Rio Tinto PLC Director/PDMR Shareholding (9083S)
March 19 2021 - 10:00AM
UK Regulatory
TIDMRIO
RNS Number : 9083S
Rio Tinto PLC
19 March 2021
Shareholdings of directors and persons discharging managerial
responsibility (PDMR)
Rio Tinto plc
19 March 2021
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Bold Baatar
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Chief Executive, Copper
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
Part 1
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 6,583
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 6,583
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 54,005
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 54,005
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Alfredo Barrios
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Chief Commercial Officer
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
Part 1
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 7,497
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 7,497
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 54,652
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 54,652
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Peter Cunningham
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Interim Chief Financial Officer
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
Part 1
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 1,402
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 1,402
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 9,564
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 9,564
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 3
--------------------------- --------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Management Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 4,781
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 4,781
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Arnaud Soirat
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Chief Operating Officer
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
Part 1
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 6,979
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 6,979
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 51,602
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 51,602
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Jakob Stausholm
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Chief Executive
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 9,680
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 9,680
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 103,510
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 103,510
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Peter Toth
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status Group Executive, Strategy and Development
-------------------------- ------------------------------------------
b) Initial notification Initial Notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Rio Tinto plc
-------------------------- ------------------------------------------
b) LEI 213800YOEO5OQ72G2R82
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 2,412
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume 2,412
- Price N/A
-------------------------- ------------------------------------------
e) Date of the transaction 2021-03-18
-------------------------- ------------------------------------------
f) Place of the transaction Outside a trading venue
-------------------------- ------------------------------------------
Part 2
----------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 39,603
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume 39,603
- Price N/A
-------------------------- ------------------------------------------
e) Date of the transaction 2021-03-18
-------------------------- ------------------------------------------
f) Place of the transaction Outside a trading venue
-------------------------- ------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Simon Trott
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Chief Executive, Iron Ore
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 6,392
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 6,392
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 49,571
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 49,571
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Ivan Vella
--------------------------- --------------------------------------
2 Reason for the notification
-------------------------------------------------------------------
a) Position/status Chief Executive, Aluminium
--------------------------- --------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------- --------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Rio Tinto plc
--------------------------- --------------------------------------
b) LEI 213800YOEO5OQ72G2R82
--------------------------- --------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Bonus Deferral Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 1,525
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 1,525
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
Part 2
-------------------------------------------------------------------
a) Description of the
financial instrument, Ordinary shares of 10p each
type of instrument
GB0007188757
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Performance Share Award granted under
the Equity Incentive Plan 2018
--------------------------- --------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
N/A 51,025
----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume 51,025
- Price N/A
--------------------------- --------------------------------------
e) Date of the transaction 2021-03-18
--------------------------- --------------------------------------
f) Place of the transaction Outside a trading venue
--------------------------- --------------------------------------
LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of
the Market Abuse Regulation
This announcement is authorised for release to the market by Rio
Tinto's Group Company Secretary.
Steve Allen
Group Company Secretary Rio
Tinto plc
6 St James's Square
London SW1Y 4AD
United Kingdom
T +44 20 7781 2000
Registered in England
No. 719885
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END
DSHXKLFFFXLZBBK
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March 19, 2021 11:00 ET (15:00 GMT)
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