TIDMBKG TIDM80GT

RNS Number : 9279V

Berkeley Group Holdings (The) PLC

19 April 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B02L3W35

Issuer Name

THE BERKELEY GROUP HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Is the shareholder the same as the person subject to the notification obligation, above?

No

 
  Name                           City of registered office    Country of registered office 
   J.P. Morgan Securities LLC 
                               ===========================  ============================== 
   J.P. Morgan Securities plc 
                               ===========================  ============================== 
 

5. Date on which the threshold was crossed or reached

14-Apr-2021

6. Date on which Issuer notified

16-Apr-2021

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                2.541467                2.865353                5.406820                6575946 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            3.111531                2.824347                5.935878 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB00B02L3W35                                       3090968                                         2.541467 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              3090968                                         2.541467% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date   Exercise/conversion   Physical or cash    Number of voting    % of voting rights 
instrument                            period                settlement          rights 
 Cash-settled 
  Equity Swap        21/04/2021        21/04/2021            Cash                500000              0.411113 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        29/04/2021        29/04/2021            Cash                331269              0.272378 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        04/05/2021        04/05/2021            Cash                90000               0.074000 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        05/05/2021        05/05/2021            Cash                271114              0.222917 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        24/05/2021        24/05/2021            Cash                110000              0.090445 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        26/05/2021        26/05/2021            Cash                8508                0.006994 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        03/06/2021        03/06/2021            Cash                739000              0.607625 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        14/06/2021        14/06/2021            Cash                119570              0.098313 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        23/06/2021        23/06/2021            Cash                14693               0.012080 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        08/07/2021        08/07/2021            Cash                200000              0.164445 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        14/09/2021        14/09/2021            Cash                594630              0.488921 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        06/01/2022        06/01/2022            Cash                20000               0.016444 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        02/03/2022        02/03/2022            Cash                6222                0.005108 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        03/03/2022        03/03/2022            Cash                858                 0.000705 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        18/03/2022        18/03/2022            Cash                7233                0.005947 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        29/03/2022        29/03/2022            Cash                3124                0.002565 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        14/04/2022        14/04/2022            Cash                17869               0.014683 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        27/04/2022        27/04/2022            Cash                2420                0.001985 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        04/05/2022        04/05/2022            Cash                110868              0.091141 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        13/05/2022        13/05/2022            Cash                359                 0.000295 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        27/05/2022        27/05/2022            Cash                52                  0.000042 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        12/08/2022        12/08/2022            Cash                142522              0.117181 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        01/09/2022        01/09/2022            Cash                21690               0.017832 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        16/09/2022        16/09/2022            Cash                44025               0.036197 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        22/09/2022        22/09/2022            Cash                6000                0.004933 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        10/10/2022        10/10/2022            Cash                25546               0.021001 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        12/10/2022        12/10/2022            Cash                59387               0.048814 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        08/02/2023        08/02/2023            Cash                9                   0.000007 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        06/06/2025        06/06/2025            Cash                91                  0.000074 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        13/06/2025        13/06/2025            Cash                1368                0.001124 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        11/09/2025        11/09/2025            Cash                21238               0.017462 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        20/03/2026        20/03/2026            Cash                448                 0.000364 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        25/03/2026        25/03/2026            Cash                484                 0.000395 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        07/04/2026        07/04/2026            Cash                3745                0.003078 
                    ================  ====================  ==================  ==================  ================== 
 Physically 
  Settled Put 
  Option             07/05/2021        07/05/2021            Cash                10636               0.008745 
                    ================  ====================  ==================  ==================  ================== 
Sub Total 8.B2                                                                   3484978             2.865353% 
                                                                                ==================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
                            J.P. Morgan 
   JPMorgan Chase & Co.      Securities plc          2.532981               2.865353               5.398334 
                         =======================  =====================  =====================  ====================== 
                            J.P. Morgan 
   JPMorgan Chase & Co.      Securities LLC                                                        0.000000 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Is there proxy voting?

No

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

12. Date of Completion

16-Apr-2021

13. Place Of Completion

London, United Kingdom

Ann Dibben

Company Secretary

The Berkeley Group Holdings plc

Tel: 01932 868555

   LEI:     2138009OQSSLVVHQAL78 

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(END) Dow Jones Newswires

April 19, 2021 10:00 ET (14:00 GMT)