Brewin Dolphin Holdings PLC Director/PDMR Shareholding (7605I)
December 15 2020 - 10:15AM
UK Regulatory
TIDMBRW
RNS Number : 7605I
Brewin Dolphin Holdings PLC
15 December 2020
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR')
received a conditional share award granted under the Company's Long
Term Performance Plan ('LTIP') on 13 December 2017 (the 'Grant
Date') (collectively the 'Awards'). The performance period for the
Awards was three years to 30 September 2020. Performance against
the criteria was tested and the Awards automatically vested at
32.2% on 14 December 2020 (the first business day after the third
anniversary of the Grant Date).
The Company has in place an automatic sell to cover tax and
national insurance provision (the 'Provision'), after which the
balance of shares is automatically transferred to the participant
(the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision
having been applied. The price used for the value of the Balance of
Shares is the market price used to calculate the Provision.
All individuals listed below have retained the Balance of
Shares.
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Susan Beckett
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief Risk Officer (PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- -------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of Shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP2.89 10,961
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
10,961 shares
- Price
GBP2.89
-------------------------- -------------------------------------------
e) Date of the transaction 2020-12-14
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
-----------------------------------------------------------------------
a) Name Robin Beer
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Chief Executive (PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
-------------------------- -------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of Shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP2.89 10,961
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
10,961 shares
- Price
GBP2.89
-------------------------- -------------------------------------------
e) Date of the transaction 2020-12-14
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
-----------------------------------------------------------------------
a) Name Richard Buxton
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Group People and Sustainability Director
(PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
-------------------------- -------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of Shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP2.89 10,961
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
10,961 shares
- Price
GBP2.89
-------------------------- -------------------------------------------
e) Date of the transaction 2020-12-14
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
-----------------------------------------------------------------------
a) Name Charles Ferry
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Managing Director of Wealth and Investment
(PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
-------------------------- -------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of Shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP2.89 10,961
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
10,961 shares
- Price
GBP2.89
-------------------------- -------------------------------------------
e) Date of the transaction 2020-12-14
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
-----------------------------------------------------------------------
a) Name Nicholas Fitzgerald
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Managing Director of Advice and Innovation
(PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- -------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of Shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP2.89 10,961
----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
10,961 shares
- Price
GBP2.89
-------------------------- -------------------------------------------
e) Date of the transaction 2020-12-14
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Charles Ferry
-------------------------- -------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------
a) Position/status Managing Director of Wealth and Investment
(PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
-------------------------- -------------------------------------------
b) Nature of the transaction Sale and repurchase into personal
pension plan.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP2.89 45,000 (sale)
------------------
GBP2.8905 45,000 (purchase)
------------------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume Sale
45,000 shares
- Price
- Aggregated volume
GBP2.89
- Price Purchase
45,000 shares
GBP2.8905
-------------------------- -------------------------------------------
e) Date of the transaction 2020-12-14
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
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END
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