase       2,032                          83.4135 USD 
Purchase       2,500                          83.4444 USD 
Purchase       2,600                          83.3500 USD 
Purchase       2,600                          83.5481 USD 
Purchase       2,673                          83.4601 USD 
Purchase       3,156                          83.3826 USD 
Purchase       3,181                          83.4107 USD 
Purchase       3,569                          83.6014 USD 
Purchase       4,359                          83.5009 USD 
Purchase       4,408                          83.4864 USD 
Purchase       5,151                          83.4756 USD 
Purchase       5,669                          83.4961 USD 
Purchase       6,846                          83.3997 USD 
Purchase       7,298                          83.4940 USD 
Purchase       8,500                          83.5058 USD 
Purchase       8,500                          83.6500 USD 
Purchase       8,698                          83.3765 USD 
Purchase       8,882                          83.9723 USD 
Purchase       9,506                          83.1892 USD 
Purchase       10,304                         83.3639 USD 
Purchase       10,498                         83.3979 USD 
Purchase       10,614                         83.4374 USD 
Purchase       12,100                         83.7686 USD 
Purchase       12,115                         83.3795 USD 
Purchase       14,000                         83.4434 USD 
Purchase       15,200                         83.1185 USD 
Purchase       15,914                         83.6166 USD 
Purchase       16,360                         83.3863 USD 
Purchase       18,819                         83.3894 USD 
Purchase       21,426                         83.6938 USD 
Purchase       27,141                         83.2811 USD 
Purchase       27,726                         83.6599 USD 
Purchase       29,357                         83.5838 USD 
Purchase       35,058                         83.6034 USD 
Purchase       39,852                         83.6950 USD 
Purchase       40,130                         83.6666 USD 
Purchase       41,300                         83.3602 USD 
Purchase       41,318                         83.7486 USD 
Purchase       42,760                         83.9600 USD 
Purchase       45,525                         83.5397 USD 
Purchase       48,884                         83.6724 USD 
Purchase       71,896                         83.7083 USD 
Purchase       97,444                         83.5198 USD 
Purchase       100,187                        83.4488 USD 
Purchase       102,564                        83.4311 USD 
Purchase       120,775                        83.5079 USD 
Purchase       160,189                        83.8107 USD 
Purchase       235,482                        83.1524 USD 
Purchase       296,822                        83.8306 USD 
Purchase       342,226                        83.2706 USD 
Purchase       383,247                        83.2796 USD 
Purchase       259,800                        83.2402 USD 
Sale           1                              82.6750 USD 
Sale           1                              83.2700 USD 
Sale           5                              83.3470 USD 
Sale           9                              83.8011 USD 
Sale           32                             83.4118 USD 
Sale           33                             83.3309 USD 
Sale           58                             83.6356 USD 
Sale           61                             83.5106 USD 
Sale           74                             83.9300 USD 
Sale           99                             82.6700 USD 
Sale           100                            82.8000 USD 
Sale           118                            83.4818 USD 
Sale           120                            83.6030 USD 
Sale           129                            83.4100 USD 
Sale           134                            83.3832 USD 
Sale           159                            83.2642 USD 
Sale           164                            83.2641 USD 
Sale           196                            83.0533 USD 
Sale           198                            83.4298 USD 
Sale           200                            83.1800 USD 
Sale           200                            83.5400 USD 
Sale           200                            83.4800 USD 
Sale           200                            83.4400 USD 
Sale           204                            83.4882 USD 
Sale           300                            83.4533 USD 
Sale           300                            83.9633 USD 
Sale           300                            83.0233 USD 
Sale           300                            83.4150 USD 
Sale           437                            83.5140 USD 
Sale           496                            83.3556 USD 
Sale           585                            83.1304 USD 
Sale           700                            83.4057 USD 
Sale           700                            83.4214 USD 
Sale           734                            83.7351 USD 
Sale           975                            83.5964 USD 
Sale           1,000                          83.2000 USD 
Sale           1,000                          84.2000 USD 
Sale           1,070                          83.0394 USD 
Sale           1,100                          83.3113 USD 
Sale           1,100                          83.7790 USD 
Sale           1,382                          82.9790 USD 
Sale           1,400                          83.5047 USD 
Sale           1,785                          83.7558 USD 
Sale           2,182                          83.9428 USD 
Sale           2,281                          83.1133 USD 
Sale           2,392                          83.0550 USD 
Sale           2,400                          83.4189 USD 
Sale           2,644                          83.3290 USD 
Sale           2,660                          83.7424 USD 
Sale           3,000                          83.6323 USD 
Sale           3,110                          83.6971 USD 
Sale           3,847                          83.6730 USD 
Sale           4,533                          83.1112 USD 
Sale           4,711                          83.0279 USD 
Sale           6,849                          83.1388 USD 
Sale           7,292                          83.5879 USD 
Sale           7,971                          83.7487 USD 
Sale           8,300                          83.6500 USD 
Sale           8,332                          83.5046 USD 
Sale           8,600                          83.4901 USD 
Sale           8,882                          83.9723 USD 
Sale           9,548                          83.0990 USD 
Sale           14,160                         83.6433 USD 
Sale           14,500                         83.1038 USD 
Sale           29,975                         83.9483 USD 
Sale           32,500                         83.2675 USD 
Sale           46,400                         83.2545 USD 
Sale           53,200                         83.5544 USD 
Sale           92,246                         83.4962 USD 
Sale           98,661                         83.8006 USD 
Sale           106,348                        83.6904 USD 
Sale           121,790                        83.3682 USD 
Sale           191,612                        83.9600 USD 
Sale           216,500                        83.1524 USD 
Sale           287,854                        83.2316 USD 
Sale           345,447                        83.2051 USD 
Sale           736,443                        83.6813 USD 
Sale           769,950                        83.2317 USD 
 

(b) Derivatives transactions (other than options transactions)

 
Product Name  Nature of transaction  Number of relevant            Price per 
                                     securities 
                                                                   unit 
SWAP          Long                   9,072                         83.1524 USD 
 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

 
Product    Writing,     Number      Exercise  Type      Expiry      Option 
Name 
           purchasing,  of          price               date        money 
           selling,     securities                                  paid/ 
           varying etc  to which                                    received 
                        option 
                        relates 
Call       Purchasing   100         90 USD    American  21 Aug      2.6200 USD 
Option                                                  2020 
Call       Purchasing   100         105 USD   American  15 Jan      1.7000 USD 
Option                                                  2021 
Call       Purchasing   1,500       110 USD   American  15 Jan      1.0100 USD 
Option                                                  2021 
Put        Purchasing   100         58 USD    American  15 Jan      2.3400 USD 
Option                                                  2021 
Put        Purchasing   100         70 USD    American  21 Aug      2.0000 USD 
Option                                                  2020 
Put        Purchasing   200         75 USD    American  18 Sep      3.9500 USD 
Option                                                  2020 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 5) 
 e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

 
Nature of transaction  Details  Price per unit 
 (Note 8)                        (if applicable) (Note 5) 
 
 

2. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

None

 
Is a Supplemental Form 8 (Open 
Positions) attached?                      YES 
Date of disclosure:                       12 May 2020 
Contact name:                             Large Holdings Regulatory Operations 
Telephone number:                         020 3134 7213 
If a connected EFM, name of 
 offeree/offeror with which connected 
If a connected EFM, state nature of 
 connection 
 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

 

OPEN POSITIONS (Note 1)

 
Product name   Written or   Number of         Exercise  Type      Expiry 
                            relevant 
               purchased    securities        price               date 
                            to which the 
                            option 
                            or derivative 
                            relates 
Call Options   Purchased    2,800             115.0000  American  Sep 18, 2020 
Put Options    Written      1,800             70.0000   American  Sep 18, 2020 
Put Options    Written      90,000            60.0000   American  Jun 19, 2020 
Call Options   Purchased    100               72.5000   American  Sep 18, 2020 
Call Options   Written      -5,000            80.0000   American  Jan 21, 2022 
Put Options    Purchased    -5,000            47.5000   American  Jun 19, 2020 
Put Options    Purchased    -48,100           85.0000   American  May 15, 2020 
Call Options   Written      -1,100            82.5000   American  Jan 21, 2022 
Call Options   Written      -3,600            130.0000  American  Jan 15, 2021 
Call Options   Written      -2,800            120.0000  American  Jan 15, 2021 
Put Options    Purchased    -10,200           50.0000   American  Jan 15, 2021 
Call Options   Written      -1,900            135.0000  American  Jan 15, 2021 
Put Options    Purchased    -1,500            50.0000   American  Jan 21, 2022 
Put Options    Purchased    -3,000            135.0000  American  Jan 15, 2021 
Call Options   Purchased    2,800             72.5000   American  Jun 19, 2020 
Put Options    Written      300,000           60.0000   American  Jan 15, 2021 
Put Options    Written      4,600             75.0000   American  Sep 18, 2020 
Put Options    Written      5,600             57.5000   American  Jan 15, 2021 
Call Options   Purchased    5,900             95.0000   American  Sep 18, 2020 
Put Options    Purchased    -5,700            85.0000   American  Sep 18, 2020 
Call Options   Written      -6,400            125.0000  American  Aug 21, 2020 
Put Options    Purchased    -4,200            55.0000   American  Jan 15, 2021 
Call Options   Written      -100              87.5000   American  May 15, 2020 
Put Options    Purchased    -34,400           95.0000   American  Jun 19, 2020 
Call Options   Written      -6,700            105.0000  American  May 15, 2020 
Put Options    Purchased    -30,000           62.5000   American  Jan 15, 2021 
Call Options   Written      -18,200           110.0000  American  Jan 15, 2021 
Put Options    Written      34,400            90.0000   American  Aug 21, 2020 
Call Options   Purchased    1,400             97.5000   American  Sep 18, 2020 
Call Options   Purchased    4,200             70.0000   American  Jun 19, 2020 
Put Options    Purchased    -2,600            110.0000  American  Jan 15, 2021 
Call Options   Written      -5,700            110.0000  American  Jun 19, 2020 
Put Options    Purchased    -1,400            50.0000   American  Sep 18, 2020 
Call Options   Written      -400              97.5000   American  Jan 15, 2021 
Call Options   Written      -700              75.0000   American  Jan 15, 2021 
Put Options    Purchased    -6,000            90.0000   American  Sep 18, 2020 
Put Options    Purchased    -2,100            50.0000   American  Jun 19, 2020 
Put Options    Written      6,600             77.5000   American  Jan 15, 2021 
Put Options    Written      175,200           80.0000   American  Jan 15, 2021 
Call Options   Purchased    1,200             92.5000   American  Sep 18, 2020 
Put Options    Written      600               85.0000   American  May 15, 2020 
Call Options   Purchased    1,400             65.0000   American  Sep 18, 2020 
Put Options    Written      26,900            57.5000   American  Jun 19, 2020 
Put Options    Written      200               40.0000   American  Jan 21, 2022 
Call Options   Purchased    3,200             55.0000   American  Jan 15, 2021 
Call Options   Purchased    3,000             67.5000   American  Jan 15, 2021 
Put Options    Written      150,000           65.0000   American  Jun 19, 2020 
Put Options    Purchased    -5,000            42.5000   American  Jun 19, 2020 
Call Options   Written      -50,000           92.5000   American  Jan 15, 2021 
Put Options    Purchased    -14,000           67.5000   American  Sep 18, 2020 
Put Options    Purchased    -350,000          87.5000   American  Jan 15, 2021 
Call Options   Written      -75,700           70.0000   American  Jan 15, 2021 
Put Options    Purchased    -2,200            40.0000   American  Sep 18, 2020 
Call Options   Purchased    14,200            75.0000   American  Sep 18, 2020 
Call Options   Purchased    1,100             60.0000   American  Jan 15, 2021 
Call Options   Purchased    7,300             87.5000   American  Sep 18, 2020 
Put Options    Purchased    -11,100           95.0000   American  Jan 15, 2021 
Call Options   Written      -2,300            60.0000   American  Aug 21, 2020 
Put Options    Purchased    -2,300            35.0000   American  Jan 15, 2021 
Call Options   Written      -5,200            130.0000  American  Jun 19, 2020 
Put Options    Purchased    -5,000            55.0000   American  May 15, 2020 
Call Options   Written      -2,800            115.0000  American  Jun 19, 2020 
Put Options    Purchased    -70,000           67.5000   American  Jan 15, 2021 
Put Options    Purchased    -600              77.5000   American  Jan 15, 2021 
Put Options    Purchased    -2,100            100.0000  American  Jan 15, 2021 
Call Options   Written      -2,500            125.0000  American  Jan 15, 2021 
Put Options    Written      300               75.0000   American  Jan 15, 2021 
Put Options    Written      90,000            50.0000   American  Jun 19, 2020 
Put Options    Written      1,300             62.5000   American  May 15, 2020 
Put Options    Written      1,500             57.5000   American  Sep 18, 2020 
Put Options    Purchased    -100,000          92.5000   American  Jan 15, 2021 
Put Options    Purchased    -1,900            40.0000   American  Jan 15, 2021 
Put Options    Written      22,400            90.0000   American  Jan 15, 2021 
Put Options    Written      9,300             72.5000   American  Sep 18, 2020 
Put Options    Written      7,800             87.5000   American  Jun 19, 2020 
Put Options    Written      275,000           70.0000   American  Jan 15, 2021 
Call Options   Written      -15,700           105.0000  American  Jan 15, 2021 
Put Options    Written      2,900             92.5000   American  Jan 15, 2021 
Call Options   Purchased    1,700             57.5000   American  Jan 15, 2021 
Put Options    Written      9,600             72.5000   American  May 15, 2020 
Call Options   Written      -3,800            95.0000   American  Jan 15, 2021 
Call Options   Written      -4,200            110.0000  American  May 15, 2020 
Put Options    Purchased    -250,000          85.0000   American  Jan 15, 2021 
Call Options   Written      -6,100            120.0000  American  Jun 19, 2020 
Call Options   Written      -6,000            140.0000  American  Jan 15, 2021 
Call Options   Written      -60,000           87.5000   American  Jan 15, 2021 
 

Notes

 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2. For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20200512005722/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2020 
 

(END) Dow Jones Newswires

May 12, 2020 12:10 ET (16:10 GMT)

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