Oberon Investments Group PLC Holding(s) in Company (8721Q)
October 20 2023 - 11:48AM
UK Regulatory
TIDMOBE
RNS Number : 8721Q
Oberon Investments Group PLC
20 October 2023
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Oberon Investments Group plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify) (iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Mr Simon McGivern
City and country of registered office London, United Kingdon
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
--------------------------------------
City and country of registered office
(if applicable)
--------------------------------------
5. Date on which the threshold was 20/10/2023
crossed or reached (vi) :
--------------------------------------
6. Date on which issuer notified 20/10/2023
(DD/MM/YYYY):
--------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting
to shares instruments 8.B) rights held
(total of (total of 8.B in issuer
8. A) 1 + 8.B 2) (8.A + 8.B)
(vii)
----------------- --------------------- -------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 6.04% 5.24% 11.28% 76,869,747
----------------- --------------------- -------------- ------------------
Position of
previous notification
(if
applicable) 7.73% 5.24% 12.97% 88,468,050
----------------- --------------------- -------------- ------------------
TR-1: S tandard form for notification of major holdings
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------------
GB00BDZRYX75 41,158,622 - 6.04%
----------------------- ------------------------- -------------------- ---------------
SUBTOTAL 8. A 41,158,622 6.04%
-------------------------------------------------- -------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------- -------------------------- ---------------
EMI share options 27/9/29 Any time 25,711,125 3.77%
----------- ------------------------------- -------------------------- ---------------
SUBTOTAL 8. B
1 25,711,125 3.77%
------------------------------- -------------------------- ---------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
----------------- ---------------------- ----------------- ----------------
Any time after
Unapproved vesting conditions
share options 22/4/31 met Cash 10,000,000 1.47%
----------------- ---------------------- ----------------- ----------------
SUBTOTAL
8.B.2 10,000,000 1.47%
----------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
All voting right percentages are calculated on a fully diluted basis.
Place of completion London,
Date of completion 20/10/2023
-----------
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END
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