TIDMYCA

RNS Number : 4088R

Yellow Cake PLC

08 March 2021

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft 
  W o r d f ormat if possibl e ) (i) 
 
 1a. Identity of the issuer or the underlying 
  issuer of existing shares to which voting         Yellow Cake PLC 
  rights are attache d (i i) : 
                                                 ----------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer                                                                                          X 
                                                                                                ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                            X 
                                                                                                ------------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------------ 
 An event changing the breakdown of voting rights 
                                                                                                ------------------ 
 Other (please specify)(iii) : 
                                                                                                ------------------ 
 3. Details of person subject to the notifica tion obliga tion iv 
 Name                                             MMCAP International Inc. SPC 
                                                 ----------------------------------------------------------------- 
 City and country of registered office            Cayman Islands 
  (if applicable) 
                                                 ----------------------------------------------------------------- 
 4. Full name of shareholder(s) (if diff erent from 3 .) (v) 
 Name 
                                                 ----------------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                 ----------------------------------------------------------------- 
 5. Date on which the threshold was               02 March 2021 
  crossed or reached (v i) : 
                                                 ----------------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):   05 March 2021 
                                                 ----------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                             % of voting rights    % of voting rights                            Total number 
                             attached to shares    through financial          Total of both       of voting rights 
                              (total of 8. A)        in- struments            in % (8.A + 8.B)    of issuer (vii) 
                                                    (total of 8.B 1 
                                                        + 8.B 2) 
                         ----------------------  --------------------  -----------------------  ------------------ 
 Resulting situation 
  on the date on 
  which threshold 
  was crossed or 
  reached                   14.02                                         14.02                    128,584,345 
                         ----------------------  --------------------  -----------------------  ------------------ 
 Position of previous 
  notification (if 
  applicable) 
                         ----------------------  --------------------  -----------------------  ------------------ 
 
 

1

 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached (v ii i) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights (ix)              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                   ----------------------------------------  -------------------------------------------------------- 
                              Direct             Indirect                        Direct                    Indirect 
                             (DTR5.1)            (DTR5.2.1)                      (DTR5.1)                  (DTR5.2.1) 
                   ------------------  --------------------  ----------------------------------  -------------------- 
 JE00BF50RG45       18,031,006                                14.02 
                   ------------------  --------------------  ----------------------------------  -------------------- 
 
 
 SUBTOTAL 8. A      18,031,006                                14.02 
                   ----------------------------------------  -------------------------------------------------------- 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
                                                              Number of voting 
   Type of            Expiration         Exercise/             rights that may be                  % of voting rights 
   financial          date x             Conversion            acquired if the instrument 
   instrument                            Period (xi)           is 
                                                               exercised/converted. 
                   ------------------  --------------------  ----------------------------------  -------------------- 
 
 
 
                                        SUBTOTAL 8. B 1 
                                       --------------------  ----------------------------------  -------------------- 
 
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
  (1) (b) 
 Type of           Expiration           Exercise/             Physical or      Number of 
  financial         date (x)            Conversion             cash             voting rights      % of voting rights 
  instrument                            Period (xi)            settlement 
                                                               (xii) 
                  -------------------  --------------------  ---------------  -----------------  -------------------- 
 
 
 
                                                              SUBTOTAL 8.B.2 
                                                             ---------------  -----------------  -------------------- 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the applicable box with an "X") 
 Person subject to the notification obligation is not controlled by                                 X 
  any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
                                                                                       ---------------------------- 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
                                                                                       ---------------------------- 
                           % of voting rights                % of voting rights               Total of both if 
                           if it equals or is                 through financial             it equals or is higher 
       N ame xv        higher than the notifiable             in- struments if               than the notifiable 
                                threshold                  it equals or is higher                 threshold 
                                                                  than the 
                                                            notifiable threshold 
                  ---------------------------------  ------------------------------  ------------------------------ 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                     -------------------------------------------------------------- 
 The number and % of voting rights held 
                                                     -------------------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                     -------------------------------------------------------------- 
 
 11 . Additional information (xvi) 
 
 
 
 
 Place of completion   05 March 2021 
 Date of completion    Toronto, Canada 
                      ---------------- 
 

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