Beazley PLC Holding(s) in Company (5719N)
February 01 2021 - 6:04AM
UK Regulatory
TIDMBEZ
RNS Number : 5719N
Beazley PLC
01 February 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Beazley plc
underlying issuer of existing shares
to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
-------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
-------------
An acquisition or disposal of financial instruments X
-------------
An event changing the breakdown of voting rights
-------------
Other (please specify):
-------------
3. Details of person subject to the notification obligation
Name Wellington Management International
Ltd
----------------------------------------------------
City and country of registered London, England
office (if applicable)
----------------------------------------------------
4. Full name of shareholder(s) (if different from 3.)
Name BBH ISL NOMINEES LTD
BNY (OCS) Nominees Limited
GOLDMAN SACHS INTERNATIONAL
HSBC Global Custody Nominee (UK)
Limited
JP Morgan Chase Nominees Limited
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
VIDACOS NOMINEES LIMITED
----------------------------------------------------
City and country of registered
office (if applicable)
----------------------------------------------------
5. Date on which the threshold 29/01/2021
was crossed or reached:
----------------------------------------------------
6. Date on which issuer notified 01/02/2021
(DD/MM/YYYY):
----------------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of Total number
rights attached through financial both in of voting
to shares instruments % rights of
issuer
(total of 8.A) (total of 8.B.1 (8.A + 8.B)
+ 8.B.2)
---------------------- ------------------- ---------------- -------------
Resulting situation
on the date on
which threshold
was crossed or
reached 5.04% 0.07% 5.11% 608,942,527
---------------------- ------------------- ---------------- -------------
Position of previous
notification (if
applicable) 4.90% 0.08% 4.98%
---------------------- ------------------- ---------------- -------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
-------------------------------------------------- --------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------ ------------------------------------ ----------------- -------------
GB00BYQ0JC66
Common Stock 30,734,040 5.04%
------------ ------------------------------------ ----------------- -------------
SUBTOTAL 8.A 30,734,040 5.04%
-------------------------------------------------- --------------------------------
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that may be rights
Period acquired if the instrument
is exercised/converted
------------ ---------------- ------------------------------------- -------------
SUBTOTAL
8.B.1
------------------------------------- -------------
B 2: Financial Instruments with similar economic effect DTR5.3.1R
(1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date Conversion or cash voting rights rights
Period settlement
------------ ---------------- ------------------ ----------------- -------------
230,490
Equity Swap
shares or
230,490
votes on
11/11/2020 a converted
Equity Swap 15/05/2023 to 15/05/2023 Cash settlement basis 0.04%
------------ ---------------- ------------------ ----------------- -------------
64,269 Equity
Swap shares
or 64,269
votes on
21/05/2020 a converted
Equity Swap 15/05/2023 to 15/05/2023 Cash settlement basis 0.01%
------------ ---------------- ------------------ ----------------- -------------
62,760 Equity
Swap shares
or 62,760
votes on
29/05/2020 a converted
Equity Swap 15/05/2023 to 15/05/2023 Cash settlement basis 0.01%
------------ ---------------- ------------------ ----------------- -------------
24,237 Equity
Swap shares
or 24,237
votes on
11/03/2020 a converted
Equity Swap 15/05/2023 to 15/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
13,813 Equity
Swap shares
or 13,813
votes on
18/03/2020 a converted
Equity Swap 15/05/2023 to 15/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
8,047 Equity
Swap shares
or 8,047
votes on
09/10/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
6,513 Equity
Swap shares
or 6,513
votes on
24/09/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
4,624 Equity
Swap shares
or 4,624
votes on
19/03/2020 a converted
Equity Swap 15/05/2023 to 15/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
4,553 Equity
Swap shares
or 4,553
votes on
13/10/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
4,547 Equity
Swap shares
or 4,547
votes on
11/09/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
1,878 Equity
Swap shares
or 1,878
votes on
27/08/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
1,867 Equity
Swap shares
or 1,867
votes on
29/01/2021 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
1,841 Equity
Swap shares
or 1,841
votes on
12/11/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
1,674 Equity
Swap shares
or 1,674
votes on
02/02/2021 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
1,490 Equity
Swap shares
or 1,490
votes on
01/09/2020 a converted
Equity Swap 22/05/2023 to 22/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
693 Equity
Swap shares
or 693 votes
21/05/2020 on a converted
Equity Swap 05/05/2023 to 05/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
373 Equity
Swap shares
or 373 votes
01/09/2020 on a converted
Equity Swap 05/05/2023 to 05/05/2023 Cash settlement basis 0.00%
------------ ---------------- ------------------ ----------------- -------------
SUBTOTAL
8.B.2 433,669 0.07%
----------------- -------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
----------------------
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
----------------------- -------------------- ----------------------
Wellington Management
International Ltd 5.04% 5.11%
----------------------- -------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
--------------------------------------------
The number and % of voting rights
held
--------------------------------------------
The date until which the voting
rights will be held
--------------------------------------------
11. Additional information:
Place of completion London
Date of completion 01/02/2021
----------------------------------------------------------------------
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END
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