TIDMMAFL

RNS Number : 7131S

Mineral & Financial Invest. Limited

18 March 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                   Mineral and Financial Investments 
  underlying issuer of existing shares                                             Limited 
  to which voting rights are attached                                              (MAFL) 
  (ii) : 
                                                         --------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                             X 
                                                                                                ------------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------------ 
 An event changing the breakdown of voting rights 
                                                                                                ------------------ 
 Other (please specify)(iii) : 
                                                                                                ------------------ 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                     Barry Reynolds 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                         --------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                         --------------------------------------------------------- 
 5. Date on which the threshold was                       16/03/2021 
  crossed or reached (vi) : 
                                                         --------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):           17/03/2021 
                                                         --------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                      % of voting         % of voting rights    Total of both    Total number 
                                     rights attached      through financial      in % (8.A +      of voting rights 
                                    to shares (total         instruments             8.B)         of issuer (vii) 
                                        of 8. A)            (total of 8.B 
                                                              1 + 8.B 2) 
                                -----------------------  -------------------  ----------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                     8.5%                                                            35,135,395 
                                -----------------------  -------------------  ----------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)                    7.25% 
                                -----------------------  -------------------  ----------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which the threshold was crossed 
  or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of     Number of voting rights (ix)                           % of voting rights 
 shares 
 ISIN code (if 
 possible) 
                         Direct                     Indirect                    Direct                Indirect 
                   (Art 9 of Directive        (Art 10 of Directive        (Art 9 of Directive   (Art 10 of Directive 
                      2004/109/EC)          2004/109/EC) (DTR5.2.1)          2004/109/EC)           2004/109/EC) 
                        (DTR5.1)                                               (DTR5.1)              (DTR5.2.1) 
                                        ------------------------------- 
 KYG6181G1055      2,987,500             0                                8.5% 
                  --------------------  -------------------------------  --------------------  --------------------- 
 
 
 SUBTOTAL 8. A                          2,987,500 
                  -----------------------------------------------------  ------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 
  (a)) 
 Type of           Expiration            Exercise/       Number of voting rights that may be    % of voting rights 
  financial         date (x)             Conversion      acquired if the instrument is 
  instrument                             Period (xi)     exercised/converted. 
                  --------------------  --------------  -------------------------------------  --------------------- 
 
 
 
                                         SUBTOTAL 8. B 
                                         1 
                                        --------------  -------------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 
  2004/109/EC (DTR5.3.1.1 (b)) 
 Type of           Expiration            Exercise/       Physical or      Number of voting      % of voting rights 
  financial         date (x)             Conversion      cash             rights 
  instrument                             Period (xi)     settlement 
                                                         (xii) 
                  --------------------  --------------  ---------------  -------------------- 
 
 
 
                                                         SUBTOTAL 8.B.2 
                                                        ---------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
    Name (xv)            % of voting rights             % of voting rights         Total of both if 
                           if it equals or               through financial          it equals or is 
                          is higher than the             instruments if it          higher than the 
                         notifiable threshold           equals or is higher      notifiable threshold 
                                                        than the notifiable 
                                                             threshold 
                  --------------------------------  -------------------------  ------------------------ 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                    --------------------------------------------------- 
 The number and % of voting rights 
  held 
                                                    --------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                    --------------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   Paderborn 
 Date of completion    17/03/2021 
                      ----------- 
 

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