TIDMTRB TIDMOIG TIDMNAS

RNS Number : 8704O

Tribal Group PLC

11 February 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                        TRIBAL GROUP PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                  ---------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                             X 
                                                                                                ------------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------------ 
 An event changing the breakdown of voting rights 
                                                                                                ------------------ 
 Other (please specify)(iii) : 
                                                                                                ------------------ 
 3. Details of person subject to the notification obligation (iv) 
 Name                                              Harwood Capital Management (Gibraltar) 
                                                    Limited (as investment adviser/manager) 
                                                    to 1.Oryx International Growth Fund 
                                                    Limited 
                                                    and 
                                                    Harwood Capital LLP (as investment 
                                                    adviser/manager) to 2. Harwood Capital 
                                                    LLP and 3. North Atlantic Smaller 
                                                    Companies Investment Trust PLC 
 City and country of registered office                1. Guernsey 
  (if applicable)                                      2. London, United Kingdom 
                                                       3. London, United Kingdom 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                   1. Oryx International Growth Fund 
                                                         Limited 
                                                         2. North Atlantic Smaller Companies 
                                                         Investment Trust PLC 
                                                         3. Harwood Capital LLP 
                                                  ---------------------------------------------------------------- 
 City and country of registered office             As above 
  (if applicable) 
                                                  ---------------------------------------------------------------- 
 5. Date on which the threshold was                10/02/2021 
  crossed or reached (vi) : 
                                                  ---------------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):    11/02/2021 
                                                  ---------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                               % of voting          % of voting rights        Total of both      Total number 
                             rights attached         through financial          in % (8.A +       of voting rights 
                             to shares (total           instruments                8.B)           of issuer (vii) 
                                 of 8. A)              (total of 8.B 
                                                        1 + 8.B 2) 
                         ----------------------  ------------------------  -------------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached              1. 3.28%                                          1. 3.28%             205,854,610 
   2. 3.28%                                          2. 3.28% 
   3. 0.06%                                          3. 0.06% 
 ------------------------------------------------  -------------------------------------------  ------------------ 
 Position of              1. 4.86% 
  previous notification 
  (if 
  applicable)              2. 4.93%                                          1. 4.86% 
   3. 0.05%                                           2. 4.93% 
                               3. 0.05% 
  ------------------------  ------------------------------------------------------------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                      % of voting rights 
  shares             (ix) 
  ISIN code (if 
  possible) 
                          Direct                Indirect                      Direct                       Indirect 
                    (Art 9 of Directive   (Art 10 of Directive          (Art 9 of Directive          (Art 10 of Directive 
                       2004/109/EC)           2004/109/EC)             2004/109/EC) (DTR5.1)             2004/109/EC) 
                         (DTR5.1)              (DTR5.2.1)                                                 (DTR5.2.1) 
                                         --------------------- 
 GB0030181522       1. 6,750,000                                 1. 3.28% 
  1.                 2. 6,750,000                                 2. 3.28% 
  2.                 3. 130,000                                   3. 0.06% 
  3. 
                   --------------------  ---------------------  ----------------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                      13,630,000                                            6.62% 
                   -------------------------------------------  --------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration            Exercise/              Number of voting                    % of voting 
  financial          date                  Conversion Period      rights that may                     rights 
  instrument         (x)                   (xi)                   be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   --------------------  ---------------------  ----------------------------------  --------------------- 
 
 
 
                                          SUBTOTAL 8. B 1 
                                         ---------------------  ----------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of           Expiration             Exercise/              Physical or      Number of          % of voting 
  financial         date (x)              Conversion              cash             voting rights      rights 
  instrument                              Period (xi)             settlement 
                                                                  (xii) 
                  ---------------------  ---------------------  ---------------  ----------------- 
 
 
 
                                                                 SUBTOTAL 8.B.2 
                                                                ---------------  ----------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                     x 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
         Name (xv)              % of voting rights        % of voting rights       Total of both if 
                                  if it equals or          through financial        it equals or is 
                                 is higher than the        instruments if it        higher than the 
                                notifiable threshold      equals or is higher     notifiable threshold 
                                                          than the notifiable 
                                                               threshold 
                             ------------------------  -----------------------  ---------------------- 
 Christopher Harwood 
  Bernard Mills               3.28                      0                        3.28 
                             ------------------------  -----------------------  ---------------------- 
 Harwood Capital 
  Management Ltd 
                             ------------------------  -----------------------  ---------------------- 
 Harwood Capital 
  LLP 
                             ------------------------  -----------------------  ---------------------- 
 Oryx International 
  Growth Fund Ltd 
                             ------------------------  -----------------------  ---------------------- 
 
 Christopher Harwood 
  Bernard Mills               3.28                      0                        3.28 
                             ------------------------  -----------------------  ---------------------- 
 Harwood Capital 
  Management Ltd 
                             ------------------------  -----------------------  ---------------------- 
 Harwood Capital 
  LLP 
                             ------------------------  -----------------------  ---------------------- 
 North Atlantic Smaller 
  Companies Investment 
                             ------------------------  -----------------------  ---------------------- 
 
 Christopher Harwood 
  Bernard Mills               0.06                      0                        0.06 
                             ------------------------  -----------------------  ---------------------- 
 Harwood Capital 
  Management Ltd 
                             ------------------------  -----------------------  ---------------------- 
 Harwood Capital 
  LLP 
                             ------------------------  -----------------------  ---------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                       ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                       ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                       ----------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   London 
 Date of completion    11 February 2021 
                      ----------------- 
 

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