TIDMBRK

RNS Number : 8258A

Brooks Macdonald Group PLC

01 October 2020

Brooks Macdonald Group PLC

(the "Company")

Director/PDMR Shareholding

Notification and public disclosure of transactions by persons discharging managerial responsibilities ("PDMR") in accordance with the Market Abuse Regulations.

On 30 September 2020, the Company granted pursuant to the 2018 Brooks Macdonald Long Term Incentive Plan (the "Plan") conditional awards (the "LTIP Awards") over the ordinary shares of 1 pence each in the Company (the "Shares") to the following PDMRs:

 
 PDMR                     Number of Shares Over 
                         Which Awards are Granted 
 Caroline Connellan              10,019 
                       -------------------------- 
 Lynsey Cross                     4,466 
                       -------------------------- 
 Robin Eggar                      1,675 
                       -------------------------- 
 Tom Emery                        1,675 
                       -------------------------- 
 John Jackson                     1,675 
                       -------------------------- 
 Adrian Keane-Munday              1,675 
                       -------------------------- 
 Alick Mackay                     2,233 
                       -------------------------- 
 Ben Thorpe                       7,870 
                       -------------------------- 
 Priti Verma                      3,907 
                       -------------------------- 
 

The Plan has been established to retain and incentivise key executives in order to deliver sustainable growth and in addition to align further the interests of those executives with those of shareholders.

Vesting of Awards

The LTIP Awards will vest in full subject to both the following performance conditions being met:

i) the maintenance of a satisfactory risk, compliance, governance and internal control environment; and

ii) a Remuneration Committee assessment that the value being delivered on vesting is commensurate with the underlying financial performance of the Company over the three-year vesting period.

Further the LTIP Awards are also subject to continued employment and malus and clawback provisions.

Holding period

The LTIP Awards shall be subject to a compulsory, holding period of a further two years from the date of vesting.

Timetable

The LTIP Awards are expected to vest on 30 September 2023, following the announcement of the Group's results for the year ended 30 June 2023 and the holding requirement is expected to lapse on 30 September 2025.

On 30 September 2020, the Company granted pursuant to the 2018 Brooks Macdonald Long Term Incentive Plan (the "Plan") conditional awards (the "Exceptional Award") over the ordinary shares of 1 pence each in the Company (the "Shares") to the following PDMR:

 
 PDMR             Number of Shares Over 
                 Which Awards are Granted 
 Edward Park             13,954 
               -------------------------- 
 

This award was made in relation to Edward Park's new appointment as Chief Investment Officer.

Vesting of Award

The Exceptional Award will vest in full subject to both the following performance conditions being met:

i) the maintenance of a satisfactory risk, compliance, governance and internal control environment, and

   ii)            general good health of the Company as assessed by the Remuneration Committee. 

Holding period

The Exceptional Award shall be subject to a compulsory, holding period of a further two years from the date of vesting.

Timetable

The Exceptional Award is expected to vest on 30 September 2023, following the announcement of the Group's results for the year ended 30 June 2023 and the holding requirement is expected to lapse on 30 September 2025.

On 30 September 2020, the Company granted pursuant to the 2018 Brooks Macdonald Long Term Incentive Plan (the "Plan") nil price options (the "DBP Awards") over the ordinary shares of 1 pence each in the Company (the "Shares") to the following PDMRs under the Company's Deferred Bonus Plan:

 
 PDMR                     Number of Shares Over 
                         Which Awards are Granted 
 Caroline Connellan               6,987 
                       -------------------------- 
 Robin Eggar                      3,257 
                       -------------------------- 
 Tom Emery                        2,240 
                       -------------------------- 
 John Jackson                     1,629 
                       -------------------------- 
 Adrian Keane-Munday              1,629 
                       -------------------------- 
 Alick Mackay                     3,257 
                       -------------------------- 
 Edward Park                      3,665 
                       -------------------------- 
 Andrew Shepherd                  3,868 
                       -------------------------- 
 Ben Thorpe                       5,489 
                       -------------------------- 
 Priti Verma                      2,647 
                       -------------------------- 
 

The DBP Awards vest in three equal tranches on 30 September 2021, 30 September 2022 and 30 September 2023. There are no performance conditions or holding periods associated with the DBP Awards.

As at today's date, these Awards together represent 0.52% of the total voting rights of the Company.

ANNEX

The notification below, made in accordance with the EU Market Abuse Regulation, provides further details:

 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Caroline Connellan 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                    CEO 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1 pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 10,019 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Lynsey Cross 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                   Chief Operating Officer 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 4.466 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Robin Eggar 
      --------------------------------  ------------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------------- 
 (a)   Position/status                    Managing Director, Head of UK Investment 
                                           Management 
      --------------------------------  ------------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------------ 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 1,675 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Tom Emery 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                   HR Director 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 1,675 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              John Jackson 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                    Director, Products and Propositions 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 1,675 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Adrian Keane-Munday 
      --------------------------------  --------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------- 
 (a)   Position/status                   Managing Director, Financial Planning, 
                                          and Marketing Director 
      --------------------------------  --------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  --------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  --------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  --------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  --------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  --------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 1,675 
                                          Exercise Price(s): Nil 
      --------------------------------  --------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  --------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  --------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  --------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Alick Mackay 
      --------------------------------  ------------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------------- 
 (a)   Position/status                   Strategy & Corporate Development Director 
      --------------------------------  ------------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------------ 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 2,233 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Ben Thorpe 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                   Finance Director 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 7,870 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Priti Verma 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                   Chief Risk Officer 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 3,907 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Edward Park 
      --------------------------------  -------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------ 
 (a)   Position/status                   Chief Investment Officer 
      --------------------------------  -------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------ 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------- 
 (b)   Nature of the transaction         Grant of a conditional award over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  -------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 13,954 
                                          Exercise Price(s): Nil 
      --------------------------------  -------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  -------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  -------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Caroline Connellan 
      --------------------------------  ------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------- 
 (a)   Position/status                   CEO 
      --------------------------------  ------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 6,987 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Robin Eggar 
      --------------------------------  ----------------------------------------- 
 2.    Reason for the notification 
      --------------------------------------------------------------------------- 
 (a)   Position/status                   Managing Director, Head of UK Investment 
                                          Management 
      --------------------------------  ----------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ----------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ----------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ----------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      --------------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ----------------------------------------- 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ----------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 3,257 
                                          Exercise Price(s): Nil 
      --------------------------------  ----------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ----------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  ----------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  ----------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Tom Emery 
      --------------------------------  ------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------- 
 (a)   Position/status                   HR Director 
      --------------------------------  ------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 2,240 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              John Jackson 
      --------------------------------  ------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------- 
 (a)   Position/status                   Director, Products and Propositions 
      --------------------------------  ------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 1,629 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Adrian Keane-Munday 
      --------------------------------  --------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------- 
 (a)   Position/status                   Managing Director, Financial Planning, 
                                          and Marketing Director 
      --------------------------------  --------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  --------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  --------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  --------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  --------------------------------------- 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  --------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 1,629 
                                          Exercise Price(s): Nil 
      --------------------------------  --------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  --------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  --------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  --------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Alick Mackay 
      --------------------------------  ------------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------------- 
 (a)   Position/status                   Strategy & Corporate Development Director 
      --------------------------------  ------------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 3,257 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Edward Park 
      --------------------------------  ------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------- 
 (a)   Position/status                   Chief Investment Officer 
      --------------------------------  ------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 3,665 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Andrew Shepherd 
      --------------------------------  ------------------------------------- 
 2.    Reason for the notification 
      ----------------------------------------------------------------------- 
 (a)   Position/status                   CEO International & Group Deputy CEO 
      --------------------------------  ------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ----------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ----------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------- 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 3,868 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------- 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------- 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Ben Thorpe 
      --------------------------------  ------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------- 
 (a)   Position/status                   Finance Director 
      --------------------------------  ------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 5,489 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------ 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Priti Verma 
      --------------------------------  ------------------------------------ 
 2.    Reason for the notification 
      ---------------------------------------------------------------------- 
 (a)   Position/status                   Chief Risk Officer 
      --------------------------------  ------------------------------------ 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  ------------------------------------ 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ---------------------------------------------------------------------- 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  ------------------------------------ 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  ------------------------------------ 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ---------------------------------------------------------------------- 
 (a)   Description of the financial      Ordinary shares of 1pence each 
        instrument, type of instrument 
        Identification code               BRK 
                                          ISIN GB00B067N833 
      --------------------------------  ------------------------------------ 
 (b)   Nature of the transaction         Grant of nil price options over the 
                                          ordinary shares of 1 pence each in 
                                          the Company 
      --------------------------------  ------------------------------------ 
 (c)   Price(s) and volume(s)            Volume granted: 2,647 
                                          Exercise Price(s): Nil 
      --------------------------------  ------------------------------------ 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  ------------------------------------ 
       Date of the transaction           30 September 2020 
      --------------------------------  ------------------------------------ 
       Place of the transaction          Outside of a main market 
      --------------------------------  ------------------------------------ 
 

Enquiries:

 
 Brooks Macdonald Group PLC 
 Caroline Connellan, Chief Executive     +44 (0)20 7659 3492 
 Ben Thorpe, Group Finance Director      +44 (0)20 7659 3492 
 
 Peel Hunt LLP 
 Adrian Trimmings / Rishi Shah 
  / John Welch                           +44 (0)20 7418 8900 
 

LEI: 213800WRDF8LB8MIEX37

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END

DSHBGBDGUSGDGGB

(END) Dow Jones Newswires

October 01, 2020 06:47 ET (10:47 GMT)