FirstGroup PLC Holding(s) in Company
November 29 2022 - 11:14AM
UK Regulatory
TIDMFGP
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0003452173
Issuer Name
FIRSTGROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Ameriprise Financial, Inc.
City of registered office (if applicable)
Minneapolis
Country of registered office (if applicable)
United States
4. Details of the shareholder
Name City of registered Country of registered
office office
State Street Nominees
Limited
5. Date on which the threshold was crossed or reached
25-Nov-2022
6. Date on which Issuer notified
29-Nov-2022
7. Total positions of person(s) subject to the notification obligation
. % of voting % of voting rights Total of Total number
rights through financial both in % of voting
attached to instruments (total (8.A + rights held
shares (total of 8.B 1 + 8.B 2) 8.B) in issuer
of 8.A)
Resulting situation 14.999000 0.000000 14.999000 112529975
on the date on which
threshold was
crossed or reached
Position of previous 15.988000 0.006000 15.994000
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of Number of % of direct % of indirect
shares ISIN direct voting indirect voting voting rights voting rights
code(if rights (DTR5.1) rights (DTR5.1) (DTR5.2.1)
possible) (DTR5.2.1)
GB0003452173 0 112529975 0.000000 14.999000
Sub Total 8.A 112529975 14.999000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Expiration Exercise/ Number of voting rights that may % of
financial date conversion be acquired if the instrument is voting
instrument period exercised/converted rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of Expiration Exercise/ Physical or Number of % of
financial date conversion cash settlement voting rights voting
instrument period rights
Sub Total
8.B2
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entities (please add additional rows as
necessary)
Ultimate Name of % of voting % of voting rights Total of both
controlling controlled rights if it through financial if it equals
person undertaking equals or is instruments if it or is higher
higher than equals or is higher than the
the notifiable than the notifiable notifiable
threshold threshold threshold
Ameriprise 0.000000 0.000000 0.000000%
Financial, Inc.
(Chain 1)
Ameriprise TAM UK 0.000000 0.000000 0.000000%
Financial, Inc. International
Holdings
Limited
Ameriprise Threadneedle 0.000000 0.000000 0.000000%
Financial, Inc. Holdings
Limited
Ameriprise TAM UK 0.000000 0.000000 0.000000%
Financial, Inc. Holdings
Limited
Ameriprise Threadneedle 0.000000 0.000000 0.000000%
Financial, Inc. Asset
Management
Holdings
Limited
Ameriprise TC Financing 0.000000 0.000000 0.000000%
Financial, Inc. Limited
Ameriprise Threadneedle 14.986000 0.000000 14.986000%
Financial, Inc. Asset
Management
Limited
Ameriprise 0.000000 0.000000 0.000000%
Financial, Inc.
(Chain 2)
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
Investments
UK
International
Limited
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
(Europe)
Limited
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
AM (Holdings)
Plc
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
Group
(Holdings)
Limited
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
Group
(Management)
Limited
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
Holdings
Limited
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
Management
Limited
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Effective from 4th July 2022, some entities within Ameriprise Financial, Inc.
have had their Legal names updated.
These name changes represent the further branding integration of (formerly) BMO
Asset Management into Ameriprise Financial, Inc.
Whilst BMO Asset Management legal entity names are changing, the legal status,
office address and contact details will remain unchanged. The Company's
business remains fundamentally unaffected by this change and all contracts with
existing customers will remain unaltered, with corresponding obligations and
rights assumed under the new name.
The change is reflected in the chain of control.
BMO Global Asset Management (Europe) Ltd changed name to Columbia Threadneedle
(Europe) Limited
BMO Asset Management (Holdings) plc changed name to Columbia Threadneedle AM
(Holdings) Plc
BMO AM Group (Holdings) Limited changed name to Columbia Threadneedle Group
(Holdings) Limited
BMO AM Group (Management) Limited changed name to Columbia Threadneedle Group
(Management) Limited
BMO AM Holdings Limited changed name to Columbia Threadneedle Holdings Limited
BMO Asset Management Limited changed name to Columbia Threadneedle Management
Limited
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings Limited,
which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly
owned by Threadneedle Holdings Limited, which is itself wholly owned by TAM UK
International Holdings Limited, which is itself wholly owned by Ameriprise
Financial, Inc.
Columbia Threadneedle Management Limited is wholly owned by Columbia
Threadneedle Holdings Limited, which is wholly owned by Columbia Threadneedle
Group (Management) Limited, which is wholly owned by Columbia Threadneedle
Group (Holdings) Limited, which is wholly owned by Columbia Threadneedle AM
(Holdings) Plc, which is wholly owned by Columbia Threadneedle (Europe)
Limited, which is wholly owned by Columbia Threadneedle Investments UK
International Limited, which is wholly owned by Ameriprise Financial, Inc.
12. Date of Completion
29-Nov-2022
13. Place Of Completion
London, UK
END
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