TIDMMTPH TIDM84JL

RNS Number : 3085P

Midatech Pharma PLC

16 February 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                         MIDATECH PHARMA PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             ----------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                        ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                              X 
                                                                                                        ---- 
 An acquisition or disposal of financial instruments 
                                                                                                        ---- 
 An event changing the breakdown of voting rights 
                                                                                                        ---- 
 Other (please specify)(iii) : 
                                                                                                        ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         Bank of America Corporation 
 City and country of registered office                        Wilmington, DE, United States 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                             ----------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             ----------------------------------------------- 
 5. Date on which the threshold was                           12/02/2021 
  crossed or reached (vi) : 
                                                             ----------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               16/02/2021 
                                                             ----------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights     Total of both     Total number 
                            rights attached      through financial       in % (8.A +      of voting rights 
                            to shares (total        instruments             8.B)          held in issuer 
                                of 8. A)           (total of 8.B                          (vii) 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  -----------------  -------------------- 
 Resulting situation       Below Notifiable    Below Notifiable       Below Notifiable   Below Notifiable 
  on the date               Threshold           Threshold              Threshold          Threshold 
  on which threshold 
  was crossed 
  or reached 
                          ------------------  ---------------------  -----------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              3.352%              0.000%                 3.352% 
                          ------------------  ---------------------  -----------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of          Number of voting rights                                 % of voting rights 
  shares                 (ix) 
  ISIN code (if 
  possible) 
                                 Direct                     Indirect                   Direct             Indirect 
                                (DTR5.1)                   (DTR5.2.1)                 (DTR5.1)            (DTR5.2.1) 
                                                  --------------------------- 
 US59564R3021           Below Notifiable           Below Notifiable             Below Notifiable       Below 
                         Threshold                  Threshold                    Threshold             Notifiable 
                                                                                                       Threshold 
                       -------------------------  ---------------------------  ---------------------  ---------------- 
 SUBTOTAL 8. A                       Below Notifiable Threshold                       Below Notifiable Threshold 
                       ------------------------------------------------------  --------------------------------------- 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 Type of financial      Expiration      Exercise/                        Number of voting              % of voting 
  instrument             date            Conversion Period                rights that may               rights 
                         (x)             (xi)                             be acquired if 
                                                                          the instrument 
                                                                          is 
                                                                          exercised/converted. 
                       --------------  -------------------------------  ----------------------------  ---------------- 
 Below Notifiable       Below           Below Notifiable                 Below Notifiable              Below 
  Threshold              Notifiable      Threshold                        Threshold                    Notifiable 
                         Threshold                                                                     Threshold 
                       --------------  -------------------------------  ----------------------------  ---------------- 
                                        SUBTOTAL 8. B 1                  Below Notifiable              Below 
                                                                          Threshold                    Notifiable 
                                                                                                       Threshold 
                                       -------------------------------  ----------------------------  ---------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  DTR5.3.1R (1) (b) 
 Type of           Expiration           Exercise/             Physical or            Number of         % of voting 
 financial          date (x)             Conversion            cash                   voting rights     rights 
 instrument                              Period (xi)           settlement 
                                                               (xii) 
                  -------------------  --------------------  ---------------------  ---------------- 
 Below             Below Notifiable     Below Notifiable      Below Notifiable       Below             Below 
 Notifiable         Threshold            Threshold             Threshold             Notifiable        Notifiable 
 Threshold                                                                           Threshold         Threshold 
                  -------------------  --------------------  ---------------------  ---------------- 
                                                              SUBTOTAL 8.B.2         Below             Below 
                                                                                     Notifiable        Notifiable 
                                                                                     Threshold         Threshold 
                                                             ---------------------  ---------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                             X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
          Name (xv)              % of voting rights     % of voting rights       Total of both if 
                                    if it equals         through financial        it equals or is 
                                    or is higher         instruments if it        higher than the 
                                 than the notifiable    equals or is higher     notifiable threshold 
                                      threshold         than the notifiable 
                                                             threshold 
                               ---------------------  ---------------------  ------------------------ 
 Bank of America Corporation    N/A                    N/A                    N/A 
                               ---------------------  ---------------------  ------------------------ 
 NB Holdings Corporation        N/A                    N/A                    N/A 
                               ---------------------  ---------------------  ------------------------ 
 BofA Securities, Inc.          N/A                    N/A                    N/A 
                               ---------------------  ---------------------  ------------------------ 
 
 Bank of America Corporation    N/A                    N/A                    N/A 
                               ---------------------  ---------------------  ------------------------ 
 NB Holdings Corporation        N/A                    N/A                    N/A 
                               ---------------------  ---------------------  ------------------------ 
 BAC North America              N/A                    N/A                    N/A 
  Holding Company 
                               ---------------------  ---------------------  ------------------------ 
 Merrill Lynch, Pierce,         N/A                    N/A                    N/A 
  Fenner & Smith Incorporated 
                               ---------------------  ---------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                      ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                      ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                      ----------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   United Kingdom 
 Date of completion    16/02/2021 
                      --------------- 
 

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