TIDMAJB
RNS Number : 3274U
AJ Bell PLC
01 April 2021
AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
The Company announces that it has been notified of the below
transactions (Transactions).
(1) On 30 March 2021:
a) Roger Stott, a person discharging managerial responsibility
in the Company (PDMR), purchased 50,000 ordinary shares of
GBP0.000125 each in the Company (Ordinary Shares) for GBP4.23291
per Ordinary Share; and
b) Julie Stott, a person closely associated (PCA) with Roger
Stott, purchased 50,000 Ordinary Shares for GBP4.236217 per
Ordinary Share.
(2) On 31 March 2021:
a) Bruce Robinson, a PDMR, in order to effect a "Bed and ISA"
transaction, sold 2,930 Ordinary Shares at a price of GBP4.20 pence
per Ordinary Share and then repurchased via his AJ Bell Youinvest
Individual Savings Account (ISA) the same number of 2,930 Ordinary
Shares at a price of GBP4.20 pence per Ordinary Share; and
b) Lee Robinson, a PCA with Bruce Robinson, in order to effect a:
(i) "Bed and ISA" transaction, sold 2,930 Ordinary Shares at a
price of GBP4.20 pence per Ordinary Share and then repurchased,
into her ISA, the same number of 2,930 Ordinary Shares at a price
of GBP4.20 pence per Ordinary Share; and
(ii) "Bed and SIPP" transaction, sold 3,381 Ordinary Shares at a
price of GBP4.205 per Ordinary Share and then repurchased via her
AJ Bell Youinvest Self Invested Personal Pension account (SIPP),
the same number of 3,381 Ordinary Shares at a price of GBP4.205 per
Ordinary Share.
(3) On 31 March 2021:
a) Fergus Lyons, a PDMR, transferred by way of gift:
(i) 750,000 Ordinary Shares to his adult daughter, Sophie
O'Brien and her husband, Daniel O'Brien;
(ii) 750,000 Ordinary Shares to his adult son, Declan Lyons; and
(iii) 250,000 Ordinary Shares to his adult son, Conor Lyons,
none of whom are a PCA with Fergus Lyons.
(4) Following completion of the Transactions, each of the PDMRs
named in column (1) of the below table is interested in the number
of Ordinary Shares in the Company and percentage of the Company's
issued share capital set alongside their respective names in
columns (2) and (3) of the below table.
(1) (2) (3)
PDMR Number of shares % of issued share
in which interested capital
--------------------- ------------------
Roger Stott 198,358 0.048
--------------------- ------------------
Bruce Robinson 629,457 0.153
--------------------- ------------------
Fergus Lyons 13,392,396 3.263
--------------------- ------------------
The notifications below, made in accordance with the
requirements of the EU Market Abuse Regulation, provide further
details.
ENQUIRIES
AJ Bell
-- Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Roger John Stott
------------------------------------------- ----------------------------------
2 Reason for the notification
-------------------------------------------------------------------------------
a) Position/status Group Finance Director/PDMR
------------------------------------------- ----------------------------------
b) Initial notification /Amendment Initial Notification
------------------------------------------- ----------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------- ----------------------------------
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
------------------------------------------- ----------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------------
a) Description of the financial Ordinary shares of GBP0.000125
instrument, type of instrument each
Identification code
GB00BFZNLB60
------------------------------------------- ----------------------------------
b) Nature of the transaction Purchase of shares
------------------------------------------- ----------------------------------
c) Currency GBP
------------------------------------------- ----------------------------------
d) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------------- ------------------ --------------
GBP4.23291 50,000
------------------------------------------------------------------- --------------
e) Aggregated information
* Aggregated volume N/A single transaction
* Aggregated Price
------------------------------------------- ----------------------------------
f) Date of the transaction 30 March 2021
------------------------------------------- ----------------------------------
g) Place of the transaction London Stock Exchange
------------------------------------------- ----------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Julie Stott
------------------------------------------ ------------------------------------
2 Reason for the notification
--------------------------------------------------------------------------------
a) Position/status PCA with Roger John Stott, Group
Finance Director/PDMR
------------------------------------------ ------------------------------------
b) Initial notification /Amendment Initial Notification
------------------------------------------ ------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------ ------------------------------------
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
------------------------------------------ ------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------------------
a) Description of the financial Ordinary shares of GBP0.000125
instrument, type of instrument each
Identification code
GB00BFZNLB60
------------------------------------------ ------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares
------------------------------------------ ------------------------------------
c) Currency GBP
------------------------------------------ ------------------------------------
d) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------------ -------------------- --------------
GBP4.236217 50,000
-------------------------------------------------------------------- --------------
e) Aggregated information
* Aggregated volume N/A single transaction
* Aggregated Price
------------------------------------------ ------------------------------------
f) Date of the transaction 30 March 2021
------------------------------------------ ------------------------------------
g) Place of the transaction London Stock Exchange
------------------------------------------ ------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Christopher Bruce Robinson
----------------------------------------------------------- ----------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Group Legal Services Director/Company Secretary/PDMR
----------------------------------------------------------- ----------------------------------------------------
b) Initial notification /Amendment Initial Notification
----------------------------------------------------------- ----------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------- ----------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------- ----------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary shares of GBP0.000125 each
----------------------------------------------------------- ----------------------------------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------- ----------------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
----------------------------------------------------------- ----------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.20 2,930
---------
----------------------------------------------------------- ----------------------------------------------------
d) Aggregated information
* Aggregated volume N/A single transaction
* Aggregated Price
----------------------------------------------------------- ----------------------------------------------------
e) Date of the transaction 31 March 2021
----------------------------------------------------------- ----------------------------------------------------
f) Place of the transaction London Stock Exchange
----------------------------------------------------------- ----------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Christopher Bruce Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Group Legal Services Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Christopher Bruce
Robinson ISA.
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.20 2,930
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume N/A single transaction
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 March 2021
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Diana Lee Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Christopher Bruce Robinson, Group Legal Services
Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.20 2,930
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume
N/A single transaction
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 March 2021
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Diana Lee Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Christopher Bruce Robinson, Group Legal Services
Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Diana Lee Robinson ISA
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.20 2,930
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume N/A single transaction
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 March 2021
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Diana Lee Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Christopher Bruce Robinson, Group Legal Services
Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.205 3,381
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume
N/A single transaction
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 March 2021
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Diana Lee Robinson
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Christopher Bruce Robinson, Group Legal Services
Director/Company Secretary/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Diana Lee Robinson SIPP
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.205 3,381
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume
N/A single transaction
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 March 2021
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Fergus John Lyons
-------------------------------------- ------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------
a) Position/status AJ Bell Investcentre Managing Director/PDMR
-------------------------------------- ------------------------------------------------------
b) Initial notification Initial Notification
/Amendment
-------------------------------------- ------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------- ------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------- ------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------
a) Description of the financial Ordinary shares of GBP0.000125 each
instrument, type of
instrument
-------------------------------------- ------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------- ------------------------------------------------------
b) Nature of the transaction Transfer of shares to adult child
and spouse
-------------------------------------- ------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0 750,000
---------
-------------------------------------- ------------------------------------------------------
d) Aggregated information
* Aggregated volume N/A single transaction
* Price
-------------------------------------- ------------------------------------------------------
e) Date of the transaction 31 March 2021
-------------------------------------- ------------------------------------------------------
f) Place of the transactions Outside of a trading venue
-------------------------------------- ------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Fergus John Lyons
--------------------------------------- -----------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------
a) Position/status AJ Bell Investcentre Managing Director/PDMR
--------------------------------------- -----------------------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------------------- -----------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------
a) Name AJ Bell plc
--------------------------------------- -----------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
--------------------------------------- -----------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------
a) Description of the financial Ordinary shares of GBP0.000125 each
instrument, type of instrument
--------------------------------------- -----------------------------------------------------
Identification code GB00BFZNLB60
--------------------------------------- -----------------------------------------------------
b) Nature of the transaction Transfer of shares to adult child
--------------------------------------- -----------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0 750,000
---------
--------------------------------------- -----------------------------------------------------
d) Aggregated information
* Aggregated volume N/A single transaction
* Price
--------------------------------------- -----------------------------------------------------
e) Date of the transaction 31 March 2021
--------------------------------------- -----------------------------------------------------
f) Place of the transactions Outside of a trading venue
--------------------------------------- -----------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Fergus John Lyons
--------------------------------------- -----------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------
a) Position/status AJ Bell Investcentre Managing Director/PDMR
--------------------------------------- -----------------------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------------------- -----------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------
a) Name AJ Bell plc
--------------------------------------- -----------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
--------------------------------------- -----------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------
a) Description of the financial Ordinary shares of GBP0.000125 each
instrument, type of instrument
--------------------------------------- -----------------------------------------------------
Identification code GB00BFZNLB60
--------------------------------------- -----------------------------------------------------
b) Nature of the transaction Transfer of shares to adult child
--------------------------------------- -----------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 0 250,000
---------
--------------------------------------- -----------------------------------------------------
d) Aggregated information
-- Aggregated volume N/A single transaction
* Price
--------------------------------------- -----------------------------------------------------
e) Date of the transaction 31 March 2021
--------------------------------------- -----------------------------------------------------
f) Place of the transactions Outside of a trading venue
--------------------------------------- -----------------------------------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 1 April 2021
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END
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