ICG : Notification of Major Holdings
August 20 2024 - 1:00AM
UK Regulatory
ICG : Notification of Major Holdings
TR-1: Standard form for notification of major
holdings
1. Issuer Details
ISIN
GB00BYT1DJ19
Issuer Name
INTERMEDIATE CAPITAL GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification
obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if
applicable)
US
4. Details of the shareholder
Name |
City of registered office |
Country of registered office |
J.P. Morgan Securities plc |
|
|
5. Date on which the threshold was crossed or
reached
15-Aug-2024
6. Date on which Issuer notified
19-Aug-2024
7. Total positions of person(s) subject to the notification
obligation
. |
% of voting rights attached to shares (total of
8.A) |
% of voting rights through financial instruments (total of
8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or
reached |
1.137514 |
4.156747 |
5.294261 |
15385805 |
Position of previous notification (if applicable) |
1.778781 |
3.276274 |
5.055055 |
|
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
GB00BYT1DJ19 |
|
3305764 |
|
1.137514 |
Sub Total 8.A |
3305764 |
1.137514% |
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the
instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
Cash-settled Equity Swap |
31/10/2024 |
31/10/2024 |
Cash |
11968 |
0.004118 |
Cash-settled Equity Swap |
10/12/2024 |
10/12/2024 |
Cash |
1982727 |
0.682257 |
Cash-settled Equity Swap |
19/12/2024 |
19/12/2024 |
Cash |
974078 |
0.335181 |
Cash-settled Equity Swap |
31/12/2024 |
31/12/2024 |
Cash |
3196 |
0.001100 |
Cash-settled Equity Swap |
04/02/2025 |
04/02/2025 |
Cash |
68285 |
0.023497 |
Cash-settled Equity Swap |
11/03/2025 |
11/03/2025 |
Cash |
692154 |
0.238170 |
Cash-settled Equity Swap |
02/07/2025 |
02/07/2025 |
Cash |
56390 |
0.019404 |
Cash-settled Equity Swap |
13/08/2025 |
13/08/2025 |
Cash |
1994219 |
0.686211 |
Cash-settled Equity Swap |
26/08/2025 |
26/08/2025 |
Cash |
300 |
0.000103 |
Cash-settled Equity Swap |
02/09/2025 |
02/09/2025 |
Cash |
49557 |
0.017053 |
Cash-settled Equity Swap |
12/09/2025 |
12/09/2025 |
Cash |
3652 |
0.001257 |
Cash-settled Equity Swap |
16/10/2026 |
16/10/2026 |
Cash |
22474 |
0.007733 |
Cash-settled Equity Swap |
01/12/2027 |
01/12/2027 |
Cash |
3315 |
0.001141 |
Cash-settled Equity Swap |
02/12/2027 |
02/12/2027 |
Cash |
3243 |
0.001116 |
Cash-settled Equity Swap |
30/05/2028 |
30/05/2028 |
Cash |
5278 |
0.001816 |
Cash-settled Equity Swap |
04/07/2029 |
04/07/2029 |
Cash |
3864 |
0.001330 |
Cash-settled Equity Swap |
28/11/2024 |
28/11/2024 |
Cash |
5138 |
0.001768 |
Cash-settled Equity Swap |
17/09/2025 |
17/09/2025 |
Cash |
4810 |
0.001655 |
Cash-settled Equity Swap |
09/12/2024 |
09/12/2024 |
Cash |
3429058 |
1.179940 |
Cash-settled Equity Swap |
18/12/2024 |
18/12/2024 |
Cash |
2763534 |
0.950933 |
Cash-settled Equity Swap |
02/10/2025 |
02/10/2025 |
Cash |
2527 |
0.000870 |
Cash-settled Equity Swap |
17/08/2029 |
17/08/2029 |
Cash |
274 |
0.000094 |
Sub Total 8.B2 |
|
12080041 |
4.156747% |
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
JPMorgan Chase & Co. |
J.P. Morgan Securities plc |
|
4.156746 |
5.281181% |
JPMorgan Chase & Co. |
J.P. Morgan Securities LLC |
|
|
|
JPMorgan Chase & Co. |
J.P. Morgan SE |
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
12. Date of Completion
19-Aug-2024
13. Place Of Completion
London, United Kingdom
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