RUA Life Sciences PLC Holding(s) in Company (4480K)
January 04 2021 - 5:16AM
UK Regulatory
TIDMRUA
RNS Number : 4480K
RUA Life Sciences PLC
04 January 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting RUA Life Sciences Plc
rights are at- tached ii :
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights X
------------------
Other (please specify) iii :
------------------
3. Details of person subject to the notifica tion obliga tion iv
Name Walker Crips Investment Management
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City and country of registered office London, United Kingdom
(if applicable)
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4. Full name of shareholder(s) (if diff erent from 3 .) v
Name W B Nominees
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City and country of registered office Romford, United Kingdom
(if applicable)
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5. Date on which the threshold was 31/12/2020
crossed or reached vi :
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6. Date on which issuer notified 04/01/2021
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number
at- tached to through financial Total of both of voting rights
shares (to- tal instru- ments in % (8.A + 8.B) of is- suer
of 8. A) (total of 8.B 1 vii
+ 8.B 2)
---------------------- ---------------------- ---------------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 8.65% 8.65% 22,184,797
---------------------- ---------------------- ---------------------- ------------------
Position of previous
notification (if
applicable) 11.98% 11.98%
---------------------- ---------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if
possible)
------------------------------------------------ ------------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------- ------------------------- --------------------------------- -------------------------
GB0033360586 1,917,973 8.65%
--------------------- ------------------------- --------------------------------- -------------------------
SUBTOTAL 8. A 1,917,973 8.65%
------------------------------------------------ ------------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Number of voting
Type of Expiration Exercise/ Conversion rights that may be % of voting rights
financial date x Period xi acquired if the instrument
in- strument is exercised/converted.
--------------------- ------------------------- --------------------------------- -------------------------
SUBTOTAL 8. B 1
------------------------- --------------------------------- -------------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of
financial date x Conversion cash voting rights % of voting rights
instrument Pe- riod xi settlement
xii
---------------------- ------------------------- --------------- ---------------- -------------------------
SUBTOTAL 8.B.2
--------------- ---------------- -------------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
----------------------------
Full chain of controlled undertakings through which the voting rights
and/or the X
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity xiv (please add additional
rows as necessary)
----------------------------
% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
N ame xv higher than the notifiable in- struments if than the notifiable
threshold it equals or is higher threshold
than the notifiable
threshold
------------------------------ -------------------------- ----------------------------
Walker Crips Group
Plc
------------------------------ -------------------------- ----------------------------
Walker Crips Investment
Management Limited
------------------------------ -------------------------- ----------------------------
W B Nominees Plc 8.65% 8.65%
------------------------------ -------------------------- ----------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights held
--------------------------------------------------------
The date until which the voting rights
will be held
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11 . Additional information xvi
Place of completion Walker Crips Investment Management
Date of completion 04/01/2021
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