Serco Group PLC Holding(s) in Company (1635V)
April 12 2021 - 5:47AM
UK Regulatory
TIDMSRP TIDM80GT
RNS Number : 1635V
Serco Group PLC
12 April 2021
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007973794
Issuer Name
SERCO GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Is the shareholder the same as the person subject to the
notification obligation, above?
No
NAME CITY OF REGISTERED OFFICE COUNTRY OF REGISTERED OFFICE
JPMorgan Chase Bank, N.A.
=========================== ==============================
J.P. Morgan Securities Plc
=========================== ==============================
5. Date on which the threshold was crossed or reached
07-Apr-2021
6. Date on which Issuer notified
09-Apr-2021
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 1.281700 4.276649 5.558349 67562586
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 1.31% 3.69% 5.00%
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
CLASS/TYPE OF SHARES NUMBER OF DIRECT NUMBER OF INDIRECT % OF DIRECT VOTING % OF INDIRECT VOTING
ISIN CODE(IF POSSIBLE) VOTING RIGHTS (DTR5.1) VOTING RIGHTS RIGHTS (DTR5.1) RIGHTS (DTR5.2.1)
(DTR5.2.1)
GB0007973794 15579252 1.281700
====================== ====================== ====================== ======================
Sub Total 8.A 15579252 1.281700%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
TYPE OF FINANCIAL EXPIRATION DATE EXERCISE/CONVERSION PERIOD NUMBER OF VOTING RIGHTS % OF VOTING RIGHTS
INSTRUMENT THAT MAY BE ACQUIRED IF
THE INSTRUMENT IS
EXERCISED/CONVERTED
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
TYPE OF FINANCIAL EXPIRATION DATE EXERCISE/CONVERSION PHYSICAL OR CASH NUMBER OF VOTING % OF VOTING RIGHTS
INSTRUMENT PERIOD SETTLEMENT RIGHTS
Cash-settled
Equity Swap 12/04/2021 12/04/2021 Cash 1782000 0.146605
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 26/04/2021 26/04/2021 Cash 5615000 0.461944
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 29/04/2021 29/04/2021 Cash 1900000 0.156312
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 30/04/2021 30/04/2021 Cash 3130000 0.257504
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 04/05/2021 04/05/2021 Cash 6453084 0.530893
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 05/05/2021 05/05/2021 Cash 3839000 0.315833
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 10/05/2021 10/05/2021 Cash 7115147 0.585361
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 23/06/2021 23/06/2021 Cash 5005630 0.411811
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 30/07/2021 30/07/2021 Cash 9000000 0.740427
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 25/08/2021 25/08/2021 Cash 1374000 0.113039
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 14/09/2021 14/09/2021 Cash 3775975 0.310648
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 02/11/2021 02/11/2021 Cash 211054 0.017363
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 02/12/2021 02/12/2021 Cash 55487 0.004565
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 22/12/2021 22/12/2021 Cash 21216 0.001745
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 05/01/2022 05/01/2022 Cash 2610 0.000215
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 02/02/2022 02/02/2022 Cash 7930 0.000652
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 28/02/2022 28/02/2022 Cash 54166 0.004456
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 18/03/2022 18/03/2022 Cash 19533 0.001607
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 23/03/2022 23/03/2022 Cash 79075 0.006505
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 27/04/2022 27/04/2022 Cash 200918 0.016529
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 29/04/2022 29/04/2022 Cash 2144732 0.176446
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 04/05/2022 04/05/2022 Cash 141814 0.011667
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 06/06/2022 06/06/2022 Cash 54963 0.004522
================ ==================== ================== ================== ==================
Sub Total 8.B2 51983334 4.276649%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate Controlling Name of controlled % of voting rights if % of voting rights Total of both if it
Person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
J.P. Morgan
JPMorgan Chase & Co. Securities plc 1.281697 4.276649 5.558346
======================= ===================== ===================== ======================
JPMorgan Chase Bank,
National
JPMorgan Chase & Co. Association 0.000000
======================= ===================== ===================== ======================
10. In case of proxy voting
Is there proxy voting?
No
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
12. Date of Completion
09-Apr-2021
13. Place Of Completion
London, United Kingdom
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END
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