Rio Tinto PLC Holding(s) in Company (0772R)
November 02 2021 - 06:09AM
UK Regulatory
TIDMRIO
RNS Number : 0772R
Rio Tinto PLC
02 November 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Rio Tinto PLC
underlying issuer of existing shares
to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments X
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify):
------------------
3. Details of person subject to the notification obligation
Name The Capital Group Companies, Inc.
----------------------------------------------------------
City and country of registered Los Angeles, USA
office (if applicable)
----------------------------------------------------------
4. Full name of shareholder(s) (if different from 3.)
Name
----------------------------------------------------------
City and country of registered
office (if applicable)
----------------------------------------------------------
5. Date on which the threshold 29/10/2021
was crossed or reached:
----------------------------------------------------------
6. Date on which issuer notified 01/11/2021
(DD/MM/YYYY):
----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of both Total number
rights attached through financial in % of voting rights
to shares instruments of issuer
(total of (total of 8.B.1 (8.A + 8.B)
8.A) + 8.B.2)
---------------------- ------------------- ----------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 6.48% 0.72% 7.20% 1,248,016,961
---------------------- ------------------- ----------------- ------------------
Position of previous
notification
(if applicable) 5.00% 0.00% 5.00%
---------------------- ------------------- ----------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
--------------------------------------------- -------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------ ------------------------------- ---------------- -------------
GB0007188757
Common Stock 78,954,545 6.33%
------------ ------------------------------- ---------------- -------------
US7672041008
Depository
Receipt 1,917,300 0.15%
------------ ------------------------------- ---------------- -------------
SUBTOTAL 8.A 80,871,845 6.48%
--------------------------------------------- -------------------------------
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that may be rights
Period acquired if the instrument
is exercised/converted
------------ ------------- ---------------------------------- -------------
N/A
------------ ------------- ---------------------------------- -------------
SUBTOTAL
8.B.1
---------------------------------- -------------
B 2: Financial Instruments with similar economic effect DTR5.3.1R
(1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date Conversion or cash voting rights rights
Period settlement
------------ ------------- ---------------- ---------------- -------------
9,023,121
Depository
Receipt
Rights to shares or
recall lent 9,023,121
shares of votes on
Depository Physical a converted
Receipt N/A N/A settlement basis 0.72%
------------ ------------- ---------------- ---------------- -------------
SUBTOTAL
8.B.2 9,023,121 0.72%
---------------- -------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
----------------------
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
-------------------------- ------------------------ ----------------------
Capital Research and
Management Company 6.45% 7.17%
-------------------------- ------------------------ ----------------------
Capital Group Private
Client Services, Inc.
-------------------------- ------------------------ ----------------------
Capital International,
Inc.
-------------------------- ------------------------ ----------------------
Capital International
Sarl
-------------------------- ------------------------ ----------------------
Capital International
Limited
-------------------------- ------------------------ ----------------------
Capital Bank and Trust
Company
-------------------------- ------------------------ ----------------------
Total 6.48% 7.20%
-------------------------- ------------------------ ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
------------------------------------------------
The number and % of voting rights
held
------------------------------------------------
The date until which the voting
rights will be held
------------------------------------------------
11. Additional information:
The Capital Group Companies, Inc. ("CGC") is the parent company
of Capital Research and Management Company ("CRMC") and Capital
Bank & Trust Company ("CB&T"). CRMC is a U.S.-based investment
management company that serves as investment manager to the American
Funds family of mutual funds, other pooled investment vehicles,
as well as individual and institutional clients. CRMC and its
investment manager affiliates manage equity assets for various
investment companies through three divisions, Capital Research
Global Investors, Capital International Investors and Capital
World Investors. CRMC is the parent company of Capital Group International,
Inc. ("CGII"), which in turn is the parent company of five investment
management companies ("CGII management companies"): Capital International,
Inc., Capital International Limited, Capital International Sàrl,
Capital International K.K, and Capital Group Private Client Services,
Inc. CGII management companies and CB&T primarily serve as investment
managers to institutional and high net worth clients. CB&T is
a U.S.-based investment management company that is a registered
investment adviser and an affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of your company
for its own account. Rather, the shares reported on this Notification
are owned by accounts under the discretionary investment management
of one or more of the investment management companies described
above.
Place of completion Los Angeles
Date of completion 01/11/2021
-----------------------------------------------------------------------------
LEI: 213800YOEO5OQ72G2R82
Classification: 2.3: Major shareholding notifications
This announcement is authorised for release to the market by
Steve Allen, Rio Tinto's Group Company
Secretary.
Steve Allen
Group Company Secretary
Rio Tinto plc
6 St James's Square
London SW1Y 4AD
United Kingdom
T +44 20 7781 2058
Registered in England
No. 719885
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