Fulcrum Utility Services Ltd Holding(s) in Company (3201P)
June 08 2020 - 12:20PM
UK Regulatory
TIDMFCRM
RNS Number : 3201P
Fulcrum Utility Services Ltd
08 June 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the FULCRUM UTILITY SERVICES LIMITED
underlying issuer of existing shares
to which voting rights are attached
(ii) :
----------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Harwood Capital LLP (as investment
adviser/manager) and 1. Oryx International
Growth Fund Limited, 2. Harwood Capital
LLP, 3. North Atlantic Smaller Companies
Investment Trust Plc and 4. Utilities
Infrastructure Provider Ltd
City and country of registered office 1. Guernsey
(if applicable) 2.,3. & 4. London, United Kingdom
4. Full name of shareholder(s) (if different from 3.) (v)
Name 1. Oryx International Growth Fund
Limited
2. Harwood Capital LLP
3. North Atlantic Smaller Companies
Investment Trust PLC
4. Utilities Infrastructure Provider
Ltd
----------------------------------------------------
City and country of registered office As above
(if applicable)
----------------------------------------------------
5. Date on which the threshold was 04/06/2020
crossed or reached (vi) :
----------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 08/06/2020
----------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------- ------------------------- ------------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 222,117,945
1. 0 1. 0.00%
2. 0 2. 0.00%
3. 0 3. 0.00%
4. 24,515,000 4. 11.04%
---------------------------------------------- -------------------------------------------- --------------------
Position of 1. 20,000,000 1. 9.00%
previous notification
(if
applicable) 2. 300,000 2. 0.14%
3. 4,215,000 3. 1.90%
4. 0 4. 0%
---------------------------------------------- -------------------------------------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
KYG368851047 1. 0
2. 0 1. 0.00%
3. 0 2. 0.00%
4. 24,515,000 3. 0.00%
4. 11.04%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 24,515,000 11.04%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights x
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Christopher Harwood
Bernard Mills 11.04% 0 11.04%
---------------------- --------------------- ------------------------
Harwood Capital
Management Ltd
---------------------- --------------------- ------------------------
Harwood Capital
LLP
---------------------- --------------------- ------------------------
Utilities Infrastucture
Provider Ltd
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
Place of completion London
Date of completion 8 June 2020
------------
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END
HOLUWABRRBUNRAR
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