Upland Resources Limited Notification of Major Holding (1678U)
March 31 2021 - 8:20AM
UK Regulatory
TIDMUPL
RNS Number : 1678U
Upland Resources Limited
31 March 2021
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Upland Resources Limited
rights are a ttache d i i :
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------
An acquisition or disposal of financial instruments
------
An event changing the breakdown of voting rights
------
Other (please specify)(iii) :
------
3 . Details of person subject to the no tifica tion obliga tio n i v
Name Leigh James Allen
---------------------------------------------------------
City and country of registered office
(if applicable)
---------------------------------------------------------
4 . Full name of shareholder(s) (if di fferent from 3.) v
Name
---------------------------------------------------------
City and country of registered office
(if applicable)
---------------------------------------------------------
5. Date on which the threshold was 15/03/2021
crossed or reache d vi :
---------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 15/03/2021
---------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number
attached to shares through financial Total of both of voting rights
(total of 8. A) instruments in % (8.A + 8.B) held in issuer
(total of 8.B 1 vii
+ 8.B 2)
----------------------- ----------------------- ---------------------- --------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 5.10% 5.10% 35,000,000
----------------------- ----------------------- ---------------------- --------------------
Position of previous
notification (if
applicable)
----------------------- ----------------------- ---------------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reache d viii
A: Voting rights attached to shares
Class/type of Numb er of voting right s % of voting rights
shares i x
ISIN code (if
possible)
------------------------------------------------------ --------------------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
----------------------- ----------------------------- ---------------------------- --------------------
JE00BJXN4P16 35,000,000 5.10%
----------------------- ----------------------------- ---------------------------- --------------------
SUBTOTAL 8. A 35,000,000 5.10%
------------------------------------------------------ --------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting
Type of Expiration Exercise/ Conversion rights that may be % of voting rights
financial d at e x Pe rio d x i acquired if the instrument
instrument is exercised/converted.
------------ ------------------------------------ -------------------------------- --------------------
SUBTOTAL 8. B 1
------------------------------------ -------------------------------- --------------------
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of Expiration Exercise/ Physical or Number of
financial d ate x Conversion cash sett lement voting rights % of voting rights
instrument Period xi xii
----------------- ---------------------- ------------------------ -------------------- --------------------
SUBTOTAL 8.B.2
------------------------ -------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by X
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
------
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
------
% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
Na me xv higher than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the
notifiable threshold
------------------------------ ------------------------ ------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights
will be held
Place of completion St John, Jersey
Date of completion 15 March 2021
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END
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