Gamma Communications PLC Holding(s) in Company (8538U)
April 08 2021 - 6:05AM
UK Regulatory
TIDMGAMA
RNS Number : 8538U
Gamma Communications PLC
08 April 2021
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Gamma Communications PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
---------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Kabouter Management, LLC
City and country of registered office Chicago, United States
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Kabouter International Opportunities
Fund II, LLC Kabouter International
Mission Fund, LLC
Kabouter Management, LLC
---------------------------------------------
City and country of registered office Chicago, United States
(if applicable)
---------------------------------------------
5. Date on which the threshold was 7 April 2021
crossed or reached (vi) :
---------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 7 April 2021
---------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 3.06% N/A 3.06% 95,598,457
------------------ ---------------------- -------------- --------------------
Position of N/A N/A N/A
previous notification
(if
applicable)
------------------ ---------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
Ordinary shares
ISIN :
GB00BQS10J50 166,328 2,760,645 0.17% 2.89%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 2,926,973 3.06%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
N/A N/A N/A N/A N/A
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1 N/A N/A
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
N/A N/A N/A N/A N/A N/A
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2 N/A N/A
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Peter Zaldivar
---------------------- --------------------- ------------------------
Kabouter Holdings
Inc.
---------------------- --------------------- ------------------------
Kabouter Management,
LLC
---------------------- --------------------- ------------------------
Kabouter International
Opportunities Fund
II, LLC
---------------------- --------------------- ------------------------
Peter Zaldivar
---------------------- --------------------- ------------------------
Kabouter Holdings
Inc.
---------------------- --------------------- ------------------------
Kabouter Management,
LLC
---------------------- --------------------- ------------------------
Kabouter International
Mission Fund, LLC
---------------------- --------------------- ------------------------
Peter Zaldivar
---------------------- --------------------- ------------------------
Kabouter Holdings
Inc.
---------------------- --------------------- ------------------------
Kabouter Management,
LLC
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information (xvi)
Peter Zaldivar is the majority stockholder in Kabouter Holdings Inc.,
which is the holding company of Kabouter Management, LLC. Kabouter Management,
LLC acts as the investment adviser to Kabouter International Opportunities
Fund II, LLC and Kabouter International Mission Fund, LLC.
Place of completion Chicago, United States
Date of completion 7 April 2021
-----------------------
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