TIDMUPL

RNS Number : 1678U

Upland Resources Limited

31 March 2021

TR-1: Standard form for notification of major holdings

 
 1a. Identity of the issuer or the underlying 
  issuer of existing shares to which voting                                          Upland Resources Limited 
  rights are a ttache d i i : 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer                                                                                                      X 
                                                                                                                ------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                                        X 
                                                                                                                ------ 
 An acquisition or disposal of financial instruments 
                                                                                                                ------ 
 An event changing the breakdown of voting rights 
                                                                                                                ------ 
 Other (please specify)(iii) : 
                                                                                                                ------ 
 3 . Details of person subject to the no tifica tion obliga tio n i v 
 Name                                                         Leigh James Allen 
                                                             --------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             --------------------------------------------------------- 
 4 . Full name of shareholder(s) (if di fferent from 3.) v 
 Name 
                                                             --------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             --------------------------------------------------------- 
 5. Date on which the threshold was                           15/03/2021 
  crossed or reache d vi : 
                                                             --------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               15/03/2021 
                                                             --------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                            % of voting rights      % of voting rights                             Total number 
                             attached to shares      through financial          Total of both       of voting rights 
                              (total of 8. A)           instruments             in % (8.A + 8.B)    held in issuer 
                                                      (total of 8.B 1                               vii 
                                                          + 8.B 2) 
                        -----------------------  -----------------------  ----------------------  -------------------- 
 Resulting situation 
  on the date on 
  which threshold 
  was crossed or 
  reached                               5.10%                                            5.10%            35,000,000 
                        -----------------------  -----------------------  ----------------------  -------------------- 
 Position of previous 
  notification (if 
  applicable) 
                        -----------------------  -----------------------  ----------------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reache d viii 
 A: Voting rights attached to shares 
 Class/type of      Numb er of voting right s                               % of voting rights 
  shares             i x 
  ISIN code (if 
  possible) 
                   ------------------------------------------------------  -------------------------------------------------- 
                                 Direct               Indirect                              Direct                 Indirect 
                                (DTR5.1)               (DTR5.2.1)                           (DTR5.1)               (DTR5.2.1) 
                   -----------------------  -----------------------------  ----------------------------  -------------------- 
 JE00BJXN4P16             35,000,000                                                         5.10% 
                   -----------------------  -----------------------------  ----------------------------  -------------------- 
 
 
 SUBTOTAL 8. A                                       35,000,000                                                 5.10% 
                   ------------------------------------------------------  -------------------------------------------------- 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
                                                                        Number of voting 
   Type of           Expiration     Exercise/ Conversion                 rights that may be                % of voting rights 
   financial         d at e x       Pe rio d x i                         acquired if the instrument 
   instrument                                                            is exercised/converted. 
                   ------------  ------------------------------------  --------------------------------  -------------------- 
 
 
 
                                  SUBTOTAL 8. B 1 
                                 ------------------------------------  --------------------------------  -------------------- 
 
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
  (1) (b) 
 Type of       Expiration         Exercise/               Physical or               Number of 
  financial     d ate x            Conversion              cash sett lement          voting rights         % of voting rights 
  instrument                       Period xi               xii 
              -----------------  ----------------------  ------------------------  --------------------  -------------------- 
 
 
 
                                                          SUBTOTAL 8.B.2 
                                                         ------------------------  --------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the applicable box with an "X") 
 Person subject to the notification obligation is not controlled by                                             X 
  any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
                                                                                                              ------ 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
                                                                                                              ------ 
                                   % of voting rights           % of voting rights             Total of both if 
                                    if it equals or is           through financial           it equals or is higher 
                  Na me xv      higher than the notifiable       instruments if it            than the notifiable 
                                        threshold               equals or is higher                threshold 
                                                                      than the 
                                                                notifiable threshold 
                            ------------------------------  ------------------------  ------------------------------ 
 
 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
 
 The number and % of voting rights held 
 
 The date until which the voting rights 
  will be held 
 
 
 
 Place of completion   St John, Jersey 
 Date of completion    15 March 2021 
                      ---------------- 
 

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March 31, 2021 09:20 ET (13:20 GMT)