Ultra Electronics Holdings PLC Holding(s) in Company (9515B)
October 13 2020 - 6:49AM
UK Regulatory
TIDMULE
RNS Number : 9515B
Ultra Electronics Holdings PLC
13 October 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Ultra Electronics Holdings PLC
underlying issuer of existing shares LEI: 213800E68EATZGAJIP64
to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
--------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
--------
An acquisition or disposal of financial instruments
--------
An event changing the breakdown of voting rights
--------
Other (please specify):
--------
3. Details of person subject to the notification obligation
Name Invesco Ltd.
-----------------------------------------------
City and country of registered Atlanta, United States
office (if applicable)
-----------------------------------------------
4. Full name of shareholder(s) (if different from 3)
Name
-----------------------------------------------
City and country of registered
office (if applicable)
-----------------------------------------------
5. Date on which the threshold 09/10/2020
was crossed or reached:
-----------------------------------------------
6. Date on which issuer notified 12/10/2020
(DD/MM/YYYY):
-----------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of both Total number
rights attached through financial in % of voting rights
to shares instruments of issuer
(total of (total of 8.B.1 (8.A + 8.B)
8.A) + 8.B.2)
----------------- --------------------- -------------- --------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 11.13% 11.13% 71,064,036
----------------- --------------------- -------------- --------------------
Position of previous
notification
(if applicable) 10.25% 10.25%
----------------- --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
-------------------------------------------------- --------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of Directive (Art 9 (Art 10 of
Directive 2004/109/EC) (DTR5.2.1) of Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.1) (DTR5.2.1)
--------------- --------------------------------- --------------- ---------------
GB0009123323
Common Stock 7,909,575 11.13%
--------------- --------------------------------- --------------- ---------------
SUBTOTAL 8.A 7,909,575 11.13%
-------------------------------------------------- --------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that may be rights
Period acquired if the instrument
is exercised/converted
--------------- ------------- ----------------------------------- ---------------
SUBTOTAL
8.B.1
----------------------------------- ---------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date Conversion or cash voting rights rights
Period settlement
--------------- ------------- ------------- -------------------- ---------------
SUBTOTAL
8.B.2
-------------------- ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
--------
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
---------------------- -------------------- --------------------------
Invesco Asset Management
Ltd 6.88% 6.88%
---------------------- -------------------- --------------------------
Invesco Advisers,
Inc. 3.44% 3.44%
---------------------- -------------------- --------------------------
Invesco Asset Management
Deutschland GmbH 0.80% 0.80%
---------------------- -------------------- --------------------------
Invesco Capital Management
LLC 0.01% 0.01%
---------------------- -------------------- --------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder Invesco UK Limited
------------------------------------------------
The number and % of voting rights N/A
held
------------------------------------------------
The date until which the voting N/A
rights will be held
------------------------------------------------
11. Additional information:
Place of completion Henley-on-Thames
Date of completion 12/10/2020
----------------------------------------------------------------------------
Contact name and telephone number at Ultra Electronics Holdings
plc for enquiries:
Cherise Trumper, Assistant Company Secretary +44 (0)208 813 4321
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