Form 8-K - Current report
September 23 2024 - 3:05PM
Edgar (US Regulatory)
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2024-09-17
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2024-09-17
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2024-09-17
2024-09-17
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 17, 2024
CERO THERAPEUTICS HOLDINGS, INC.
(Exact name of registrant as specified in its
charter)
Delaware |
|
001-40877 |
|
87-1088814 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(I.R.S. Employer
Identification Number) |
201 Haskins Way, Suite 230,
South San Francisco, CA |
|
94080 |
(Address of principal executive offices) |
|
(Zip Code) |
(650) 407-2376
Registrant’s telephone number, including
area code
Not applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common stock, par value $0.0001 per share |
|
CERO |
|
NASDAQ Global Market |
Warrants, each whole warrant exercisable for one share of common stock |
|
CEROW |
|
NASDAQ Global Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 17, 2024, the Chief Financial Officer
of CERo Therapeutics Holdings, Inc. (the “Company”), Charles R. Carter, informed the Board of Directors of the Company
(the “Board”) that he expects to accept a new position with another publicly-traded company. Mr. Carter will continue
to serve as the Company’s Chief Financial Officer until September 30, 2024 and has indicated his willingness to assist with the
transition of his duties to his successor for a brief period thereafter. The Board has commenced a search process to identify his successor.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Dated: September 23, 2024 |
CERO THERAPEUTICS HOLDINGS, INC. |
|
|
|
By: |
/s/ Brian G. Atwood |
|
Name: |
Brian G. Atwood |
|
Title: |
Chief Executive Officer |
2
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Sep. 17, 2024 |
Document Type |
8-K
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Amendment Flag |
false
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Document Period End Date |
Sep. 17, 2024
|
Entity File Number |
001-40877
|
Entity Registrant Name |
CERO THERAPEUTICS HOLDINGS, INC.
|
Entity Central Index Key |
0001870404
|
Entity Tax Identification Number |
87-1088814
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
201 Haskins Way
|
Entity Address, Address Line Two |
Suite 230
|
Entity Address, City or Town |
South San Francisco
|
Entity Address, State or Province |
CA
|
Entity Address, Postal Zip Code |
94080
|
City Area Code |
650
|
Local Phone Number |
407-2376
|
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Entity Emerging Growth Company |
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Elected Not To Use the Extended Transition Period |
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Common stock, par value $0.0001 per share |
|
Title of 12(b) Security |
Common stock, par value $0.0001 per share
|
Trading Symbol |
CERO
|
Security Exchange Name |
NASDAQ
|
Warrants, each whole warrant exercisable for one share of common stock |
|
Title of 12(b) Security |
Warrants, each whole warrant exercisable for one share of common stock
|
Trading Symbol |
CEROW
|
Security Exchange Name |
NASDAQ
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