H.R. Owen PLC Holding(s) in Company
November 04 2013 - 10:48AM
UK Regulatory
TIDMHRO
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are H.R. Owen PLC
attached:ii
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights Yes
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Winnington Capital Limited
notification obligation:iii
Trophy Fund
Trophy Capital Growth Fund
4. Full name of shareholder(s) Trophy LV Fund
(if different from 3.):iv
Trophy Enterprises Fund
Trophy Asia Strategic Fund
5. Date of the transaction and date on
which the threshold is crossed or 8 October 2013
reached: v
6. Date on which issuer notified: 4 November 2013
7. Threshold(s) that is/are crossed or 5%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/ Situation previous Resulting situation after the triggering transaction
type of to the triggering
shares transaction
Number Number Number Number of voting % of voting rights x
if of of of shares rights
possible Shares Voting
using Rights
the ISIN
CODE Direct xi Indirect xii Direct Indirect
Ordinary
1,405,865 5.96% 0 0 0 0 0
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting rights
financial date xvii Conversion instrument refers to xix, xx
instrument period
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
0 0
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Winnington Capital Limited is the investment firm acting on behalf of Trophy
Fund, Trophy Capital Growth Fund, Trophy LV Fund, Trophy Enterprises Fund and
Trophy Asia Strategic Fund.
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional information:
14. Contact name: James Adams
15. Contact telephone number: 020 7245 1122
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or legal entity subject to the
notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
END
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