TIDMESNT

RNS Number : 7530J

Essentra plc

24 December 2020

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                            Essentra PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                 ------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                  ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                        X 
                                                                                  ---- 
 An acquisition or disposal of financial instruments 
                                                                                  ---- 
 An event changing the breakdown of voting rights 
                                                                                  ---- 
 Other (please specify)(iii) : 
                                                                                  ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                             Ameriprise Financial, Inc. and its 
                                                   group 
 City and country of registered office            Minneapolis, USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                 ------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                 ------------------------------------- 
 5. Date on which the threshold was               17/12/2020 
  crossed or reached (vi) : 
                                                 ------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):   21/12/2020 
                                                 ------------------------------------- 
 
 
 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting      % of voting rights   Total of both   Total number 
                            rights attached     through financial    in % (8.A +     of voting rights 
                            to shares (total       instruments           8.B)        of issuer (vii) 
                                of 8. A)          (total of 8.B 
                                                   1 + 8.B 2) 
                          ------------------  -------------------  --------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                    4.982%               0.000%            4.982%          301,682,058 
                          ------------------  -------------------  --------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)                   5.061%                N/A              5.061% 
                          ------------------  -------------------  --------------  ------------------ 
 
 
     8. Notified details of the resulting situation on the date on which the 
      threshold was crossed or reached (viii) 
     A: Voting rights attached to shares 
     Class/type of           Number of voting rights                                 % of voting rights 
     shares                   (ix) 
     ISIN code (if 
     possible) 
                                    Direct                     Indirect                        Direct                     Indirect 
                              (Art 9 of Directive         (Art 10 of Directive           (Art 9 of Directive         (Art 10 of Directive 
                                  2004/109/EC)                2004/109/EC)              2004/109/EC) (DTR5.1)            2004/109/EC) 
                                    (DTR5.1)                   (DTR5.2.1)                                                 (DTR5.2.1) 
                                                    ------------------------------ 
  GB00B0744359                      50,019                    14,979,752                       0.017%                      4.965% 
                            ----------------------  ------------------------------  ---------------------------  -------------------------- 
 
  SUBTOTAL 8. A                                   15,029,771                                                 4.982% 
                            ------------------------------------------------------  ------------------------------------------------------- 
 
  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
   (DTR5.3.1.1 (a)) 
  Type of financial          Expiration   Exercise/                         Number of voting                      % of voting 
   instrument                 date         Conversion Period                 rights that may                       rights 
                              (x)          (xi)                              be acquired if 
                                                                             the instrument 
                                                                             is 
                                                                             exercised/converted. 
                            -----------  --------------------------------  ------------------------------------  -------------------------- 
 
                                          SUBTOTAL 8. B 1 
                                         --------------------------------  ------------------------------------  -------------------------- 
 
  B 2: Financial Instruments with similar economic effect according to Art. 
   13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
  Type of        Expiration               Exercise/               Physical or               Number of             % of voting 
   financial      date (x)                 Conversion              cash                      voting rights         rights 
   instrument                              Period (xi)             settlement 
                                                                   (xii) 
                -----------------------  ----------------------  ------------------------  -------------------- 
 
                                                                  SUBTOTAL 8.B.2 
                                                                 ------------------------  -------------------- 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                                                           X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
      Name (xv)                 % of voting rights                   % of voting rights                    Total of both if 
                                  if it equals or                     through financial                     it equals or is 
                                is higher than the                    instruments if it                     higher than the 
                               notifiable threshold                  equals or is higher                  notifiable threshold 
                                                                     than the notifiable 
                                                                          threshold 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Ameriprise                 %                                    %                                     % 
  Financial, 
  Inc. 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 TAM UK International       %                                    %                                     % 
  Holdings Limited 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Threadneedle Asset         %                                    %                                     % 
  Management 
  Oversight 
  Limited 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Ameriprise                 %                                    %                                     % 
  International 
  Holdings GmbH 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Threadneedle Asset         %                                    %                                     % 
  Management Holdings 
  SARL 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Threadneedle               %                                    %                                     % 
  Holdings 
  Limited 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 TAM UK Holdings            %                                    %                                     % 
  Limited 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Threadneedle Asset         %                                    %                                     % 
  Management Holdings 
  Limited 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 TC Financing Limited       %                                    %                                     % 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 Threadneedle Asset        %                                     %                                   % 
  Management Limited 
                       -----------------------------------  ------------------------------------  ---------------------------------- 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                                               N/A 
                                                                       ------- 
 The number and % of voting rights                                      N/A 
  held 
                                                                       ------- 
 The date until which the voting rights                                 N/A 
  will be held 
                                                                       ------- 
 
 11. Additional information (xvi) 
 Threadneedle Asset Management Limited is wholly owned by TC Financing 
  Limited, which is itself wholly owned by Threadneedle Asset Management 
  Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, 
  which is itself wholly owned by Threadneedle Holdings Limited, which 
  is itself wholly owned by Threadneedle Asset Management Holdings SARL, 
  which is itself wholly owned by Ameriprise International Holdings GmbH, 
  which is itself wholly owned by Threadneedle Asset Management Oversight 
  Limited, which is itself wholly owned by TAM UK International Holdings 
  Limited, which is itself wholly owned by Ameriprise Financial, Inc. 
 
 
 Place of completion   Swindon, UK 
 Date of completion    21/12/2020 
                      ------------ 
 

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