Barclays PLC Form 8.5 (EPT/NON-RI) Tullow Oil plc (8688V)
August 12 2022 - 4:23AM
UK Regulatory
TIDMBARC TIDMTLW
RNS Number : 8688V
Barclays PLC
12 August 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL
(a) SECURITIES LTD
----------------------------------------------------
Name of offeror/offeree in relation to whose TULLOW OIL PLC
(b)
---------------------
relevant securities this form relates:
-------------- ---------------------------------------------------- ----------- ------
Name of the party to the offer with which Tullow Oil plc
(c) exempt
---------------------
principal trader is connected
-------------- ---------------------------------------------------- ----------- ------
Date position held/dealing undertaken: 11 August 2022
(d)
-------------- ---------------------------------------------------- ---------------------
In addition to the company in 1(b) above, YES:
(e) is the exempt principal
trader making disclosures in respect of CAPRICORN ENERGY
any other party to the offer? PLC
-------------- ---------------------------------------------------- ---------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
Interests and short positions in the relevant securities of
(a) the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 10p ordinary
-------------------- -------------------
Interests Short Positions
-------------------- -------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------- ----------- ------
Relevant securities
(1) owned
and/or controlled: 2,039,498 0.14% 10,487,447 0.73%
Cash-settled derivatives:
(2)
8,382,008 0.58% 349,279 0.02%
Stock-settled derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,421,506 0.72% 10,836,726 0.75%
Rights to subscribe for new securities (including directors
(b) and other executive
options)
Class of relevant security in relation
to
-------
which subscription right exists
----------------------------------------------------------- ------------------------------
Details, including nature of the rights
-------
concerned and relevant percentages:
----------------------------------------------------------- ------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
10p ordinary Purchase 591,496 0.5230 GBP 0.5137 GBP
10p ordinary Sale 149,456 0.5201 GBP 0.5129 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- -------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------- -------------- -------------- ------------ -----------
10p ordinary SWAP Decreasing 49 0.5185 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 9,135 0.5165 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 18,158 0.5208 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 21,359 0.5129 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 30,933 0.5182 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 33,563 0.5197 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 33,880 0.5183 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 40,563 0.5176 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 48,467 0.5200 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary CFD Decreasing 60,535 0.5153 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 76,000 0.5202 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary CFD Decreasing 82,773 0.5196 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 92,317 0.5200 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 94,061 0.5177 GBP
Long
---------------- ---------------- ------------ -----------
10p ordinary SWAP Decreasing 9,886 0.5167 GBP
Short
---------------- ---------------- ------------ -----------
10p ordinary SWAP Opening Short 92,317 0.5200 GBP
---------------- ---------------- ------------ -----------
10p ordinary SWAP Opening Long 48,467 0.5200 GBP
---------------- ---------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
--------------------------------------------------------------------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 12 Aug 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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