TIDMBRW

RNS Number : 8928U

Brewin Dolphin Holdings PLC

07 December 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                     Brewin Dolphin Holdings PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             ----------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer                                                                                    UK Issuer 
                                                                                                ------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") - [Ensure one box is ticked] 
 An acquisition or disposal of voting rights                                                          X 
                                                                                                ------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------ 
 An event changing the breakdown of voting rights 
                                                                                                ------------ 
 Other (please specify)(iii) : 
                                                                                                ------------ 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         Computershare Trustees (Jersey) Limited 
 City and country of registered office                        St Helier, Jersey 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         Computershare Trustees (Jersey) Limited 
                                                             ----------------------------------------------- 
 City and country of registered office                        St Helier, Jersey 
  (if applicable) 
                                                             ----------------------------------------------- 
 5. Date on which the threshold was                           03 December 2021 
  crossed or reached (vi) : 
                                                             ----------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               06 December 2021 
                                                             ----------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
  Above 3% 
                              % of voting       % of voting rights      Total of both    Total number 
                            rights attached      through financial       in % (8.A +      of voting rights 
                            to shares (total        instruments              8.B)         held in issuer 
                                of 8. A)           (total of 8.B                          (vii) 
                                                     1 + 8.B 2) 
                          ------------------  ----------------------  ----------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               9,385,978           0                       9,385,978         9,385,978 
                          ------------------  ----------------------  ----------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              8,808,003                                   8,808,003         8,808,003 
                          ------------------  ----------------------  ----------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of             Number of voting rights                        % of voting rights 
  shares                    (ix) 
  ISIN code (if 
  possible) 
                                  Direct                Indirect                Direct             Indirect 
                                 (DTR5.1)               (DTR5.2.1)              (DTR5.1)           (DTR5.2.1) 
                                                 ---------------------- 
 GB0001765816              9,385,978                                      3.09031% 
                          ---------------------  ----------------------  --------------------  ---------------- 
 
 
 SUBTOTAL 8. A 
                          ---------------------------------------------  -------------------------------------- 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 Type of financial         Expiration   Exercise/                   Number of voting            % of voting 
  instrument                date         Conversion Period           rights that may             rights 
                            (x)          (xi)                        be acquired if 
                                                                     the instrument 
                                                                     is 
                                                                     exercised/converted. 
                          -----------  --------------------------  --------------------------  ---------------- 
 
 
 
                                        SUBTOTAL 8. B 1 
                                       --------------------------  --------------------------  ---------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  DTR5.3.1R (1) (b) 
 Type of financial    Expiration        Exercise/         Physical or          Number of        % of voting 
  instrument           date (x)          Conversion        cash                 voting rights    rights 
                                         Period (xi)       settlement 
                                                           (xii) 
                     ----------------  ----------------  -------------------  --------------- 
 
 
 
                                                          SUBTOTAL 8.B.2 
                                                         -------------------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                         x 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
        Name (xv)           % of voting rights      % of voting rights       Total of both if 
                              if it equals or        through financial        it equals or is 
                             is higher than the      instruments if it        higher than the 
                            notifiable threshold    equals or is higher     notifiable threshold 
                                                    than the notifiable 
                                                         threshold 
                          ----------------------  ---------------------  ------------------------ 
 Computershare Limited     3.09031%                n/a                    3.09031% 
                          ----------------------  ---------------------  ------------------------ 
 NB: On the online 
  form, it also asks 
  us for the Ultimate 
  beneficial owner. 
  If the trustee is 
  CTJL or CTCIL then 
  this is Computershare 
  Limited. 
                          ----------------------  ---------------------  ------------------------ 
 
 
 
 
 10. In case of proxy voting, please identify: THIS SECTION NOT APPLICABLE 
 Name of the proxy holder 
                                                  ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                  ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                  ----------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   ST Helier, Jersey 
 Date of completion    6/12/21 
                      ------------------ 
 

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