Report of Foreign Issuer (6-k)
May 24 2017 - 6:30AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM
6-K
REPORT OF
FOREIGN ISSUER
Pursuant to Rule
13a-16
or
15d-16
under the Securities Exchange Act of 1934
For the month of May 2017
Commission File Number
1-32575
Royal Dutch Shell plc
(Exact name of registrant as specified in its charter)
30, Carel van
Bylandtlaan, 2596 HR The Hague
The Netherlands
(Address of principal executive offices)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F:
Form
20-F
☒ Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the
Commission pursuant to Rule
12g3-2(b)
under the Securities Exchange Act of 1934.
Yes ☐. No ☒
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule
12g3-2(b):
82-
The following is the text of an announcement released to the London Stock Exchange by Royal
Dutch Shell plc on May 24, 2017
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TR-1:
NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
ii
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Royal Dutch Shell plc
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2 Reason for the notification
(please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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☒
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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☐
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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☐
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An event changing the breakdown of voting rights
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☐
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Other (please specify):
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☐
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3. Full name of person(s) subject to the notification obligation:
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BlackRock, Inc.
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4. Full name of shareholder(s)
(if different from 3.):
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5. Date of the transaction and date on which the threshold is crossed or reached:
v
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22 May 2017
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6. Date on which issuer notified:
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23 May 2017
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7. Threshold(s) that is/are crossed or reached:
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Voting rights attached to shares holding for BlackRock, Inc. has gone above 5%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type of shares
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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if possible using the ISIN CODE
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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GB00B03MLX29
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263,559,693
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263,559,693
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N/A
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N/A
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261,043,986
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N/A
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3.17
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%
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GB00B03MM408
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122,779,266
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122,779,266
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N/A
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N/A
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225,188,470
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N/A
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2.74
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%
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B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
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Type of financial instrument
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Expiration
date
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Exercise/
Conversion
Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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Securities Lending (GB00B03MM408)
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740,869
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0.01
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%
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Securities Lending (GB00B03MLX29)
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4,129,628
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0.05
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%
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American Depository Receipt (GB00B03MM408)
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13,916
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0.00
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%
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American Depository Receipt (GB00B03MLX29)
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28,940,454
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0.35
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%
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Physically Settled Call Option (US7802592060)
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18/01/2019
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7,798,670
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0.09
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%
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Physically Settled Put Option (US780259060)
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18/01/2019
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7,798,670
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0.09
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%
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C: Financial Instruments with similar economic effect to
Qualifying Financial Instruments
Resulting situation after the triggering transaction
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Type of financial instrument
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Exercise
price
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Expiration
date
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Exercise/
Conversion
period
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Number of voting
rights instrument
refers to
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% of voting rights
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Nominal
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Delta
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CFD (GB00B03MM408)
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2,305,114
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0.03
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%
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0.03
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%
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CFD (GB00B03MLX29)
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195,889
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0.00
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%
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0.00
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%
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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538,155,666
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6.54
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%
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held,
if applicable:
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting
rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
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14. Contact name:
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Mark Edwards
Royal Dutch Shell
plc
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15. Contact telephone number:
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+44 20 7934 2817
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Name
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% of voting
rights if it
equals or is
higher than the
notifiable
threshold
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% of voting rights
through financial
instruments if it
equals or is higher
than the
notifiable
threshold
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Total of both if
it equals or is
higher than the
notifiable
threshold
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BlackRock, Inc.
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FutureAdvisor, Inc.
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock (Singapore) Holdco Pte. Ltd.
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BlackRock
Asia-Pac
Holdco, LLC
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BlackRock HK Holdco Limited
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BlackRock Cayco Limited
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BlackRock Trident Holding Company Limited
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BlackRock Japan Holdings GK
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BlackRock Japan Co., Ltd.
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BlackRock, Inc.
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Trident Merger, LLC
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BlackRock Investment Management, LLC
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock Investment Management (UK) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Australia Holdco Pty. Ltd.
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BlackRock Investment Management (Australia) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock International Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock Holdco 4, LLC
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BlackRock Holdco 6, LLC
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BlackRock Delaware Holdings Inc.
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BlackRock Institutional Trust Company, National Association
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock Holdco 4, LLC
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BlackRock Holdco 6, LLC
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BlackRock Delaware Holdings Inc.
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BlackRock Fund Advisors
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock (Singapore) Holdco Pte. Ltd.
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BlackRock
Asia-Pac
Holdco, LLC
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BlackRock HK Holdco Limited
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BlackRock Asset Management North Asia Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock Investment Management (UK) Limited
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BlackRock Asset Management Deutschland AG
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Holdco 3, LLC
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BlackRock Canada Holdings LP
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BlackRock Canada Holdings ULC
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BlackRock Asset Management Canada Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock Capital Holdings, Inc.
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BlackRock Advisors, LLC
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock Advisors (UK) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock (Singapore) Holdco Pte. Ltd.
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BlackRock (Singapore) Limited
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BlackRock, Inc.
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BlackRock Holdco 2, Inc.
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BlackRock Financial Management, Inc.
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BlackRock International Holdings, Inc.
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BR Jersey International Holdings L.P.
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BlackRock Group Limited
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BlackRock (Netherlands) B.V.
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This Report on Form
6-K
is incorporated by reference into:
a) the Registration Statement on Form
F-3
of Royal Dutch Shell plc and Shell International Finance B.V. (Registration
Numbers
333-199736
and
333-199736-01);
and
b) the Registration Statements on Forms
S-8
of Royal Dutch Shell plc (Registration Numbers
333-126715,
333-141397,
333-171206,
333-192821,
333-200953 and
333-215273).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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Royal Dutch Shell plc
(Registrant)
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By:
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M Edwards
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Name:
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M Edwards
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Title:
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Deputy Company Secretary
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Date: May 24, 2017
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